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SWZ

Swiss Helvetia Fund

35 hedge funds and large institutions have $28.1M invested in Swiss Helvetia Fund in 2019 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 7

2.94% more ownership

Funds ownership: 27.1%30.04% (+2.9%)

3% more capital invested

Capital invested by funds: $27.2M → $28.1M (+$932K)

0% more funds holding

Funds holding: 3535 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

Holders
35
Holders Change
Holders Change %
0%
% of All Funds
0.77%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
9
Reduced
7
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$5.18M -$847K -106,333 -14%
Lazard Asset Management
2
Lazard Asset Management
New York
$4.14M +$1.48M +185,373 +56%
CL
3
CSS LLC
Illinois
$3.98M +$789K +99,050 +25%
1CP
4
1607 Capital Partners
Virginia
$3.11M +$128K +16,113 +4%
Geode Capital Management
5
Geode Capital Management
Massachusetts
$2.12M
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$1.63M -$30K -3,761 -2%
MC
7
Matisse Capital
Oregon
$1.57M +$182K +22,898 +13%
BI
8
Bulldog Investors
New Jersey
$1.25M
WAM
9
Wolverine Asset Management
Illinois
$1.05M -$549K -68,879 -34%
UCI
10
Uncommon Cents Investing
Wisconsin
$722K
LCM
11
Landscape Capital Management
New Jersey
$428K -$233K -29,275 -35%
KIM
12
Karpus Investment Management
New York
$420K +$258K +32,429 +163%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$319K +$55.3K +6,938 +21%
COLIM
14
City of London Investment Management
United Kingdom
$277K
Morgan Stanley
15
Morgan Stanley
New York
$272K -$8.28K -1,039 -3%
SFS
16
Shaker Financial Services
Virginia
$264K +$170K +21,399 +186%
CRC
17
Curi RMB Capital
Illinois
$242K -$125K -15,677 -34%
SSWM
18
Smith Salley Wealth Management
North Carolina
$171K
Walleye Trading
19
Walleye Trading
New York
$159K
AP
20
Advisor Partners
California
$142K
GI
21
GAMCO Investors
Connecticut
$128K +$127K +15,993 New
CICI
22
Capital Investment Counsel Inc
North Carolina
$120K
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$80K +$7.56K +949 +11%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$76K
BBPWM
25
Blue Bell Private Wealth Management
Pennsylvania
$57K +$56.5K +7,086 New

SWZ Hedge Fund Activity: Q3 2019 in Review

35 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q3 2019, worth a combined $28.1M — up 3.4% from $27.2M a quarter earlier.

Fund positioning in SWZ was balanced in Q3 2019: 4 funds opened new positions, 4 closed out, 9 added to existing stakes and 7 trimmed.

The largest buyer was Rivernorth Capital Management, opening a new position worth an estimated $3.88M. The largest seller was Alpine Global Management, exiting entirely with an estimated $2.2M sold.

  • 35 institutional investors held Swiss Helvetia Fund (SWZ) as of Q3 2019, unchanged from Q2 2019.
  • Funds reported $28.1M of Swiss Helvetia Fund stock for Q3 2019, up 3.4% quarter-over-quarter.
  • 4 funds opened new Swiss Helvetia Fund positions in Q3 2019 and 4 closed out, a net change of 0 holders.
  • The largest Swiss Helvetia Fund buyer in Q3 2019 was Rivernorth Capital Management, an estimated $3.88M added.
  • The largest Swiss Helvetia Fund seller in Q3 2019 was Alpine Global Management, an estimated $2.2M sold.

Based on aggregated 13F filings for Q3 2019.