SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

34 hedge funds and large institutions have $36.3M invested in Swiss Helvetia Fund in 2022 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 12 reducing their positions, and 1 closing their positions.

Holders
34
Holders Change
+3
Holders Change %
+9.68%
% of All Funds
0.55%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
5
Reduced
12
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Allspring Global Investments
1
Allspring Global Investments
North Carolina
$10.4M
2
Cetera Investment Advisers
2
Cetera Investment Advisers
Illinois
$400K
3
Morgan Stanley
3
Morgan Stanley
New York
$661K
4
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$95K
5
DAS
5
Dynamic Advisor Solutions
Arizona
$189K

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$85K
2
COLIM
2
City of London Investment Management
United Kingdom
$4.28M
3
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$988K
4
SFS
4
Shaker Financial Services
Virginia
$1.73M
5
WAM
5
Wolverine Asset Management
Illinois
$86.5K
Name Market Value Shares Shares
Change 		Shares
Change %
Allspring Global Investments
1
Allspring Global Investments
North Carolina
$10.4M 1,377,942 +184,131 +15%
Lazard Asset Management
2
Lazard Asset Management
New York
$6.08M 804,217 – –
COLIM
3
City of London Investment Management
United Kingdom
$4.28M 566,411 -15,941 -3%
1CP
4
1607 Capital Partners
Virginia
$2.43M 321,722 -423 -0.1%
CL
5
CSS LLC
Illinois
$2.18M 287,713 – –
GRQ
6
Gardner Russo & Quinn
Pennsylvania
$1.92M 254,146 +4,009 +2%
BI
7
Bulldog Investors
New Jersey
$1.8M 237,472 – –
SFS
8
Shaker Financial Services
Virginia
$1.73M 229,494 -11,005 -5%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$988K 130,786 -14,022 -10%
BBPWM
10
Blue Bell Private Wealth Management
Pennsylvania
$733K 96,946 -616 -0.6%
UCI
11
Uncommon Cents Investing
Wisconsin
$681K 90,144 – –
Morgan Stanley
12
Morgan Stanley
New York
$661K 87,372 +29,054 +50%
AW
13
Atlas Wealth
Ohio
$498K 65,933 +65,933 New
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$400K 52,850 +52,850 New
UBS Group
15
UBS Group
Switzerland
$275K 36,368 -71 -0.2%
DAS
16
Dynamic Advisor Solutions
Arizona
$189K 24,965 +9,561 +62%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$160K 21,175 -2,652 -11%
GI
18
GAMCO Investors
Connecticut
$121K 16,048 – –
CICI
19
Capital Investment Counsel Inc
North Carolina
$113K 14,961 – –
KAS
20
Kestra Advisory Services
Texas
$97.3K 12,876 – –
RJA
21
Raymond James & Associates
Florida
$95.3K 12,600 -450 -3%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$95K 12,618 +12,618 New
WAM
23
Wolverine Asset Management
Illinois
$86.5K 11,438 -8,766 -43%
Wells Fargo
24
Wells Fargo
California
$85K 11,240 -64,604 -85%
Bank of America
25
Bank of America
North Carolina
$52.2K 6,908 -544 -7%
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