Swiss Helvetia Fund
49 hedge funds and large institutions have $237M invested in Swiss Helvetia Fund in 2013 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 9 increasing their positions, 14 reducing their positions, and 6 closing their positions.
67% more first-time investments, than exits
New positions opened: 10 | Existing positions closed: 6
50% more funds holding in top 10
Funds holding in top 10: 2 → 3 (+1)
9% more funds holding
Funds holding: 45 → 49 (+4)
2.11% more ownership
Funds ownership: 52.82% → 54.94% (+2.1%)
2% more capital invested
Capital invested by funds: $233M → $237M (+$4.7M)
36% less repeat investments, than reductions
Existing positions increased: 9 | Existing positions reduced: 14
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Grantham, Mayo, Van Otterloo & Co (GMO)
Boston,
Massachusetts
|
+$4.09M |
| 2 |
DMAM
Del Mar Asset Management
New York
|
+$2.72M |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$2.29M |
| 4 |
COLIM
City of London Investment Management
London,
United Kingdom
|
+$823K |
| 5 |
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
+$433K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CA
Cornerstone Advisors
Asheville,
North Carolina
|
-$854K |
| 2 |
WAM
Wolverine Asset Management
Chicago,
Illinois
|
-$779K |
| 3 |
Lazard Asset Management
New York
|
-$534K |
| 4 |
1CP
1607 Capital Partners
Richmond,
Virginia
|
-$421K |
| 5 |
DT
Diversified Trust
Memphis,
Tennessee
|
-$367K |
SWZ Hedge Fund Activity: Q4 2013 in Review
49 of the 3,459 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q4 2013, worth a combined $237M — up 2% from $233M a quarter earlier.
Buyers outnumbered sellers: 10 funds opened new SWZ positions and 6 closed out — a net gain of 4 holders — while 9 added to existing stakes and 14 trimmed.
The largest buyer was Grantham, Mayo, Van Otterloo & Co (GMO), adding an estimated $4.09M. The largest seller was Cornerstone Advisors, cutting an estimated $854K.
- 49 institutional investors held Swiss Helvetia Fund (SWZ) as of Q4 2013, up from 45 in Q3 2013.
- Funds reported $237M of Swiss Helvetia Fund stock for Q4 2013, up 2% quarter-over-quarter.
- 10 funds opened new Swiss Helvetia Fund positions in Q4 2013 and 6 closed out, a net change of +4 holders.
- The largest Swiss Helvetia Fund buyer in Q4 2013 was Grantham, Mayo, Van Otterloo & Co (GMO), an estimated $4.09M added.
- The largest Swiss Helvetia Fund seller in Q4 2013 was Cornerstone Advisors, an estimated $854K sold.
Based on aggregated 13F filings for Q4 2013.