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SWZ

Swiss Helvetia Fund

33 hedge funds and large institutions have $40M invested in Swiss Helvetia Fund in 2023 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 12 increasing their positions, 6 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 1

100% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 6

6% more funds holding

Funds holding: 3133 (+2)

5% more capital invested

Capital invested by funds: $38M → $40M (+$1.98M)

0.43% less ownership

Funds ownership: 37.23%36.8% (-0.43%)

Holders
33
Holders Change
+2
Holders Change %
+6.45%
% of All Funds
0.52%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
12
Reduced
6
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Allspring Global Investments
1
Allspring Global Investments
North Carolina
$14.8M +$2.2M +268,021 +18%
Lazard Asset Management
2
Lazard Asset Management
New York
$6.61M
1CP
3
1607 Capital Partners
Virginia
$2.78M +$23.6K +2,880 +0.9%
CL
4
CSS LLC
Illinois
$2.44M +$77.4K +9,447 +3%
SFS
5
Shaker Financial Services
Virginia
$2.38M +$32.7K +3,994 +1%
GRQ
6
Gardner Russo & Quinn
Pennsylvania
$2.15M +$31.9K +3,886 +2%
BI
7
Bulldog Investors
New Jersey
$1.95M
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.05M +$18.1K +2,205 +2%
Morgan Stanley
9
Morgan Stanley
New York
$802K +$41 +5 +0%
BBPWM
10
Blue Bell Private Wealth Management
Pennsylvania
$768K -$18.4K -2,247 -2%
UCI
11
Uncommon Cents Investing
Wisconsin
$740K -$1.26K -154 -0.2%
COLIM
12
City of London Investment Management
United Kingdom
$719K -$2.94M -358,407 -80%
UBS Group
13
UBS Group
Switzerland
$560K +$126K +15,422 +29%
AW
14
Atlas Wealth
Ohio
$533K +$6.11K +746 +1%
SAG
15
SageView Advisory Group
California
$262K +$261K +31,900 New
DAS
16
Dynamic Advisor Solutions
Arizona
$225K +$3.16K +386 +1%
KIM
17
Karpus Investment Management
New York
$188K +$188K +22,910 New
RJFSA
18
Raymond James Financial Services Advisors
Florida
$166K -$16.4K -2,000 -9%
AA
19
AQR Arbitrage
Connecticut
$143K +$143K +17,406 New
GI
20
GAMCO Investors
Connecticut
$132K
CICI
21
Capital Investment Counsel Inc
North Carolina
$123K
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$106K +$1.25K +153 +1%
KAS
23
Kestra Advisory Services
Texas
$106K
Bank of America
24
Bank of America
North Carolina
$56.8K
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$43K

SWZ Hedge Fund Activity: Q2 2023 in Review

33 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q2 2023, worth a combined $40M — up 5.2% from $38M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new SWZ positions and 1 closed out — a net gain of 2 holders — while 12 added to existing stakes and 6 trimmed.

The largest buyer was Allspring Global Investments, adding an estimated $2.2M. The largest seller was City of London Investment Management, cutting an estimated $2.94M.

  • 33 institutional investors held Swiss Helvetia Fund (SWZ) as of Q2 2023, up from 31 in Q1 2023.
  • Funds reported $40M of Swiss Helvetia Fund stock for Q2 2023, up 5.2% quarter-over-quarter.
  • 3 funds opened new Swiss Helvetia Fund positions in Q2 2023 and 1 closed out, a net change of +2 holders.
  • The largest Swiss Helvetia Fund buyer in Q2 2023 was Allspring Global Investments, an estimated $2.2M added.
  • The largest Swiss Helvetia Fund seller in Q2 2023 was City of London Investment Management, an estimated $2.94M sold.

Based on aggregated 13F filings for Q2 2023.