SWZ

Swiss Helvetia Fund

48 hedge funds and large institutions have $214M invested in Swiss Helvetia Fund in 2013 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 8 increasing their positions, 14 reducing their positions, and 6 closing their positions.

Holders
48
Holders Change
+4
Holders Change %
+9.09%
% of All Funds
1.39%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
10
Increased
8
Reduced
14
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$79.7M -$523K -37,500 -0.7%
1CP
2
1607 Capital Partners
Virginia
$61.9M -$413K -29,593 -0.7%
Wells Fargo
3
Wells Fargo
California
$24.4M +$293K +21,027 +1%
KIM
4
Karpus Investment Management
New York
$17.3M -$160K -11,446 -0.9%
Grantham, Mayo, Van Otterloo & Co (GMO)
5
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$5.14M +$4.01M +287,514 +355%
DT
6
Diversified Trust
Tennessee
$4.42M -$360K -25,800 -8%
DMAM
7
Del Mar Asset Management
New York
$2.67M +$2.67M +191,500 New
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$2.25M +$2.25M +160,948 New
COLIM
9
City of London Investment Management
United Kingdom
$1.61M +$807K +57,850 +100%
CCB
10
Cutter & Co Brokerage
Missouri
$1.6M -$7.8K -559 -0.5%
Bank of America
11
Bank of America
North Carolina
$1.48M -$301K -21,576 -17%
WAM
12
Wolverine Asset Management
Illinois
$954K -$763K -54,736 -44%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$840K -$17.1K -1,226 -2%
CCM
14
Cutler Capital Management
Massachusetts
$837K
GRQ
15
Gardner Russo & Quinn
Pennsylvania
$782K +$69.8K +5,000 +10%
JGUA
16
John G. Ullman & Associates
New York
$775K -$51.6K -3,700 -6%
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$684K +$424K +30,403 +163%
Morgan Stanley
18
Morgan Stanley
New York
$613K -$50.7K -3,633 -8%
CA
19
Cornerstone Advisors
North Carolina
$521K -$837K -60,049 -62%
CL
20
CSS LLC
Illinois
$517K +$517K +37,042 New
MIC
21
Meridian Investment Counsel
California
$472K +$472K +33,852 New
SG Americas Securities
22
SG Americas Securities
New York
$417K +$417K +29,909 New
SRC
23
Shufro Rose & Co
New York
$411K -$13.8K -989 -3%
GC
24
Guggenheim Capital
Illinois
$333K
AA
25
Ancora Advisors
Ohio
$319K