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SWZ

Swiss Helvetia Fund

50 hedge funds and large institutions have $162M invested in Swiss Helvetia Fund in 2015 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

15% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 13

2% more funds holding

Funds holding: 4950 (+1)

5% more capital invested

Capital invested by funds: $155M → $162M (+$7.31M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.56% less ownership

Funds ownership: 50.31%49.75% (-0.56%)

Holders
50
Holders Change
+1
Holders Change %
+2.04%
% of All Funds
1.35%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
5
Increased
15
Reduced
13
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$42.4M +$643K +52,804 +1%
Lazard Asset Management
2
Lazard Asset Management
New York
$41.3M +$1.18M +96,600 +3%
Wells Fargo
3
Wells Fargo
California
$34.4M +$2.92M +239,436 +9%
KIM
4
Karpus Investment Management
New York
$20.2M +$2.06M +168,923 +11%
GFM
5
Gramercy Funds Management
Connecticut
$4.63M +$1.54M +126,793 +47%
CA
6
Cornerstone Advisors
North Carolina
$3.1M +$328K +26,940 +11%
Bank of America
7
Bank of America
North Carolina
$1.33M -$73.4K -6,032 -5%
CCM
8
Cutler Capital Management
Massachusetts
$1.23M +$477K +39,182 +57%
WAM
9
Weiss Asset Management
Massachusetts
$1.17M -$1.53M -125,906 -56%
PNC Financial Services Group
10
PNC Financial Services Group
Pennsylvania
$1.14M
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.03M -$390 -32 -0%
Morgan Stanley
12
Morgan Stanley
New York
$993K -$356K -29,204 -26%
CL
13
CSS LLC
Illinois
$840K
SI
14
SII Investments
Wisconsin
$703K +$132K +10,850 +22%
SFS
15
Shaker Financial Services
Virginia
$568K +$185K +15,200 +46%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$560K +$583K +47,875 New
RJA
17
Raymond James & Associates
Florida
$551K -$9.27K -761 -2%
COLIM
18
City of London Investment Management
United Kingdom
$512K +$533K +43,800 New
PAM
19
Peak Asset Management
Colorado
$415K +$237K +19,440 +121%
AA
20
AQR Arbitrage
Connecticut
$402K +$52.9K +4,346 +14%
MIC
21
Meridian Investment Counsel
California
$397K
LCM
22
Landscape Capital Management
New Jersey
$350K +$161K +13,256 +79%
SRC
23
Shufro Rose & Co
New York
$315K -$14.9K -1,227 -4%
ICM
24
Ionic Capital Management
New York
$314K +$327K +26,832 New
JGUA
25
John G. Ullman & Associates
New York
$298K -$33.8K -2,775 -10%

SWZ Hedge Fund Activity: Q2 2015 in Review

50 of the 3,712 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q2 2015, worth a combined $162M — up 4.7% from $155M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new SWZ positions and 4 closed out — a net gain of 1 holder — while 15 added to existing stakes and 13 trimmed.

The largest buyer was Wells Fargo, adding an estimated $2.92M. The largest seller was Wolverine Asset Management, cutting an estimated $2.31M.

  • 50 institutional investors held Swiss Helvetia Fund (SWZ) as of Q2 2015, up from 49 in Q1 2015.
  • Funds reported $162M of Swiss Helvetia Fund stock for Q2 2015, up 4.7% quarter-over-quarter.
  • 5 funds opened new Swiss Helvetia Fund positions in Q2 2015 and 4 closed out, a net change of +1 holder.
  • The largest Swiss Helvetia Fund buyer in Q2 2015 was Wells Fargo, an estimated $2.92M added.
  • The largest Swiss Helvetia Fund seller in Q2 2015 was Wolverine Asset Management, an estimated $2.31M sold.

Based on aggregated 13F filings for Q2 2015.