RCM
SWZ

Rivernorth Capital Management’s Swiss Helvetia Fund SWZ Stock Holding History

Rivernorth Capital Management’s Portfolio SWZ Stock Details SWZ Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$1.96M Sell
331,019
-105,999
-24% -$643K 0.1% 242
2025
Q4 		$2.72M Buy
437,018
+58,381
+15% +$353K 0.13% 218
2025
Q3 		$2.3M Sell
378,637
-291,309
-43% -$1.79M 0.13% 185
2025
Q2 		$4.25M Buy
669,946
+625,113
+1,394% +$4.22M 0.23% 122
2025
Q1 		$413K Buy
+44,833
New +$390K 0.02% 201
2020
Q2 		– Sell
-789,381
Closed -$5.49M – 291
2020
Q1 		$5.49M Sell
789,381
-91,753
-10% -$737K 0.37% 72
2019
Q4 		$7.41M Buy
881,134
+394,693
+81% +$3.21M 0.44% 61
2019
Q3 		$3.91K Buy
+486,441
New +$3.88M 0.02% 103
2018
Q4 		– Sell
-136,816
Closed -$1.16M – 299
2018
Q3 		$1.16M Buy
136,816
+114,957
+526% +$1.4M 0.1% 122
2018
Q2 		$270K Buy
+21,859
New +$269K 0.02% 157
2017
Q3 		– Sell
-499,070
Closed -$6.34M – 140
2017
Q2 		$6.34M Buy
499,070
+377,235
+310% +$4.6M 0.49% 63
2017
Q1 		$1.41M Hold
121,835
– – 0.1% 117
2016
Q4 		$1.24M Buy
+121,835
New +$1.25M 0.08% 138
2014
Q3 		– Sell
-194,958
Closed -$2.84M – 187
2014
Q2 		$2.84M Buy
+194,958
New +$2.8M 0.23% 109

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CL
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IA
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MC
Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
YCM
Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return
GRQ
Gardner Russo & Quinn Lancaster, Pennsylvania $8.5B AUM 9.79% 1-Year Est. Return
BBPWM
Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return