SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

35 hedge funds and large institutions have $27.2M invested in Swiss Helvetia Fund in 2019 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
35
Holders Change
+1
Holders Change %
+2.94%
% of All Funds
0.76%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
10
Reduced
5
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MC
Matisse Capital
Oregon
$1.37M
2
Wells Fargo
Wells Fargo
California
$5.94M
3
CL
CSS LLC
Illinois
$3.13M
4
CRC
Curi RMB Capital
Illinois
$362K
5
KIM
Karpus Investment Management
New York
$157K

Top Sellers

1
Lazard Asset Management
Lazard Asset Management
New York
$2.61M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$259K
3
WAM
Wolverine Asset Management
Illinois
$1.58M
4
UCI
Uncommon Cents Investing
Wisconsin
$710K
5
RFC
Regions Financial Corp
Alabama
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$5.94M +$1.15M +145,839 +24%
CL
2
CSS LLC
Illinois
$3.13M +$572K +72,400 +22%
1CP
3
1607 Capital Partners
Virginia
$2.94M +$31.3K +3,965 +1%
Lazard Asset Management
4
Lazard Asset Management
New York
$2.61M -$1.07M -135,163 -29%
AGM
5
Alpine Global Management
New York
$2.2M +$112K +14,176 +5%
Geode Capital Management
6
Geode Capital Management
Massachusetts
$2.09M – – –
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.64M -$10.3K -1,304 -0.6%
WAM
8
Wolverine Asset Management
Illinois
$1.58M -$42.8K -5,425 -3%
MC
9
Matisse Capital
Oregon
$1.37M +$1.37M +173,100 New
UCI
10
Uncommon Cents Investing
Wisconsin
$710K -$23.6K -2,994 -3%
LCM
11
Landscape Capital Management
New Jersey
$652K +$94.5K +11,967 +17%
CRC
12
Curi RMB Capital
Illinois
$362K +$207K +26,200 +134%
Morgan Stanley
13
Morgan Stanley
New York
$276K – – –
COLIM
14
City of London Investment Management
United Kingdom
$273K +$118K +14,866 +76%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$259K -$266K -33,664 -51%
SSWM
16
Smith Salley Wealth Management
North Carolina
$168K +$6.12K +774 +4%
KIM
17
Karpus Investment Management
New York
$157K +$157K +19,903 New
Walleye Trading
18
Walleye Trading
New York
$156K – – –
AP
19
Advisor Partners
California
$139K – – –
CICI
20
Capital Investment Counsel Inc
North Carolina
$118K – – –
SFS
21
Shaker Financial Services
Virginia
$91K +$91K +11,495 New
UBS Group
22
UBS Group
Switzerland
$78K +$29.8K +3,801 +62%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$74K – – –
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$71K – – –
BBHC
25
Brown Brothers Harriman & Co
New York
$35K – – –
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