Swiss Helvetia Fund
47 hedge funds and large institutions have $128M invested in Swiss Helvetia Fund in 2018 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 12 increasing their positions, 13 reducing their positions, and 3 closing their positions.
167% more first-time investments, than exits
New positions opened: 8 | Existing positions closed: 3
12% more funds holding
Funds holding: 42 → 47 (+5)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
0.5% less ownership
Funds ownership: 59.86% → 59.36% (-0.5%)
8% less repeat investments, than reductions
Existing positions increased: 12 | Existing positions reduced: 13
32% less capital invested
Capital invested by funds: $187M → $128M (-$59.2M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CL
CSS LLC
Chicago,
Illinois
|
+$3.67M |
| 2 |
RCM
Rivernorth Capital Management
West Palm Beach,
Florida
|
+$1.4M |
| 3 |
WAM
Weiss Asset Management
Boston,
Massachusetts
|
+$1.26M |
| 4 |
1CP
1607 Capital Partners
Richmond,
Virginia
|
+$900K |
| 5 |
Geode Capital Management
Boston,
Massachusetts
|
+$619K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
COLIM
City of London Investment Management
London,
United Kingdom
|
-$7.01M |
| 2 |
Wells Fargo
San Francisco,
California
|
-$1.13M |
| 3 |
Lazard Asset Management
New York
|
-$959K |
| 4 |
BI
Bulldog Investors
Saddle Brook,
New Jersey
|
-$665K |
| 5 |
BBPWM
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
-$300K |
SWZ Hedge Fund Activity: Q3 2018 in Review
47 of the 4,391 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q3 2018, worth a combined $128M — down 32% from $187M a quarter earlier.
Buyers outnumbered sellers: 8 funds opened new SWZ positions and 3 closed out — a net gain of 5 holders — while 12 added to existing stakes and 13 trimmed.
The largest buyer was CSS LLC, adding an estimated $3.67M. The largest seller was City of London Investment Management, exiting entirely with an estimated $7.01M sold.
- 47 institutional investors held Swiss Helvetia Fund (SWZ) as of Q3 2018, up from 42 in Q2 2018.
- Funds reported $128M of Swiss Helvetia Fund stock for Q3 2018, down 32% quarter-over-quarter.
- 8 funds opened new Swiss Helvetia Fund positions in Q3 2018 and 3 closed out, a net change of +5 holders.
- The largest Swiss Helvetia Fund buyer in Q3 2018 was CSS LLC, an estimated $3.67M added.
- The largest Swiss Helvetia Fund seller in Q3 2018 was City of London Investment Management, an estimated $7.01M sold.
Based on aggregated 13F filings for Q3 2018.