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SWZ

Swiss Helvetia Fund

37 hedge funds and large institutions have $46.7M invested in Swiss Helvetia Fund in 2021 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 12 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

71% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 7

0.31% less ownership

Funds ownership: 38.65%38.34% (-0.31%)

5% less funds holding

Funds holding: 3937 (-2)

6% less capital invested

Capital invested by funds: $49.9M → $46.7M (-$3.21M)

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 2

Holders
37
Holders Change
-2
Holders Change %
-5.13%
% of All Funds
0.65%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
12
Reduced
7
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$11.4M +$44.9K +4,607 +0.4%
Lazard Asset Management
2
Lazard Asset Management
New York
$7.38M -$17.8K -1,821 -0.2%
COLIM
3
City of London Investment Management
United Kingdom
$6.31M
CL
4
CSS LLC
Illinois
$3.24M -$998K -102,353 -22%
1CP
5
1607 Capital Partners
Virginia
$3.08M -$178K -18,231 -5%
MC
6
Matisse Capital
Oregon
$2.68M -$193K -19,803 -6%
GRQ
7
Gardner Russo & Quinn
Pennsylvania
$2.12M +$33.3K +3,416 +2%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.43M +$7.63K +783 +0.5%
SFS
9
Shaker Financial Services
Virginia
$1.32M +$162K +16,615 +13%
BI
10
Bulldog Investors
New Jersey
$1.16M +$627K +64,330 +104%
BBPWM
11
Blue Bell Private Wealth Management
Pennsylvania
$979K -$32.4K -3,324 -3%
UCI
12
Uncommon Cents Investing
Wisconsin
$828K
CA
13
Cornerstone Advisors
North Carolina
$815K -$16.6K -1,700 -2%
WAM
14
Wolverine Asset Management
Illinois
$792K +$63.6K +6,520 +8%
Bank of America
15
Bank of America
North Carolina
$672K +$35.4K +3,632 +5%
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$443K +$206K +21,100 +78%
SKK
17
Shepherd Kaplan Krochuk
Massachusetts
$306K
UBS Group
18
UBS Group
Switzerland
$259K -$12.2K -1,250 -4%
RJA
19
Raymond James & Associates
Florida
$253K
Morgan Stanley
20
Morgan Stanley
New York
$195K +$3.42K +351 +2%
GI
21
GAMCO Investors
Connecticut
$147K
RJFSA
22
Raymond James Financial Services Advisors
Florida
$138K +$351 +36 +0.2%
CICI
23
Capital Investment Counsel Inc
North Carolina
$137K
KAS
24
Kestra Advisory Services
Texas
$118K
DAS
25
Dynamic Advisor Solutions
Arizona
$105K +$6.51K +668 +6%

SWZ Hedge Fund Activity: Q3 2021 in Review

37 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q3 2021, worth a combined $46.7M — down 6.4% from $49.9M a quarter earlier.

Sellers outnumbered buyers: 2 funds closed out of SWZ and 0 opened new positions — a net loss of 2 holders — while 7 trimmed existing stakes and 12 added.

The largest buyer was Bulldog Investors, adding an estimated $627K. The largest seller was CSS LLC, cutting an estimated $998K.

  • 37 institutional investors held Swiss Helvetia Fund (SWZ) as of Q3 2021, down from 39 in Q2 2021.
  • Funds reported $46.7M of Swiss Helvetia Fund stock for Q3 2021, down 6.4% quarter-over-quarter.
  • 0 funds opened new Swiss Helvetia Fund positions in Q3 2021 and 2 closed out, a net change of -2 holders.
  • The largest Swiss Helvetia Fund buyer in Q3 2021 was Bulldog Investors, an estimated $627K added.
  • The largest Swiss Helvetia Fund seller in Q3 2021 was CSS LLC, an estimated $998K sold.

Based on aggregated 13F filings for Q3 2021.