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SWZ

Swiss Helvetia Fund

41 hedge funds and large institutions have $31.6M invested in Swiss Helvetia Fund in 2020 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 8 increasing their positions, 13 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 5

3% more funds holding

Funds holding: 4041 (+1)

0.75% less ownership

Funds ownership: 35.05%34.3% (-0.75%)

19% less capital invested

Capital invested by funds: $39.1M → $31.6M (-$7.51M)

38% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 13

Holders
41
Holders Change
+1
Holders Change %
+2.5%
% of All Funds
0.9%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
8
Reduced
13
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$5.49M -$737K -91,753 -10%
Wells Fargo
2
Wells Fargo
California
$5.18M +$190K +23,626 +3%
Lazard Asset Management
3
Lazard Asset Management
New York
$3.91M
CL
4
CSS LLC
Illinois
$3.43M -$186K -23,193 -4%
1CP
5
1607 Capital Partners
Virginia
$2.73M
MC
6
Matisse Capital
Oregon
$2.34M +$1.62M +200,950 +147%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.38M -$22.4K -2,788 -1%
BBPWM
8
Blue Bell Private Wealth Management
Pennsylvania
$928K +$434K +54,057 +68%
KIM
9
Karpus Investment Management
New York
$713K -$747 -93 -0.1%
WAM
10
Wolverine Asset Management
Illinois
$638K -$502K -62,428 -40%
UCI
11
Uncommon Cents Investing
Wisconsin
$625K
CA
12
Cornerstone Advisors
North Carolina
$552K -$486K -60,436 -43%
COLIM
13
City of London Investment Management
United Kingdom
$503K -$30K -3,734 -5%
BI
14
Bulldog Investors
New Jersey
$433K -$1.44K -179 -0.3%
CCP
15
Cardan Capital Partners
Colorado
$390K +$451K +56,086 New
CRC
16
Curi RMB Capital
Illinois
$378K +$100K +12,447 +30%
SFS
17
Shaker Financial Services
Virginia
$300K +$53K +6,595 +18%
Morgan Stanley
18
Morgan Stanley
New York
$225K -$4.82K -600 -2%
UBS Group
19
UBS Group
Switzerland
$181K +$90.4K +11,248 +76%
Geode Capital Management
20
Geode Capital Management
Massachusetts
$166K -$1.28M -158,772 -87%
SSWM
21
Smith Salley Wealth Management
North Carolina
$138K -$2.63K -327 -2%
Walleye Trading
22
Walleye Trading
New York
$137K
AA
23
AQR Arbitrage
Connecticut
$131K +$4.12K +513 +3%
AP
24
Advisor Partners
California
$122K
GI
25
GAMCO Investors
Connecticut
$112K

SWZ Hedge Fund Activity: Q1 2020 in Review

41 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q1 2020, worth a combined $31.6M — down 19% from $39.1M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new SWZ positions and 5 closed out — a net gain of 1 holder — while 8 added to existing stakes and 13 trimmed.

The largest buyer was Matisse Capital, adding an estimated $1.62M. The largest seller was Geode Capital Management, cutting an estimated $1.28M.

  • 41 institutional investors held Swiss Helvetia Fund (SWZ) as of Q1 2020, up from 40 in Q4 2019.
  • Funds reported $31.6M of Swiss Helvetia Fund stock for Q1 2020, down 19% quarter-over-quarter.
  • 6 funds opened new Swiss Helvetia Fund positions in Q1 2020 and 5 closed out, a net change of +1 holder.
  • The largest Swiss Helvetia Fund buyer in Q1 2020 was Matisse Capital, an estimated $1.62M added.
  • The largest Swiss Helvetia Fund seller in Q1 2020 was Geode Capital Management, an estimated $1.28M sold.

Based on aggregated 13F filings for Q1 2020.