SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

44 hedge funds and large institutions have $184M invested in Swiss Helvetia Fund in 2018 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 13 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
44
Holders Change
+1
Holders Change %
+2.33%
% of All Funds
1.01%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
6
Increased
10
Reduced
13
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
COLIM
City of London Investment Management
United Kingdom
+$2.41M
2
Wells Fargo
Wells Fargo
California
+$2.13M
3
BI
Bulldog Investors
New Jersey
+$1.2M
4
BFM
Boothbay Fund Management
New York
+$1.02M
5
JGUA
John G. Ullman & Associates
New York
+$388K

Top Sellers

1
Bank of America
Bank of America
North Carolina
-$1.67M
2
1CP
1607 Capital Partners
Virginia
-$838K
3
KIM
Karpus Investment Management
New York
-$757K
4
Lazard Asset Management
Lazard Asset Management
New York
-$627K
5
CA
Cornerstone Advisors
North Carolina
-$418K
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$65.7M +$2.13M +174,229 +3%
1CP
2
1607 Capital Partners
Virginia
$33.6M -$838K -68,402 -2%
Lazard Asset Management
3
Lazard Asset Management
New York
$27.2M -$627K -51,200 -2%
BI
4
Bulldog Investors
New Jersey
$25.9M +$1.2M +98,070 +5%
KIM
5
Karpus Investment Management
New York
$11.4M -$757K -61,813 -6%
COLIM
6
City of London Investment Management
United Kingdom
$6.28M +$2.41M +196,526 +62%
JGUA
7
John G. Ullman & Associates
New York
$3.48M +$388K +31,695 +13%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.75M -$104K -8,523 -6%
BFM
9
Boothbay Fund Management
New York
$1.02M +$1.02M +83,595 New
UCI
10
Uncommon Cents Investing
Wisconsin
$777K +$21.5K +1,754 +3%
Citigroup
11
Citigroup
New York
$635K – – –
PNC Financial Services Group
12
PNC Financial Services Group
Pennsylvania
$588K -$99.1K -8,099 -14%
CL
13
CSS LLC
Illinois
$551K – – –
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$510K -$24.5K -2,000 -5%
PAM
15
Peak Asset Management
Colorado
$405K – – –
GH
16
GAM Holding
Switzerland
$397K +$3.72K +304 +0.9%
SFS
17
Shaker Financial Services
Virginia
$380K – – –
BC
18
Brinker Capital
Pennsylvania
$373K -$26.8K -2,189 -7%
Morgan Stanley
19
Morgan Stanley
New York
$319K +$1.74K +142 +0.5%
MIC
20
Meridian Investment Counsel
California
$309K – – –
AA
21
Ancora Advisors
Ohio
$309K +$123K +10,000 +66%
RVPG
22
Relative Value Partners Group
$295K +$295K +24,106 New
Bank of America
23
Bank of America
North Carolina
$257K -$1.67M -136,183 -87%
SSWM
24
Smith Salley Wealth Management
North Carolina
$170K -$1.14K -93 -0.7%
DA
25
Doliver Advisors
Texas
$163K +$163K +13,337 New
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