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SWZ

Swiss Helvetia Fund

35 hedge funds and large institutions have $27.2M invested in Swiss Helvetia Fund in 2019 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 5

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

7% more capital invested

Capital invested by funds: $25.4M → $27.2M (+$1.74M)

3% more funds holding

Funds holding: 3435 (+1)

1.92% more ownership

Funds ownership: 25.18%27.1% (+1.9%)

Holders
35
Holders Change
+1
Holders Change %
+2.94%
% of All Funds
0.76%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
10
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$5.94M +$1.11M +145,839 +24%
CL
2
CSS LLC
Illinois
$3.13M +$553K +72,400 +22%
1CP
3
1607 Capital Partners
Virginia
$2.94M +$30.3K +3,965 +1%
Lazard Asset Management
4
Lazard Asset Management
New York
$2.61M -$1.03M -135,163 -29%
AGM
5
Alpine Global Management
New York
$2.2M +$108K +14,176 +5%
Geode Capital Management
6
Geode Capital Management
Massachusetts
$2.08M
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.64M -$9.97K -1,304 -0.6%
WAM
8
Wolverine Asset Management
Illinois
$1.58M -$41.5K -5,425 -3%
MC
9
Matisse Capital
Oregon
$1.37M +$1.32M +173,100 New
UCI
10
Uncommon Cents Investing
Wisconsin
$710K -$22.9K -2,994 -3%
LCM
11
Landscape Capital Management
New Jersey
$652K +$91.5K +11,967 +17%
CRC
12
Curi RMB Capital
Illinois
$362K +$200K +26,200 +134%
Morgan Stanley
13
Morgan Stanley
New York
$276K
COLIM
14
City of London Investment Management
United Kingdom
$273K +$114K +14,866 +76%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$259K -$257K -33,664 -51%
SSWM
16
Smith Salley Wealth Management
North Carolina
$168K +$5.92K +774 +4%
KIM
17
Karpus Investment Management
New York
$157K +$152K +19,903 New
Walleye Trading
18
Walleye Trading
New York
$156K
AP
19
Advisor Partners
California
$139K
CICI
20
Capital Investment Counsel Inc
North Carolina
$118K
SFS
21
Shaker Financial Services
Virginia
$91K +$87.9K +11,495 New
UBS Group
22
UBS Group
Switzerland
$78K +$29.1K +3,801 +62%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$74K
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$71K
BBHC
25
Brown Brothers Harriman & Co
New York
$35K

SWZ Hedge Fund Activity: Q2 2019 in Review

35 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q2 2019, worth a combined $27.2M — up 6.8% from $25.4M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new SWZ positions and 3 closed out — a net gain of 2 holders — while 10 added to existing stakes and 5 trimmed.

The largest buyer was Matisse Capital, opening a new position worth an estimated $1.32M. The largest seller was Lazard Asset Management, cutting an estimated $1.03M.

  • 35 institutional investors held Swiss Helvetia Fund (SWZ) as of Q2 2019, up from 34 in Q1 2019.
  • Funds reported $27.2M of Swiss Helvetia Fund stock for Q2 2019, up 6.8% quarter-over-quarter.
  • 5 funds opened new Swiss Helvetia Fund positions in Q2 2019 and 3 closed out, a net change of +2 holders.
  • The largest Swiss Helvetia Fund buyer in Q2 2019 was Matisse Capital, an estimated $1.32M added.
  • The largest Swiss Helvetia Fund seller in Q2 2019 was Lazard Asset Management, an estimated $1.03M sold.

Based on aggregated 13F filings for Q2 2019.