SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

38 hedge funds and large institutions have $52.8M invested in Swiss Helvetia Fund in 2024 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 9 reducing their positions, and 7 closing their positions.

Holders
38
Holders Change
-4
Holders Change %
-9.52%
% of All Funds
0.55%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
10
Reduced
9
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
1
Saba Capital Management
New York
$2.34M
2
1CP
2
1607 Capital Partners
Virginia
$3.65M
3
Lazard Asset Management
3
Lazard Asset Management
New York
$6.66M
4
Morgan Stanley
4
Morgan Stanley
New York
$1M
5
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$863K

Top Sellers

1
COLIM
1
City of London Investment Management
United Kingdom
$0
2
WAM
2
Wolverine Asset Management
Illinois
$0
3
Allspring Global Investments
3
Allspring Global Investments
North Carolina
$19.2M
4
AW
4
Atlas Wealth
Ohio
$0
5
LCM
5
Landscape Capital Management
New Jersey
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Allspring Global Investments
1
Allspring Global Investments
North Carolina
$19.2M -$219K -24,462 -1%
Lazard Asset Management
2
Lazard Asset Management
New York
$6.66M +$360K +40,204 +6%
1CP
3
1607 Capital Partners
Virginia
$3.65M +$389K +43,501 +12%
SFS
4
Shaker Financial Services
Virginia
$2.93M +$34.3K +3,835 +1%
CL
5
CSS LLC
Illinois
$2.6M -$97.5K -10,893 -4%
GRQ
6
Gardner Russo & Quinn
Pennsylvania
$2.54M +$35.6K +3,982 +1%
SCM
7
Saba Capital Management
New York
$2.34M +$2.34M +261,182 New
BI
8
Bulldog Investors
New Jersey
$2.13M +$4.3K +480 +0.2%
KIM
9
Karpus Investment Management
New York
$1.9M -$122K -13,585 -6%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.11M -$2.2K -246 -0.2%
Morgan Stanley
11
Morgan Stanley
New York
$1M +$141K +15,785 +16%
UPS
12
UHLMANN PRICE SECURITIES
Illinois
$892K +$892K +99,685 New
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$863K +$138K +15,403 +19%
UCI
14
Uncommon Cents Investing
Wisconsin
$823K +$895 +100 +0.1%
BBPWM
15
Blue Bell Private Wealth Management
Pennsylvania
$817K – – –
SA
16
Sanctuary Advisors
Indiana
$710K +$10.8K +1,390 +2%
UBS Group
17
UBS Group
Switzerland
$622K -$16.6K -1,850 -3%
AA
18
AQR Arbitrage
Connecticut
$352K -$99K -11,058 -22%
DCM
19
Delta Capital Management
New Jersey
$299K – – –
DAS
20
Dynamic Advisor Solutions
Arizona
$183K -$14K -1,560 -7%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$160K – – –
LPL Financial
22
LPL Financial
California
$158K +$37.2K +4,160 +31%
GI
23
GAMCO Investors
Connecticut
$144K – – –
CICI
24
Capital Investment Counsel Inc
North Carolina
$134K – – –
KAS
25
Kestra Advisory Services
Texas
$115K – – –
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