SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

40 hedge funds and large institutions have $39.1M invested in Swiss Helvetia Fund in 2019 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 10 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
40
Holders Change
+5
Holders Change %
+14.29%
% of All Funds
0.79%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
14
Reduced
10
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
Rivernorth Capital Management
Florida
$7.41M
2
Wells Fargo
Wells Fargo
California
$6.07M
3
BBPWM
Blue Bell Private Wealth Management
Pennsylvania
$668K
4
KIM
Karpus Investment Management
New York
$864K
5
Lazard Asset Management
Lazard Asset Management
New York
$4.73M

Top Sellers

1
BI
Bulldog Investors
New Jersey
$525K
2
Geode Capital Management
Geode Capital Management
Massachusetts
$1.54M
3
MC
Matisse Capital
Oregon
$1.15M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$161K
5
LCM
Landscape Capital Management
New Jersey
$316K
Name Holding Trade Value Shares
Change 		Shares
Change %
RCM
1
Rivernorth Capital Management
Florida
$7.41M +$3.32M +394,693 +81%
Wells Fargo
2
Wells Fargo
California
$6.07M +$646K +76,811 +12%
Lazard Asset Management
3
Lazard Asset Management
New York
$4.73M +$395K +46,940 +9%
CL
4
CSS LLC
Illinois
$4.35M +$182K +21,639 +4%
1CP
5
1607 Capital Partners
Virginia
$3.31M +$47.9K +5,700 +1%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$1.69M -$17.8K -2,118 -1%
Geode Capital Management
7
Geode Capital Management
Massachusetts
$1.54M -$683K -81,260 -31%
WAM
8
Wolverine Asset Management
Illinois
$1.3M +$194K +23,099 +18%
CA
9
Cornerstone Advisors
North Carolina
$1.18M +$1.18M +139,796 New
MC
10
Matisse Capital
Oregon
$1.15M -$503K -59,748 -30%
KIM
11
Karpus Investment Management
New York
$864K +$424K +50,366 +96%
UCI
12
Uncommon Cents Investing
Wisconsin
$756K – – –
BBPWM
13
Blue Bell Private Wealth Management
Pennsylvania
$668K +$608K +72,330 +1,021%
COLIM
14
City of London Investment Management
United Kingdom
$642K +$352K +41,834 +121%
BI
15
Bulldog Investors
New Jersey
$525K -$782K -92,937 -60%
CRC
16
Curi RMB Capital
Illinois
$353K +$99.3K +11,796 +39%
LCM
17
Landscape Capital Management
New Jersey
$316K -$132K -15,686 -29%
SFS
18
Shaker Financial Services
Virginia
$308K +$31.1K +3,700 +11%
Morgan Stanley
19
Morgan Stanley
New York
$278K -$7.14K -849 -3%
AP
20
Advisor Partners
California
$173K – – –
SSWM
21
Smith Salley Wealth Management
North Carolina
$170K -$8.5K -1,011 -5%
Walleye Trading
22
Walleye Trading
New York
$166K – – –
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$161K -$173K -20,581 -52%
AA
24
AQR Arbitrage
Connecticut
$154K +$154K +18,363 New
Fisher Asset Management
25
Fisher Asset Management
Washington
$140K +$140K +16,688 New
1
2