SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

43 hedge funds and large institutions have $189M invested in Swiss Helvetia Fund in 2017 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 9 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
43
Holders Change
–
Holders Change %
0%
% of All Funds
0.98%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
6
Increased
12
Reduced
9
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
$66.2M
2
COLIM
City of London Investment Management
United Kingdom
$4.04M
3
BI
Bulldog Investors
New Jersey
$25.7M
4
Northern Trust
Northern Trust
Illinois
$168K
5
AP
Advisor Partners
California
$159K

Top Sellers

1
SI
SII Investments
Wisconsin
$0
2
IA
Icon Advisers
Colorado
$0
3
KIM
Karpus Investment Management
New York
$12.6M
4
SRC
Shufro Rose & Co
New York
$0
5
Lazard Asset Management
Lazard Asset Management
New York
$29M
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$66.2M +$3.6M +282,349 +6%
1CP
2
1607 Capital Partners
Virginia
$35.9M -$282K -22,100 -0.8%
Lazard Asset Management
3
Lazard Asset Management
New York
$29M -$293K -23,000 -1%
BI
4
Bulldog Investors
New Jersey
$25.7M +$1.22M +95,839 +5%
KIM
5
Karpus Investment Management
New York
$12.6M -$477K -37,398 -4%
COLIM
6
City of London Investment Management
United Kingdom
$4.04M +$1.5M +117,080 +59%
JGUA
7
John G. Ullman & Associates
New York
$3.22M +$104K +8,185 +3%
Bank of America
8
Bank of America
North Carolina
$2.01M +$9.61K +753 +0.5%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$1.93M +$71.7K +5,621 +4%
UCI
10
Uncommon Cents Investing
Wisconsin
$787K +$787K +61,705 New
PNC Financial Services Group
11
PNC Financial Services Group
Pennsylvania
$716K – – –
Citigroup
12
Citigroup
New York
$661K – – –
CL
13
CSS LLC
Illinois
$574K – – –
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$557K -$71.7K -5,620 -11%
PAM
15
Peak Asset Management
Colorado
$422K +$1.62K +127 +0.4%
CA
16
Cornerstone Advisors
North Carolina
$418K -$157K -12,319 -27%
BC
17
Brinker Capital
Pennsylvania
$417K -$142K -11,153 -25%
GH
18
GAM Holding
Switzerland
$410K – – –
JPMPWA
19
J.P. Morgan Private Wealth Advisors
California
$410K +$3.88K +304 +1%
SFS
20
Shaker Financial Services
Virginia
$396K +$61.3K +4,800 +18%
Morgan Stanley
21
Morgan Stanley
New York
$331K +$11K +861 +3%
MIC
22
Meridian Investment Counsel
California
$322K – – –
MIG
23
Mariner Investment Group
New York
$315K – – –
AA
24
Ancora Advisors
Ohio
$194K -$3.12K -245 -2%
UBS Group
25
UBS Group
Switzerland
$182K +$3.46K +271 +2%
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