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SWZ

Swiss Helvetia Fund

36 hedge funds and large institutions have $49.9M invested in Swiss Helvetia Fund in 2021 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 12 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 6

7% more capital invested

Capital invested by funds: $46.7M → $49.9M (+$3.24M)

0.48% less ownership

Funds ownership: 38.34%37.86% (-0.48%)

3% less funds holding

Funds holding: 3736 (-1)

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

Holders
36
Holders Change
-1
Holders Change %
-2.7%
% of All Funds
0.55%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
12
Reduced
6
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Allspring Global Investments
1
Allspring Global Investments
North Carolina
$11.6M +$11.1M +1,167,304 New
Lazard Asset Management
2
Lazard Asset Management
New York
$7.98M -$5.04K -528 -0.1%
COLIM
3
City of London Investment Management
United Kingdom
$7.17M +$319K +33,384 +5%
CL
4
CSS LLC
Illinois
$3.51M -$10 -1 -0%
1CP
5
1607 Capital Partners
Virginia
$3.29M -$42.2K -4,421 -1%
BI
6
Bulldog Investors
New Jersey
$2.36M +$1.06M +111,195 +88%
GRQ
7
Gardner Russo & Quinn
Pennsylvania
$2.33M +$37.1K +3,891 +2%
SFS
8
Shaker Financial Services
Virginia
$1.71M +$275K +28,805 +20%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$1.55M -$1.53K -160 -0.1%
BBPWM
10
Blue Bell Private Wealth Management
Pennsylvania
$1.09M +$32.7K +3,430 +3%
Wells Fargo
11
Wells Fargo
California
$1.07M -$10.8M -1,132,408 -91%
WAM
12
Wolverine Asset Management
Illinois
$965K +$103K +10,781 +12%
CA
13
Cornerstone Advisors
North Carolina
$954K +$69K +7,227 +8%
UCI
14
Uncommon Cents Investing
Wisconsin
$896K
Bank of America
15
Bank of America
North Carolina
$736K +$8.12K +851 +1%
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$499K +$18.1K +1,900 +4%
SKK
17
Shepherd Kaplan Krochuk
Massachusetts
$332K
UBS Group
18
UBS Group
Switzerland
$280K
RJA
19
Raymond James & Associates
Florida
$274K
Morgan Stanley
20
Morgan Stanley
New York
$219K +$8.41K +882 +4%
GI
21
GAMCO Investors
Connecticut
$160K
RJFSA
22
Raymond James Financial Services Advisors
Florida
$150K +$391 +41 +0.3%
CICI
23
Capital Investment Counsel Inc
North Carolina
$149K
KAS
24
Kestra Advisory Services
Texas
$128K
DAS
25
Dynamic Advisor Solutions
Arizona
$126K +$12.6K +1,318 +12%

SWZ Hedge Fund Activity: Q4 2021 in Review

36 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q4 2021, worth a combined $49.9M — up 7% from $46.7M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of SWZ and 2 opened new positions — a net loss of 1 holder — while 6 trimmed existing stakes and 12 added.

The largest buyer was Bulldog Investors, adding an estimated $1.06M. The largest seller was Wells Fargo, cutting an estimated $10.8M.

  • 36 institutional investors held Swiss Helvetia Fund (SWZ) as of Q4 2021, down from 37 in Q3 2021.
  • Funds reported $49.9M of Swiss Helvetia Fund stock for Q4 2021, up 7% quarter-over-quarter.
  • 2 funds opened new Swiss Helvetia Fund positions in Q4 2021 and 3 closed out, a net change of -1 holder.
  • The largest Swiss Helvetia Fund buyer in Q4 2021 was Bulldog Investors, an estimated $1.06M added.
  • The largest Swiss Helvetia Fund seller in Q4 2021 was Wells Fargo, an estimated $10.8M sold.

Based on aggregated 13F filings for Q4 2021.