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SWZ

Swiss Helvetia Fund

33 hedge funds and large institutions have $44.6M invested in Swiss Helvetia Fund in 2023 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 9

12% more capital invested

Capital invested by funds: $39.9M → $44.6M (+$4.69M)

1.66% more ownership

Funds ownership: 40.18%41.85% (+1.7%)

0% more funds holding

Funds holding: 3333 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

Holders
33
Holders Change
Holders Change %
0%
% of All Funds
0.48%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
11
Reduced
9
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Allspring Global Investments
1
Allspring Global Investments
North Carolina
$17.1M -$87.8K -11,519 -0.5%
Lazard Asset Management
2
Lazard Asset Management
New York
$6.47M -$98.2K -12,879 -2%
1CP
3
1607 Capital Partners
Virginia
$2.87M +$103K +13,457 +4%
CL
4
CSS LLC
Illinois
$2.44M -$19.1K -2,500 -0.8%
SFS
5
Shaker Financial Services
Virginia
$2.37M +$30.4K +3,982 +1%
GRQ
6
Gardner Russo & Quinn
Pennsylvania
$2.22M +$32.4K +4,251 +2%
BI
7
Bulldog Investors
New Jersey
$1.95M +$3.66K +480 +0.2%
Morgan Stanley
8
Morgan Stanley
New York
$1.53M +$661K +86,690 +87%
KIM
9
Karpus Investment Management
New York
$1.5M +$1.18M +154,910 +555%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.06M +$7.98K +1,046 +0.8%
BBPWM
11
Blue Bell Private Wealth Management
Pennsylvania
$754K -$8.33K -1,092 -1%
UBS Group
12
UBS Group
Switzerland
$740K +$127K +16,588 +23%
UCI
13
Uncommon Cents Investing
Wisconsin
$735K
COLIM
14
City of London Investment Management
United Kingdom
$615K -$93.6K -12,267 -14%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$436K +$120K +15,676 +42%
AA
16
AQR Arbitrage
Connecticut
$270K +$33.9K +4,450 +16%
SAG
17
SageView Advisory Group
California
$257K
WAM
18
Wolverine Asset Management
Illinois
$245K +$228K +29,892 New
DAS
19
Dynamic Advisor Solutions
Arizona
$186K -$37K -4,855 -18%
GI
20
GAMCO Investors
Connecticut
$132K
CICI
21
Capital Investment Counsel Inc
North Carolina
$123K
LCM
22
Landscape Capital Management
New Jersey
$113K +$105K +13,795 New
KAS
23
Kestra Advisory Services
Texas
$106K
LPL Financial
24
LPL Financial
California
$88.2K +$82K +10,756 New
Wells Fargo
25
Wells Fargo
California
$74.8K +$34.3K +4,501 +97%

SWZ Hedge Fund Activity: Q4 2023 in Review

33 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q4 2023, worth a combined $44.6M — up 12% from $39.9M a quarter earlier.

Fund positioning in SWZ was balanced in Q4 2023: 3 funds opened new positions, 3 closed out, 11 added to existing stakes and 9 trimmed.

The largest buyer was Karpus Investment Management, adding an estimated $1.18M. The largest seller was Atlas Wealth, exiting entirely with an estimated $482K sold.

  • 33 institutional investors held Swiss Helvetia Fund (SWZ) as of Q4 2023, unchanged from Q3 2023.
  • Funds reported $44.6M of Swiss Helvetia Fund stock for Q4 2023, up 12% quarter-over-quarter.
  • 3 funds opened new Swiss Helvetia Fund positions in Q4 2023 and 3 closed out, a net change of 0 holders.
  • The largest Swiss Helvetia Fund buyer in Q4 2023 was Karpus Investment Management, an estimated $1.18M added.
  • The largest Swiss Helvetia Fund seller in Q4 2023 was Atlas Wealth, an estimated $482K sold.

Based on aggregated 13F filings for Q4 2023.