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SWZ

Swiss Helvetia Fund

55 hedge funds and large institutions have $187M invested in Swiss Helvetia Fund in 2017 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 13 increasing their positions, 10 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 10

14% more capital invested

Capital invested by funds: $163M → $187M (+$23.4M)

0.45% more ownership

Funds ownership: 56.85%57.3% (+0.45%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

5% less funds holding

Funds holding: 5855 (-3)

20% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 10

Holders
55
Holders Change
-3
Holders Change %
-5.17%
% of All Funds
1.37%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
8
Increased
13
Reduced
10
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
26
Morgan Stanley
New York
$312K +$35.5K +3,250 +14%
RJA
27
Raymond James & Associates
Florida
$295K +$278K +25,410 New
BBHC
28
Brown Brothers Harriman & Co
New York
$289K
CT
29
CMT Trading
Illinois
$288K +$72.2K +6,600 +36%
BBPWM
30
Blue Bell Private Wealth Management
Pennsylvania
$279K +$227K +20,717 +615%
SRC
31
Shufro Rose & Co
New York
$277K -$7.03K -643 -3%
CA
32
Cornerstone Advisors
North Carolina
$239K -$563K -51,512 -71%
SSWM
33
Smith Salley Wealth Management
North Carolina
$192K +$26.3K +2,404 +17%
Susquehanna International Group
34
Susquehanna International Group
Pennsylvania
$163K +$154K +14,066 New
UBS Group
35
UBS Group
Switzerland
$150K +$10K +919 +8%
M&T Bank
36
M&T Bank
New York
$141K +$22.6K +2,063 +20%
SCM
37
SOL Capital Management
Maryland
$131K
Truist Financial
38
Truist Financial
North Carolina
$127K
FNBT
39
FineMark National Bank & Trust
Florida
$116K
TAM
40
Tocqueville Asset Management
New York
$116K
SCM
41
Saba Capital Management
New York
$116K +$109K +10,000 New
ST
42
Smithfield Trust
Pennsylvania
$32K
TJHA
43
Thomas J. Herzfeld Advisors
Florida
$27K
TRCT
44
Tower Research Capital (TRC)
New York
$22K +$20.3K +1,857 New
JP Morgan Chase
45
JP Morgan Chase
New York
$20K
FDCDDQ
46
Federation des caisses Desjardins du Quebec
Quebec, Canada
$13.1K +$12.3K +1,128 New
Creative Planning
47
Creative Planning
Kansas
$13K
Barclays
48
Barclays
United Kingdom
$12K
LTFS
49
Ladenburg Thalmann Financial Services
Florida
$12K +$10.9K +1,000 New
NSIM
50
North Star Investment Management
Illinois
$11K

SWZ Hedge Fund Activity: Q1 2017 in Review

55 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q1 2017, worth a combined $187M — up 14% from $163M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of SWZ and 8 opened new positions — a net loss of 2 holders — while 10 trimmed existing stakes and 13 added.

The largest buyer was Lazard Asset Management, adding an estimated $5.96M. The largest seller was Wells Fargo, cutting an estimated $6.21M.

  • 55 institutional investors held Swiss Helvetia Fund (SWZ) as of Q1 2017, down from 58 in Q4 2016.
  • Funds reported $187M of Swiss Helvetia Fund stock for Q1 2017, up 14% quarter-over-quarter.
  • 8 funds opened new Swiss Helvetia Fund positions in Q1 2017 and 10 closed out, a net change of -2 holders.
  • The largest Swiss Helvetia Fund buyer in Q1 2017 was Lazard Asset Management, an estimated $5.96M added.
  • The largest Swiss Helvetia Fund seller in Q1 2017 was Wells Fargo, an estimated $6.21M sold.

Based on aggregated 13F filings for Q1 2017.