SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

35 hedge funds and large institutions have $28.1M invested in Swiss Helvetia Fund in 2019 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
35
Holders Change
–
Holders Change %
0%
% of All Funds
0.77%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
9
Reduced
7
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Lazard Asset Management
Lazard Asset Management
New York
$4.14M
2
CL
CSS LLC
Illinois
$3.98M
3
KIM
Karpus Investment Management
New York
$420K
4
MC
Matisse Capital
Oregon
$1.57M
5
SFS
Shaker Financial Services
Virginia
$264K

Top Sellers

1
AGM
Alpine Global Management
New York
$0
2
Wells Fargo
Wells Fargo
California
$5.18M
3
WAM
Wolverine Asset Management
Illinois
$1.05M
4
LCM
Landscape Capital Management
New Jersey
$428K
5
CRC
Curi RMB Capital
Illinois
$242K
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$5.18M -$854K -106,333 -14%
Lazard Asset Management
2
Lazard Asset Management
New York
$4.14M +$1.49M +185,373 +56%
CL
3
CSS LLC
Illinois
$3.98M +$795K +99,050 +25%
1CP
4
1607 Capital Partners
Virginia
$3.11M +$129K +16,113 +4%
Geode Capital Management
5
Geode Capital Management
Massachusetts
$2.12M – – –
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$1.63M -$30.2K -3,761 -2%
MC
7
Matisse Capital
Oregon
$1.57M +$184K +22,898 +13%
BI
8
Bulldog Investors
New Jersey
$1.25M – – –
WAM
9
Wolverine Asset Management
Illinois
$1.05M -$553K -68,879 -34%
UCI
10
Uncommon Cents Investing
Wisconsin
$722K – – –
LCM
11
Landscape Capital Management
New Jersey
$428K -$235K -29,275 -35%
KIM
12
Karpus Investment Management
New York
$420K +$260K +32,429 +163%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$319K +$55.8K +6,938 +21%
COLIM
14
City of London Investment Management
United Kingdom
$277K – – –
Morgan Stanley
15
Morgan Stanley
New York
$272K -$8.34K -1,039 -3%
SFS
16
Shaker Financial Services
Virginia
$264K +$172K +21,399 +186%
CRC
17
Curi RMB Capital
Illinois
$242K -$126K -15,677 -34%
SSWM
18
Smith Salley Wealth Management
North Carolina
$171K – – –
Walleye Trading
19
Walleye Trading
New York
$159K – – –
AP
20
Advisor Partners
California
$142K – – –
GI
21
GAMCO Investors
Connecticut
$128K +$128K +15,993 New
CICI
22
Capital Investment Counsel Inc
North Carolina
$120K – – –
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$80K +$7.63K +949 +11%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$76K – – –
BBPWM
25
Blue Bell Private Wealth Management
Pennsylvania
$57K +$57K +7,086 New
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