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SWZ

Swiss Helvetia Fund

47 hedge funds and large institutions have $128M invested in Swiss Helvetia Fund in 2018 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 12 increasing their positions, 13 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 3

12% more funds holding

Funds holding: 4247 (+5)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.5% less ownership

Funds ownership: 59.86%59.36% (-0.5%)

8% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 13

32% less capital invested

Capital invested by funds: $187M → $128M (-$59.2M)

Holders
47
Holders Change
+5
Holders Change %
+11.9%
% of All Funds
1.07%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
8
Increased
12
Reduced
13
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$47.5M -$1.13M -93,119 -2%
1CP
2
1607 Capital Partners
Virginia
$23.8M +$900K +73,846 +3%
BI
3
Bulldog Investors
New Jersey
$17.5M -$665K -54,548 -3%
Lazard Asset Management
4
Lazard Asset Management
New York
$16.4M -$959K -78,700 -4%
KIM
5
Karpus Investment Management
New York
$7.64M -$243K -19,960 -2%
CL
6
CSS LLC
Illinois
$2.89M +$3.67M +301,370 +793%
JGUA
7
John G. Ullman & Associates
New York
$2.51M -$70.1K -5,750 -2%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.19M +$5.68K +466 +0.3%
RCM
9
Rivernorth Capital Management
Florida
$1.16M +$1.4M +114,957 +526%
BFM
10
Boothbay Fund Management
New York
$911K +$286K +23,498 +28%
WAM
11
Weiss Asset Management
Massachusetts
$878K +$1.26M +103,207 New
PNC Financial Services Group
12
PNC Financial Services Group
Pennsylvania
$638K +$329K +26,996 +56%
UCI
13
Uncommon Cents Investing
Wisconsin
$540K
Citigroup
14
Citigroup
New York
$472K
Geode Capital Management
15
Geode Capital Management
Massachusetts
$432K +$619K +50,766 New
RVPG
16
Relative Value Partners Group
$330K -$14K -1,151 -4%
PAM
17
Peak Asset Management
Colorado
$283K +$2.72K +223 +0.7%
JMPWA
18
JP Morgan Private Wealth Advisors
California
$278K
BC
19
Brinker Capital
Pennsylvania
$238K -$13.7K -1,122 -4%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$226K -$200K -16,443 -38%
SFS
21
Shaker Financial Services
Virginia
$226K +$24.4K +2,000 +8%
Morgan Stanley
22
Morgan Stanley
New York
$225K +$13.6K +1,116 +4%
DWM
23
Dakota Wealth Management
Florida
$220K +$315K +25,825 New
GH
24
GAM Holding
Switzerland
$213K -$90.4K -7,416 -23%
MIC
25
Meridian Investment Counsel
California
$197K -$19.4K -1,589 -6%

SWZ Hedge Fund Activity: Q3 2018 in Review

47 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q3 2018, worth a combined $128M — down 32% from $187M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new SWZ positions and 3 closed out — a net gain of 5 holders — while 12 added to existing stakes and 13 trimmed.

The largest buyer was CSS LLC, adding an estimated $3.67M. The largest seller was City of London Investment Management, exiting entirely with an estimated $7.01M sold.

  • 47 institutional investors held Swiss Helvetia Fund (SWZ) as of Q3 2018, up from 42 in Q2 2018.
  • Funds reported $128M of Swiss Helvetia Fund stock for Q3 2018, down 32% quarter-over-quarter.
  • 8 funds opened new Swiss Helvetia Fund positions in Q3 2018 and 3 closed out, a net change of +5 holders.
  • The largest Swiss Helvetia Fund buyer in Q3 2018 was CSS LLC, an estimated $3.67M added.
  • The largest Swiss Helvetia Fund seller in Q3 2018 was City of London Investment Management, an estimated $7.01M sold.

Based on aggregated 13F filings for Q3 2018.