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SWZ

Swiss Helvetia Fund

42 hedge funds and large institutions have $187M invested in Swiss Helvetia Fund in 2018 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 9 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% more capital invested

Capital invested by funds: $184M → $187M (+$3.33M)

0.57% more ownership

Funds ownership: 59.29%59.86% (+0.57%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

5% less funds holding

Funds holding: 4442 (-2)

25% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 12

50% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 4

Holders
42
Holders Change
-2
Holders Change %
-4.55%
% of All Funds
0.96%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
2
Increased
9
Reduced
12
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$70.1M +$3.78M +307,675 +6%
1CP
2
1607 Capital Partners
Virginia
$33.7M -$211K -17,151 -0.6%
BI
3
Bulldog Investors
New Jersey
$26.1M
Lazard Asset Management
4
Lazard Asset Management
New York
$24.8M -$2.64M -215,100 -10%
KIM
5
Karpus Investment Management
New York
$11.4M -$139K -11,273 -1%
COLIM
6
City of London Investment Management
United Kingdom
$7.01M +$687K +55,920 +11%
JGUA
7
John G. Ullman & Associates
New York
$3.71M +$201K +16,346 +6%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.73M -$36.3K -2,955 -2%
BFM
9
Boothbay Fund Management
New York
$1.03M
UCI
10
Uncommon Cents Investing
Wisconsin
$784K
Citigroup
11
Citigroup
New York
$685K +$44.2K +3,600 +7%
PNC Financial Services Group
12
PNC Financial Services Group
Pennsylvania
$593K
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$531K +$16.4K +1,338 +3%
CL
14
CSS LLC
Illinois
$469K -$86K -7,000 -16%
PAM
15
Peak Asset Management
Colorado
$409K
JMPWA
16
JP Morgan Private Wealth Advisors
California
$404K +$402K +32,680 New
GH
17
GAM Holding
Switzerland
$400K
BC
18
Brinker Capital
Pennsylvania
$359K -$17.8K -1,452 -5%
RVPG
19
Relative Value Partners Group
$318K +$19.9K +1,621 +7%
BBPWM
20
Blue Bell Private Wealth Management
Pennsylvania
$314K +$231K +18,807 +283%
Morgan Stanley
21
Morgan Stanley
New York
$313K -$9.22K -750 -3%
MIC
22
Meridian Investment Counsel
California
$305K -$6.51K -530 -2%
SFS
23
Shaker Financial Services
Virginia
$303K -$79.9K -6,500 -21%
RCM
24
Rivernorth Capital Management
Florida
$270K +$269K +21,859 New
AA
25
Ancora Advisors
Ohio
$188K -$123K -10,000 -40%

SWZ Hedge Fund Activity: Q2 2018 in Review

42 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q2 2018, worth a combined $187M — up 1.8% from $184M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of SWZ and 2 opened new positions — a net loss of 2 holders — while 12 trimmed existing stakes and 9 added.

The largest buyer was Wells Fargo, adding an estimated $3.78M. The largest seller was Lazard Asset Management, cutting an estimated $2.64M.

  • 42 institutional investors held Swiss Helvetia Fund (SWZ) as of Q2 2018, down from 44 in Q1 2018.
  • Funds reported $187M of Swiss Helvetia Fund stock for Q2 2018, up 1.8% quarter-over-quarter.
  • 2 funds opened new Swiss Helvetia Fund positions in Q2 2018 and 4 closed out, a net change of -2 holders.
  • The largest Swiss Helvetia Fund buyer in Q2 2018 was Wells Fargo, an estimated $3.78M added.
  • The largest Swiss Helvetia Fund seller in Q2 2018 was Lazard Asset Management, an estimated $2.64M sold.

Based on aggregated 13F filings for Q2 2018.