SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

50 hedge funds and large institutions have $162M invested in Swiss Helvetia Fund in 2015 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 4 closing their positions.

Holders
50
Holders Change
+1
Holders Change %
+2.04%
% of All Funds
1.35%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
5
Increased
15
Reduced
13
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$34.4M
2
KIM
2
Karpus Investment Management
New York
$20.2M
3
GFM
3
Gramercy Funds Management
Connecticut
$4.63M
4
Lazard Asset Management
4
Lazard Asset Management
New York
$41.3M
5
1CP
5
1607 Capital Partners
Virginia
$42.4M

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$46K
2
WAM
2
Weiss Asset Management
Massachusetts
$1.17M
3
DA
3
Doliver Advisors
Texas
$234K
4
BNP Paribas Financial Markets
4
BNP Paribas Financial Markets
France
$0
5
Morgan Stanley
5
Morgan Stanley
New York
$993K
Name Holding Trade Value Shares
Change 		Shares
Change %
1CP
1
1607 Capital Partners
Virginia
$42.4M +$618K +52,804 +1%
Lazard Asset Management
2
Lazard Asset Management
New York
$41.3M +$1.13M +96,600 +3%
Wells Fargo
3
Wells Fargo
California
$34.4M +$2.8M +239,436 +9%
KIM
4
Karpus Investment Management
New York
$20.2M +$1.98M +168,923 +11%
GFM
5
Gramercy Funds Management
Connecticut
$4.63M +$1.48M +126,793 +47%
CA
6
Cornerstone Advisors
North Carolina
$3.1M +$315K +26,940 +11%
Bank of America
7
Bank of America
North Carolina
$1.33M -$70.5K -6,032 -5%
CCM
8
Cutler Capital Management
Massachusetts
$1.23M +$444K +39,182 +57%
WAM
9
Weiss Asset Management
Massachusetts
$1.17M -$1.47M -125,906 -56%
PNC Financial Services Group
10
PNC Financial Services Group
Pennsylvania
$1.14M – – –
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.03M -$375 -32 -0%
Morgan Stanley
12
Morgan Stanley
New York
$993K -$342K -29,204 -26%
CL
13
CSS LLC
Illinois
$840K – – –
SI
14
SII Investments
Wisconsin
$703K +$126K +10,850 +22%
SFS
15
Shaker Financial Services
Virginia
$568K +$178K +15,200 +46%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$560K +$560K +47,875 New
RJA
17
Raymond James & Associates
Florida
$551K -$8.91K -761 -2%
COLIM
18
City of London Investment Management
United Kingdom
$512K +$512K +43,800 New
PAM
19
Peak Asset Management
Colorado
$415K +$227K +19,440 +121%
AA
20
AQR Arbitrage
Connecticut
$402K +$50.8K +4,346 +14%
MIC
21
Meridian Investment Counsel
California
$397K – – –
LCM
22
Landscape Capital Management
New Jersey
$350K +$155K +13,256 +79%
SRC
23
Shufro Rose & Co
New York
$315K -$14.3K -1,227 -4%
ICM
24
Ionic Capital Management
New York
$314K +$314K +26,832 New
JGUA
25
John G. Ullman & Associates
New York
$298K -$32.5K -2,775 -10%
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