Cetera Investment Advisers’s Swiss Helvetia Fund SWZ Stock Holding History

Cetera Investment Advisers’s Portfolio SWZ Stock Details SWZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q2	–	Sell	-45,200	Closed	-$358K	–	2294
2023 Q1	$358K	Sell	45,200 -7,650	-14%	-$60.3K	﹤0.01%	1610
2022 Q4	$400K	Buy	+52,850	New	+$391K	﹤0.01%	1499
2022 Q3	–	Sell	-56,000	Closed	-$440K	–	1866
2022 Q2	$440K	Hold	56,000	–	–	0.01%	1180
2022 Q1	$516K	Buy	56,000 +5,800	+12%	+$53.2K	0.01%	1134
2021 Q4	$499K	Buy	50,200 +1,900	+4%	+$18.1K	0.01%	1180
2021 Q3	$443K	Buy	48,300 +21,100	+78%	+$206K	0.01%	1218
2021 Q2	$265K	Buy	+27,200	New	+$256K	﹤0.01%	1492

Other funds holding SWZ

Allspring Global Investments Charlotte, North Carolina $59.7B AUM 29.08% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

GRQ

Gardner Russo & Quinn Lancaster, Pennsylvania $8.5B AUM 9.79% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

Cetera Investment Advisers's SWZ Position: Q2 2023 in Review

Cetera Investment Advisers sold out of Swiss Helvetia Fund (SWZ) in Q2 2023, closing a stake of 45,200 shares — an estimated $358K sold.

Cetera Investment Advisers first reported a position in SWZ in Q2 2021 and held it in 7 quarters. The position peaked at $516K in Q1 2022. 33 funds tracked by Wall St. Rank hold SWZ as of Q2 2023.

Cetera Investment Advisers reported no remaining Swiss Helvetia Fund position as of Q2 2023 after selling out during the quarter.
Cetera Investment Advisers sold 45,200 Swiss Helvetia Fund shares in Q2 2023, an estimated $358K.
Cetera Investment Advisers first reported a position in Swiss Helvetia Fund in Q2 2021 and held it in 7 quarters.
Cetera Investment Advisers's Swiss Helvetia Fund position peaked at $516K in Q1 2022.
33 funds tracked by Wall St. Rank held Swiss Helvetia Fund as of Q2 2023.

Based on Cetera Investment Advisers's 13F filing for Q2 2023, filed 10 Aug 2023.