SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

53 hedge funds and large institutions have $165M invested in Swiss Helvetia Fund in 2015 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 4 closing their positions.

Holders
53
Holders Change
+3
Holders Change %
+6%
% of All Funds
1.39%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
7
Increased
15
Reduced
13
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$40.2M
2
COLIM
2
City of London Investment Management
United Kingdom
$1.12M
3
GH
3
GAM Holding
Switzerland
$483K
4
1CP
4
1607 Capital Partners
Virginia
$39.3M
5
JGUA
5
John G. Ullman & Associates
New York
$602K

Top Sellers

1
BI
1
Bulldog Investors
New Jersey
$9.18M
2
CA
2
Cornerstone Advisors
North Carolina
$1.3M
3
RJA
3
Raymond James & Associates
Florida
$0
4
KIM
4
Karpus Investment Management
New York
$18.9M
5
Lazard Asset Management
5
Lazard Asset Management
New York
$35M
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$40.2M +$4.98M +471,575 +14%
1CP
2
1607 Capital Partners
Virginia
$39.3M +$446K +42,243 +1%
Lazard Asset Management
3
Lazard Asset Management
New York
$35M -$170K -16,100 -0.5%
KIM
4
Karpus Investment Management
New York
$18.9M -$325K -30,809 -2%
BI
5
Bulldog Investors
New Jersey
$9.18M -$928K -87,882 -9%
GFM
6
Gramercy Funds Management
Connecticut
$4.41M – – –
CA
7
Cornerstone Advisors
North Carolina
$1.3M -$702K -66,459 -35%
Bank of America
8
Bank of America
North Carolina
$1.29M -$7.17K -679 -0.6%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$1.24M +$42.5K +4,023 +4%
CCM
10
Cutler Capital Management
Massachusetts
$1.23M +$18.9K +1,787 +2%
COLIM
11
City of London Investment Management
United Kingdom
$1.12M +$583K +55,634 +108%
PNC Financial Services Group
12
PNC Financial Services Group
Pennsylvania
$1.12M – – –
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$912K -$82.8K -7,829 -8%
CL
14
CSS LLC
Illinois
$775K – – –
Morgan Stanley
15
Morgan Stanley
New York
$739K -$41.1K -3,898 -5%
SI
16
SII Investments
Wisconsin
$694K – – –
JGUA
17
John G. Ullman & Associates
New York
$602K +$363K +34,400 +152%
GC
18
Guggenheim Capital
Illinois
$497K +$183K +17,312 +58%
GH
19
GAM Holding
Switzerland
$483K +$483K +45,693 New
AMI
20
Amica Mutual Insurance
Rhode Island
$482K – – –
AA
21
AQR Arbitrage
Connecticut
$423K +$16.4K +1,552 +4%
PAM
22
Peak Asset Management
Colorado
$390K +$11.6K +1,100 +3%
ICM
23
Ionic Capital Management
New York
$365K +$39K +3,689 +12%
APFBOT
24
Amica Pension Fund Board of Trustees
Rhode Island
$327K – – –
JPMPWA
25
J.P. Morgan Private Wealth Advisors
California
$321K +$213K +20,200 +197%
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