SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

36 hedge funds and large institutions have $42.2M invested in Swiss Helvetia Fund in 2024 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 10 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
36
Holders Change
+3
Holders Change %
+9.09%
% of All Funds
0.52%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
10
Reduced
10
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
Karpus Investment Management
New York
$1.77M
2
RJFSA
Raymond James Financial Services Advisors
Florida
$142K
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
$530K
4
CL
CSS LLC
Illinois
$2.42M
5
AA
AQR Arbitrage
Connecticut
$311K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$786K
2
Allspring Global Investments
Allspring Global Investments
North Carolina
$16.1M
3
SAG
SageView Advisory Group
California
$0
4
Lazard Asset Management
Lazard Asset Management
New York
$6.11M
5
WAM
Wolverine Asset Management
Illinois
$185K
Name Holding Trade Value Shares
Change 		Shares
Change %
Allspring Global Investments
1
Allspring Global Investments
North Carolina
$16.1M -$514K -64,870 -3%
Lazard Asset Management
2
Lazard Asset Management
New York
$6.11M -$151K -19,009 -2%
1CP
3
1607 Capital Partners
Virginia
$2.79M +$16.7K +2,109 +0.6%
CL
4
CSS LLC
Illinois
$2.42M +$53.3K +6,721 +2%
SFS
5
Shaker Financial Services
Virginia
$2.32M +$29.5K +3,720 +1%
GRQ
6
Gardner Russo & Quinn
Pennsylvania
$2.18M +$35.2K +4,444 +2%
BI
7
Bulldog Investors
New Jersey
$1.88M -$3.81K -480 -0.2%
KIM
8
Karpus Investment Management
New York
$1.77M +$324K +40,825 +22%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$1.03M -$1.59K -201 -0.2%
Morgan Stanley
10
Morgan Stanley
New York
$786K -$694K -87,473 -47%
BBPWM
11
Blue Bell Private Wealth Management
Pennsylvania
$724K -$4.8K -605 -0.7%
UCI
12
Uncommon Cents Investing
Wisconsin
$711K – – –
UBS Group
13
UBS Group
Switzerland
$666K -$49.8K -6,280 -7%
COLIM
14
City of London Investment Management
United Kingdom
$595K – – –
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$530K +$108K +13,659 +26%
AA
16
AQR Arbitrage
Connecticut
$311K +$49.9K +6,294 +19%
WAM
17
Wolverine Asset Management
Illinois
$185K -$52.1K -6,574 -22%
DAS
18
Dynamic Advisor Solutions
Arizona
$183K +$2.36K +298 +1%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$142K +$142K +17,929 New
GI
20
GAMCO Investors
Connecticut
$127K – – –
LCM
21
Landscape Capital Management
New Jersey
$122K +$12.3K +1,546 +11%
CICI
22
Capital Investment Counsel Inc
North Carolina
$119K – – –
LPL Financial
23
LPL Financial
California
$106K +$20.6K +2,594 +24%
KAS
24
Kestra Advisory Services
Texas
$102K – – –
Wells Fargo
25
Wells Fargo
California
$72.3K -$8 -1 -0%
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