SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

33 hedge funds and large institutions have $44.6M invested in Swiss Helvetia Fund in 2023 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
33
Holders Change
–
Holders Change %
0%
% of All Funds
0.48%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
11
Reduced
9
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
1
Karpus Investment Management
New York
$1.5M
2
Morgan Stanley
2
Morgan Stanley
New York
$1.53M
3
WAM
3
Wolverine Asset Management
Illinois
$245K
4
UBS Group
4
UBS Group
Switzerland
$740K
5
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$436K

Top Sellers

1
AW
1
Atlas Wealth
Ohio
$0
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$0
3
Lazard Asset Management
3
Lazard Asset Management
New York
$6.47M
4
COLIM
4
City of London Investment Management
United Kingdom
$615K
5
Allspring Global Investments
5
Allspring Global Investments
North Carolina
$17.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
Allspring Global Investments
1
Allspring Global Investments
North Carolina
$17.1M -$94.5K -11,519 -0.5%
Lazard Asset Management
2
Lazard Asset Management
New York
$6.47M -$106K -12,879 -2%
1CP
3
1607 Capital Partners
Virginia
$2.87M +$110K +13,457 +4%
CL
4
CSS LLC
Illinois
$2.44M -$20.5K -2,500 -0.8%
SFS
5
Shaker Financial Services
Virginia
$2.37M +$32.7K +3,982 +1%
GRQ
6
Gardner Russo & Quinn
Pennsylvania
$2.22M +$34.9K +4,251 +2%
BI
7
Bulldog Investors
New Jersey
$1.95M +$3.94K +480 +0.2%
Morgan Stanley
8
Morgan Stanley
New York
$1.53M +$711K +86,690 +87%
KIM
9
Karpus Investment Management
New York
$1.5M +$1.27M +154,910 +555%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.07M +$8.58K +1,046 +0.8%
BBPWM
11
Blue Bell Private Wealth Management
Pennsylvania
$754K -$8.95K -1,092 -1%
UBS Group
12
UBS Group
Switzerland
$740K +$136K +16,588 +23%
UCI
13
Uncommon Cents Investing
Wisconsin
$735K – – –
COLIM
14
City of London Investment Management
United Kingdom
$615K -$101K -12,267 -14%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$436K +$129K +15,676 +42%
AA
16
AQR Arbitrage
Connecticut
$270K +$36.5K +4,450 +16%
SAG
17
SageView Advisory Group
California
$257K – – –
WAM
18
Wolverine Asset Management
Illinois
$245K +$245K +29,892 New
DAS
19
Dynamic Advisor Solutions
Arizona
$186K -$39.7K -4,855 -18%
GI
20
GAMCO Investors
Connecticut
$132K – – –
CICI
21
Capital Investment Counsel Inc
North Carolina
$123K – – –
LCM
22
Landscape Capital Management
New Jersey
$113K +$113K +13,795 New
KAS
23
Kestra Advisory Services
Texas
$106K – – –
LPL Financial
24
LPL Financial
California
$88.2K +$88.2K +10,756 New
Wells Fargo
25
Wells Fargo
California
$74.8K +$36.9K +4,501 +97%
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