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SWZ

Swiss Helvetia Fund

50 hedge funds and large institutions have $180M invested in Swiss Helvetia Fund in 2017 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 4 increasing their positions, 28 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4% less capital invested

Capital invested by funds: $187M → $180M (-$6.97M)

1.32% less ownership

Funds ownership: 57.3%55.98% (-1.3%)

9% less funds holding

Funds holding: 5550 (-5)

42% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 12

86% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 28

Holders
50
Holders Change
-5
Holders Change %
-9.09%
% of All Funds
1.25%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
4
Reduced
28
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$42M -$4.02M -330,298 -9%
1CP
2
1607 Capital Partners
Virginia
$41.1M -$7.51M -615,910 -16%
Lazard Asset Management
3
Lazard Asset Management
New York
$31.1M -$6.25M -512,597 -17%
BI
4
Bulldog Investors
New Jersey
$24.4M -$2.54M -208,618 -10%
KIM
5
Karpus Investment Management
New York
$14.4M -$3.37M -276,356 -20%
RCM
6
Rivernorth Capital Management
Florida
$6.34M +$4.6M +377,235 +310%
IA
7
Icon Advisers
Colorado
$3.39M -$1.17M -96,189 -27%
JGUA
8
John G. Ullman & Associates
New York
$3.15M -$48K -3,940 -2%
Bank of America
9
Bank of America
North Carolina
$2.01M -$244K -19,984 -11%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.87M +$23.1K +1,893 +1%
PNC Financial Services Group
11
PNC Financial Services Group
Pennsylvania
$969K -$25.9K -2,122 -3%
SI
12
SII Investments
Wisconsin
$896K
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$697K -$352K -28,858 -34%
BC
14
Brinker Capital
Pennsylvania
$644K -$121K -9,934 -16%
WAM
15
Wolverine Asset Management
Illinois
$602K +$578K +47,437 New
CL
16
CSS LLC
Illinois
$572K -$364K -29,842 -40%
CA
17
Cornerstone Advisors
North Carolina
$490K +$220K +18,039 +88%
COLIM
18
City of London Investment Management
United Kingdom
$429K +$411K +33,768 New
PAM
19
Peak Asset Management
Colorado
$418K +$48.7K +4,000 +14%
GH
20
GAM Holding
Switzerland
$407K -$200K -16,425 -34%
JMPWA
21
JP Morgan Private Wealth Advisors
California
$404K -$388K -31,818 -50%
MIC
22
Meridian Investment Counsel
California
$320K -$57.7K -4,736 -16%
BBHC
23
Brown Brothers Harriman & Co
New York
$317K
MIG
24
Mariner Investment Group
New York
$314K -$71.2K -5,845 -19%
SRC
25
Shufro Rose & Co
New York
$304K

SWZ Hedge Fund Activity: Q2 2017 in Review

50 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q2 2017, worth a combined $180M — down 3.7% from $187M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of SWZ and 7 opened new positions — a net loss of 5 holders — while 28 trimmed existing stakes and 4 added.

The largest buyer was Rivernorth Capital Management, adding an estimated $4.6M. The largest seller was 1607 Capital Partners, cutting an estimated $7.51M.

  • 50 institutional investors held Swiss Helvetia Fund (SWZ) as of Q2 2017, down from 55 in Q1 2017.
  • Funds reported $180M of Swiss Helvetia Fund stock for Q2 2017, down 3.7% quarter-over-quarter.
  • 7 funds opened new Swiss Helvetia Fund positions in Q2 2017 and 12 closed out, a net change of -5 holders.
  • The largest Swiss Helvetia Fund buyer in Q2 2017 was Rivernorth Capital Management, an estimated $4.6M added.
  • The largest Swiss Helvetia Fund seller in Q2 2017 was 1607 Capital Partners, an estimated $7.51M sold.

Based on aggregated 13F filings for Q2 2017.