SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

41 hedge funds and large institutions have $31.6M invested in Swiss Helvetia Fund in 2020 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 8 increasing their positions, 13 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
41
Holders Change
+1
Holders Change %
+2.5%
% of All Funds
0.91%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
8
Reduced
13
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MC
Matisse Capital
Oregon
$2.34M
2
CCP
Cardan Capital Partners
Colorado
$390K
3
BBPWM
Blue Bell Private Wealth Management
Pennsylvania
$928K
4
Wells Fargo
Wells Fargo
California
$5.18M
5
CRC
Curi RMB Capital
Illinois
$378K

Top Sellers

1
Geode Capital Management
Geode Capital Management
Massachusetts
$166K
2
RCM
Rivernorth Capital Management
Florida
$5.49M
3
WAM
Wolverine Asset Management
Illinois
$638K
4
CA
Cornerstone Advisors
North Carolina
$552K
5
LCM
Landscape Capital Management
New Jersey
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
RCM
1
Rivernorth Capital Management
Florida
$5.49M -$638K -91,753 -10%
Wells Fargo
2
Wells Fargo
California
$5.18M +$164K +23,626 +3%
Lazard Asset Management
3
Lazard Asset Management
New York
$3.91M – – –
CL
4
CSS LLC
Illinois
$3.43M -$161K -23,193 -4%
1CP
5
1607 Capital Partners
Virginia
$2.73M – – –
MC
6
Matisse Capital
Oregon
$2.34M +$1.4M +200,950 +147%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.38M -$19.4K -2,788 -1%
BBPWM
8
Blue Bell Private Wealth Management
Pennsylvania
$928K +$376K +54,057 +68%
KIM
9
Karpus Investment Management
New York
$713K -$646 -93 -0.1%
WAM
10
Wolverine Asset Management
Illinois
$638K -$433K -62,428 -40%
UCI
11
Uncommon Cents Investing
Wisconsin
$625K – – –
CA
12
Cornerstone Advisors
North Carolina
$552K -$420K -60,436 -43%
COLIM
13
City of London Investment Management
United Kingdom
$503K -$25.9K -3,734 -5%
BI
14
Bulldog Investors
New Jersey
$433K -$1.25K -179 -0.3%
CCP
15
Cardan Capital Partners
Colorado
$390K +$390K +56,086 New
CRC
16
Curi RMB Capital
Illinois
$378K +$86.5K +12,447 +30%
SFS
17
Shaker Financial Services
Virginia
$300K +$45.8K +6,595 +18%
Morgan Stanley
18
Morgan Stanley
New York
$225K -$4.16K -600 -2%
UBS Group
19
UBS Group
Switzerland
$181K +$78.1K +11,248 +76%
Geode Capital Management
20
Geode Capital Management
Massachusetts
$166K -$1.1M -158,772 -87%
SSWM
21
Smith Salley Wealth Management
North Carolina
$138K -$2.27K -327 -2%
Walleye Trading
22
Walleye Trading
New York
$137K – – –
AA
23
AQR Arbitrage
Connecticut
$131K +$3.56K +513 +3%
AP
24
Advisor Partners
California
$122K – – –
GI
25
GAMCO Investors
Connecticut
$112K – – –
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