SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

47 hedge funds and large institutions have $128M invested in Swiss Helvetia Fund in 2018 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 12 increasing their positions, 13 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
47
Holders Change
+5
Holders Change %
+11.9%
% of All Funds
1.08%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
8
Increased
12
Reduced
13
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CL
CSS LLC
Illinois
$2.89M
2
RCM
Rivernorth Capital Management
Florida
$1.16M
3
WAM
Weiss Asset Management
Massachusetts
$878K
4
1CP
1607 Capital Partners
Virginia
$23.8M
5
Geode Capital Management
Geode Capital Management
Massachusetts
$432K

Top Sellers

1
COLIM
City of London Investment Management
United Kingdom
$0
2
Wells Fargo
Wells Fargo
California
$47.5M
3
Lazard Asset Management
Lazard Asset Management
New York
$16.4M
4
BI
Bulldog Investors
New Jersey
$17.5M
5
BBPWM
Blue Bell Private Wealth Management
Pennsylvania
$7K
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$47.5M -$792K -93,119 -2%
1CP
2
1607 Capital Partners
Virginia
$23.8M +$628K +73,846 +3%
BI
3
Bulldog Investors
New Jersey
$17.5M -$464K -54,548 -3%
Lazard Asset Management
4
Lazard Asset Management
New York
$16.4M -$670K -78,700 -4%
KIM
5
Karpus Investment Management
New York
$7.64M -$170K -19,960 -2%
CL
6
CSS LLC
Illinois
$2.89M +$2.56M +301,370 +793%
JGUA
7
John G. Ullman & Associates
New York
$2.51M -$48.9K -5,750 -2%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.19M +$3.96K +466 +0.3%
RCM
9
Rivernorth Capital Management
Florida
$1.16M +$978K +114,957 +526%
BFM
10
Boothbay Fund Management
New York
$911K +$200K +23,498 +28%
WAM
11
Weiss Asset Management
Massachusetts
$878K +$878K +103,207 New
PNC Financial Services Group
12
PNC Financial Services Group
Pennsylvania
$638K +$230K +26,996 +56%
UCI
13
Uncommon Cents Investing
Wisconsin
$540K – – –
Citigroup
14
Citigroup
New York
$472K – – –
Geode Capital Management
15
Geode Capital Management
Massachusetts
$432K +$432K +50,766 New
RVPG
16
Relative Value Partners Group
$330K -$15.5K -1,151 -4%
PAM
17
Peak Asset Management
Colorado
$283K +$1.89K +223 +0.7%
JPMPWA
18
J.P. Morgan Private Wealth Advisors
California
$278K – – –
BC
19
Brinker Capital
Pennsylvania
$238K -$9.57K -1,122 -4%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$226K -$140K -16,443 -38%
SFS
21
Shaker Financial Services
Virginia
$226K +$17.1K +2,000 +8%
Morgan Stanley
22
Morgan Stanley
New York
$225K +$9.5K +1,116 +4%
DWM
23
Dakota Wealth Management
Florida
$220K +$220K +25,825 New
GH
24
GAM Holding
Switzerland
$213K -$63.2K -7,416 -23%
MIC
25
Meridian Investment Counsel
California
$197K -$13.5K -1,589 -6%
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