SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

35 hedge funds and large institutions have $44M invested in Swiss Helvetia Fund in 2021 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 6 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
35
Holders Change
-2
Holders Change %
-5.41%
% of All Funds
0.62%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
6
Reduced
9
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
$593K
2
Wells Fargo
Wells Fargo
California
$10.8M
3
WAM
Wolverine Asset Management
Illinois
$402K
4
SFS
Shaker Financial Services
Virginia
$856K
5
Citadel Advisors
Citadel Advisors
Florida
$88K

Top Sellers

1
KIM
Karpus Investment Management
New York
$0
2
AA
AQR Arbitrage
Connecticut
$0
3
CL
CSS LLC
Illinois
$4.06M
4
CCP
Cardan Capital Partners
Colorado
$0
5
1CP
1607 Capital Partners
Virginia
$3.23M
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$10.8M +$443K +50,407 +4%
Lazard Asset Management
2
Lazard Asset Management
New York
$7.28M -$116K -13,240 -2%
COLIM
3
City of London Investment Management
United Kingdom
$6.07M – – –
CL
4
CSS LLC
Illinois
$4.06M -$225K -25,600 -5%
1CP
5
1607 Capital Partners
Virginia
$3.23M -$189K -21,455 -6%
MC
6
Matisse Capital
Oregon
$2.76M -$19.3K -2,200 -0.7%
GRQ
7
Gardner Russo & Quinn
Pennsylvania
$1.97M +$30K +3,418 +2%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.43M -$98.6K -11,215 -6%
BBPWM
9
Blue Bell Private Wealth Management
Pennsylvania
$1.02M -$44.8K -5,093 -4%
SFS
10
Shaker Financial Services
Virginia
$856K +$368K +41,866 +75%
UCI
11
Uncommon Cents Investing
Wisconsin
$792K – – –
CA
12
Cornerstone Advisors
North Carolina
$667K -$15K -1,708 -2%
Bank of America
13
Bank of America
North Carolina
$593K +$555K +63,113 +1,461%
BI
14
Bulldog Investors
New Jersey
$545K – – –
WAM
15
Wolverine Asset Management
Illinois
$402K +$402K +45,753 New
UBS Group
16
UBS Group
Switzerland
$257K +$132 +15 +0.1%
RJA
17
Raymond James & Associates
Florida
$246K – – –
Morgan Stanley
18
Morgan Stanley
New York
$183K – – –
GI
19
GAMCO Investors
Connecticut
$141K – – –
CICI
20
Capital Investment Counsel Inc
North Carolina
$132K – – –
RJFSA
21
Raymond James Financial Services Advisors
Florida
$132K +$21.2K +2,412 +19%
KAS
22
Kestra Advisory Services
Texas
$113K -$20.9K -2,376 -16%
Walleye Trading
23
Walleye Trading
New York
$96K -$26 -3 -0%
Citadel Advisors
24
Citadel Advisors
Florida
$88K +$88K +10,016 New
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$71K – – –
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