SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

42 hedge funds and large institutions have $187M invested in Swiss Helvetia Fund in 2018 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 9 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
42
Holders Change
-2
Holders Change %
-4.55%
% of All Funds
0.96%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
2
Increased
9
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
+$3.8M
2
COLIM
City of London Investment Management
United Kingdom
+$690K
3
JPMPWA
J.P. Morgan Private Wealth Advisors
California
+$404K
4
RCM
Rivernorth Capital Management
Florida
+$270K
5
BBPWM
Blue Bell Private Wealth Management
Pennsylvania
+$232K

Top Sellers

1
Lazard Asset Management
Lazard Asset Management
New York
-$2.66M
2
1CP
1607 Capital Partners
Virginia
-$212K
3
Bank of America
Bank of America
North Carolina
-$167K
4
DA
Doliver Advisors
Texas
-$163K
5
Northern Trust
Northern Trust
Illinois
-$155K
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$70.1M +$3.8M +307,675 +6%
1CP
2
1607 Capital Partners
Virginia
$33.7M -$212K -17,151 -0.6%
BI
3
Bulldog Investors
New Jersey
$26.1M – – –
Lazard Asset Management
4
Lazard Asset Management
New York
$24.8M -$2.66M -215,100 -10%
KIM
5
Karpus Investment Management
New York
$11.4M -$140K -11,273 -1%
COLIM
6
City of London Investment Management
United Kingdom
$7.01M +$690K +55,920 +11%
JGUA
7
John G. Ullman & Associates
New York
$3.71M +$202K +16,346 +6%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.73M -$36.5K -2,955 -2%
BFM
9
Boothbay Fund Management
New York
$1.03M – – –
UCI
10
Uncommon Cents Investing
Wisconsin
$784K – – –
Citigroup
11
Citigroup
New York
$685K +$44.5K +3,600 +7%
PNC Financial Services Group
12
PNC Financial Services Group
Pennsylvania
$593K – – –
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$531K +$16.5K +1,338 +3%
CL
14
CSS LLC
Illinois
$469K -$86.4K -7,000 -16%
PAM
15
Peak Asset Management
Colorado
$409K – – –
JPMPWA
16
J.P. Morgan Private Wealth Advisors
California
$404K +$404K +32,680 New
GH
17
GAM Holding
Switzerland
$400K – – –
BC
18
Brinker Capital
Pennsylvania
$359K -$18K -1,452 -5%
RVPG
19
Relative Value Partners Group
$318K +$20K +1,621 +7%
BBPWM
20
Blue Bell Private Wealth Management
Pennsylvania
$314K +$232K +18,807 +283%
Morgan Stanley
21
Morgan Stanley
New York
$313K -$9.28K -750 -3%
MIC
22
Meridian Investment Counsel
California
$305K -$6.54K -530 -2%
SFS
23
Shaker Financial Services
Virginia
$303K -$80.4K -6,500 -21%
RCM
24
Rivernorth Capital Management
Florida
$270K +$270K +21,859 New
AA
25
Ancora Advisors
Ohio
$188K -$124K -10,000 -40%
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