SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

50 hedge funds and large institutions have $180M invested in Swiss Helvetia Fund in 2017 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 4 increasing their positions, 28 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
50
Holders Change
-5
Holders Change %
-9.09%
% of All Funds
1.25%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
7
Increased
4
Reduced
28
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
Rivernorth Capital Management
Florida
$6.34M
2
WAM
Wolverine Asset Management
Illinois
$602K
3
COLIM
City of London Investment Management
United Kingdom
$429K
4
CA
Cornerstone Advisors
North Carolina
$490K
5
DA
Doliver Advisors
Texas
$191K

Top Sellers

1
1CP
1607 Capital Partners
Virginia
$41.1M
2
Lazard Asset Management
Lazard Asset Management
New York
$31.1M
3
Wells Fargo
Wells Fargo
California
$42M
4
KIM
Karpus Investment Management
New York
$14.4M
5
BI
Bulldog Investors
New Jersey
$24.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$42M -$4.19M -330,298 -9%
1CP
2
1607 Capital Partners
Virginia
$41.1M -$7.82M -615,910 -16%
Lazard Asset Management
3
Lazard Asset Management
New York
$31.1M -$6.51M -512,597 -17%
BI
4
Bulldog Investors
New Jersey
$24.4M -$2.65M -208,618 -10%
KIM
5
Karpus Investment Management
New York
$14.4M -$3.51M -276,356 -20%
RCM
6
Rivernorth Capital Management
Florida
$6.34M +$4.79M +377,235 +310%
IA
7
Icon Advisers
Colorado
$3.39M -$1.22M -96,189 -27%
JGUA
8
John G. Ullman & Associates
New York
$3.15M -$50K -3,940 -2%
Bank of America
9
Bank of America
North Carolina
$2.01M -$254K -19,984 -11%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.87M +$24K +1,893 +1%
PNC Financial Services Group
11
PNC Financial Services Group
Pennsylvania
$969K -$26.9K -2,122 -3%
SI
12
SII Investments
Wisconsin
$896K – – –
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$697K -$366K -28,858 -34%
BC
14
Brinker Capital
Pennsylvania
$644K -$126K -9,934 -16%
WAM
15
Wolverine Asset Management
Illinois
$602K +$602K +47,437 New
CL
16
CSS LLC
Illinois
$572K -$379K -29,842 -40%
CA
17
Cornerstone Advisors
North Carolina
$490K +$229K +18,039 +88%
COLIM
18
City of London Investment Management
United Kingdom
$429K +$429K +33,768 New
PAM
19
Peak Asset Management
Colorado
$418K +$50.7K +4,000 +14%
GH
20
GAM Holding
Switzerland
$407K -$208K -16,425 -34%
JPMPWA
21
J.P. Morgan Private Wealth Advisors
California
$404K -$404K -31,818 -50%
MIC
22
Meridian Investment Counsel
California
$320K -$60.1K -4,736 -16%
BBHC
23
Brown Brothers Harriman & Co
New York
$317K – – –
MIG
24
Mariner Investment Group
New York
$314K -$74.3K -5,845 -19%
SRC
25
Shufro Rose & Co
New York
$304K – – –
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