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SWZ

Swiss Helvetia Fund

49 hedge funds and large institutions have $155M invested in Swiss Helvetia Fund in 2015 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 24 increasing their positions, 13 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

85% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 13

5% more capital invested

Capital invested by funds: $147M → $155M (+$7.56M)

0.61% more ownership

Funds ownership: 49.7%50.31% (+0.61%)

4% less funds holding

Funds holding: 5149 (-2)

25% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 8

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
49
Holders Change
-2
Holders Change %
-3.92%
% of All Funds
1.31%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
6
Increased
24
Reduced
13
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$41.2M +$2.72M +239,758 +7%
Lazard Asset Management
2
Lazard Asset Management
New York
$39.7M -$569K -50,100 -1%
Wells Fargo
3
Wells Fargo
California
$31.2M +$5.39M +474,194 +21%
KIM
4
Karpus Investment Management
New York
$18M +$1.21M +106,903 +7%
GFM
5
Gramercy Funds Management
Connecticut
$3.11M +$2.15M +188,853 +235%
CA
6
Cornerstone Advisors
North Carolina
$2.74M +$1.9M +167,352 +238%
WAM
7
Weiss Asset Management
Massachusetts
$2.61M -$5.99M -527,378 -70%
WAM
8
Wolverine Asset Management
Illinois
$2.23M +$1.57M +138,024 +249%
Bank of America
9
Bank of America
North Carolina
$1.38M +$279K +24,581 +26%
Morgan Stanley
10
Morgan Stanley
New York
$1.31M +$177K +15,588 +16%
PNC Financial Services Group
11
PNC Financial Services Group
Pennsylvania
$1.13M +$403K +35,441 +57%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.02M +$61.6K +5,423 +7%
CL
13
CSS LLC
Illinois
$828K +$131K +11,527 +19%
CCM
14
Cutler Capital Management
Massachusetts
$797K +$244K +21,450 +45%
DA
15
Doliver Advisors
Texas
$726K -$303K -26,628 -30%
SI
16
SII Investments
Wisconsin
$569K +$344K +30,268 +158%
RJA
17
Raymond James & Associates
Florida
$552K -$122K -10,719 -18%
BNP Paribas Financial Markets
18
BNP Paribas Financial Markets
France
$487K -$194K -17,089 -29%
MIC
19
Meridian Investment Counsel
California
$392K +$2.78K +245 +0.7%
SFS
20
Shaker Financial Services
Virginia
$385K +$379K +33,335 New
AA
21
AQR Arbitrage
Connecticut
$347K +$341K +30,047 New
JGUA
22
John G. Ullman & Associates
New York
$326K -$11.4K -1,000 -3%
SRC
23
Shufro Rose & Co
New York
$325K -$5.1K -449 -2%
Geode Capital Management
24
Geode Capital Management
Massachusetts
$324K
GC
25
Guggenheim Capital
Illinois
$278K -$59.1K -5,206 -18%

SWZ Hedge Fund Activity: Q1 2015 in Review

49 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q1 2015, worth a combined $155M — up 5.1% from $147M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of SWZ and 6 opened new positions — a net loss of 2 holders — while 13 trimmed existing stakes and 24 added.

The largest buyer was Wells Fargo, adding an estimated $5.39M. The largest seller was Weiss Asset Management, cutting an estimated $5.99M.

  • 49 institutional investors held Swiss Helvetia Fund (SWZ) as of Q1 2015, down from 51 in Q4 2014.
  • Funds reported $155M of Swiss Helvetia Fund stock for Q1 2015, up 5.1% quarter-over-quarter.
  • 6 funds opened new Swiss Helvetia Fund positions in Q1 2015 and 8 closed out, a net change of -2 holders.
  • The largest Swiss Helvetia Fund buyer in Q1 2015 was Wells Fargo, an estimated $5.39M added.
  • The largest Swiss Helvetia Fund seller in Q1 2015 was Weiss Asset Management, an estimated $5.99M sold.

Based on aggregated 13F filings for Q1 2015.