SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

49 hedge funds and large institutions have $155M invested in Swiss Helvetia Fund in 2015 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 24 increasing their positions, 13 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
49
Holders Change
-2
Holders Change %
-3.92%
% of All Funds
1.31%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
6
Increased
24
Reduced
13
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$31.2M
2
1CP
2
1607 Capital Partners
Virginia
$41.2M
3
GFM
3
Gramercy Funds Management
Connecticut
$3.11M
4
CA
4
Cornerstone Advisors
North Carolina
$2.74M
5
WAM
5
Wolverine Asset Management
Illinois
$2.23M

Top Sellers

1
WAM
1
Weiss Asset Management
Massachusetts
$2.61M
2
Grantham, Mayo, Van Otterloo & Co (GMO)
2
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$0
3
TC
3
TFS Capital
Pennsylvania
$227K
4
COLIM
4
City of London Investment Management
United Kingdom
$0
5
GRQ
5
Gardner Russo & Quinn
Pennsylvania
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
1CP
1
1607 Capital Partners
Virginia
$41.2M +$2.77M +239,758 +7%
Lazard Asset Management
2
Lazard Asset Management
New York
$39.7M -$578K -50,100 -1%
Wells Fargo
3
Wells Fargo
California
$31.2M +$5.47M +474,194 +21%
KIM
4
Karpus Investment Management
New York
$18M +$1.23M +106,903 +7%
GFM
5
Gramercy Funds Management
Connecticut
$3.11M +$2.18M +188,853 +235%
CA
6
Cornerstone Advisors
North Carolina
$2.74M +$1.93M +167,352 +238%
WAM
7
Weiss Asset Management
Massachusetts
$2.61M -$6.09M -527,378 -70%
WAM
8
Wolverine Asset Management
Illinois
$2.23M +$1.59M +138,024 +249%
Bank of America
9
Bank of America
North Carolina
$1.38M +$284K +24,581 +26%
Morgan Stanley
10
Morgan Stanley
New York
$1.32M +$180K +15,588 +16%
PNC Financial Services Group
11
PNC Financial Services Group
Pennsylvania
$1.13M +$409K +35,441 +57%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.02M +$62.6K +5,423 +7%
CL
13
CSS LLC
Illinois
$828K +$133K +11,527 +19%
CCM
14
Cutler Capital Management
Massachusetts
$797K +$247K +21,450 +45%
DA
15
Doliver Advisors
Texas
$726K -$307K -26,628 -30%
SI
16
SII Investments
Wisconsin
$569K +$348K +30,268 +158%
RJA
17
Raymond James & Associates
Florida
$552K -$124K -10,719 -18%
BNP Paribas Financial Markets
18
BNP Paribas Financial Markets
France
$487K -$197K -17,089 -29%
MIC
19
Meridian Investment Counsel
California
$392K +$2.83K +245 +0.7%
SFS
20
Shaker Financial Services
Virginia
$385K +$385K +33,335 New
AA
21
AQR Arbitrage
Connecticut
$347K +$347K +30,047 New
JGUA
22
John G. Ullman & Associates
New York
$326K -$11.5K -1,000 -3%
SRC
23
Shufro Rose & Co
New York
$325K -$5.18K -449 -2%
Geode Capital Management
24
Geode Capital Management
Massachusetts
$324K -$118K – –
GC
25
Guggenheim Capital
Illinois
$278K -$60K -5,206 -18%
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