SWZ

Swiss Helvetia Fund

51 hedge funds and large institutions have $169M invested in Swiss Helvetia Fund in 2014 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 19 increasing their positions, 17 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
51
Holders Change
+3
Holders Change %
+6.25%
% of All Funds
1.47%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
10
Increased
19
Reduced
17
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$59.1M -$23.1M -1,606,284 -28%
1CP
2
1607 Capital Partners
Virginia
$47M -$16.8M -1,165,477 -26%
Wells Fargo
3
Wells Fargo
California
$21M -$4.19M -291,400 -17%
KIM
4
Karpus Investment Management
New York
$12.7M -$5.07M -352,351 -28%
Grantham, Mayo, Van Otterloo & Co (GMO)
5
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$5.59M +$294K +20,447 +6%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$2.09M -$230K -15,981 -10%
JPMorgan Chase & Co
7
JPMorgan Chase & Co
New York
$1.68M +$1.68M +116,752 New
CCB
8
Cutter & Co Brokerage
Missouri
$1.66M +$10.8K +753 +0.7%
Bank of America
9
Bank of America
North Carolina
$1.62M +$90.1K +6,264 +6%
COLIM
10
City of London Investment Management
United Kingdom
$1.27M -$395K -27,469 -24%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.23M +$368K +25,565 +42%
GRQ
12
Gardner Russo & Quinn
Pennsylvania
$971K +$166K +11,518 +21%
Morgan Stanley
13
Morgan Stanley
New York
$955K +$323K +22,488 +51%
RJA
14
Raymond James & Associates
Florida
$934K +$934K +64,983 New
CCM
15
Cutler Capital Management
Massachusetts
$925K +$61.9K +4,305 +7%
CL
16
CSS LLC
Illinois
$855K +$323K +22,445 +61%
JGUA
17
John G. Ullman & Associates
New York
$777K -$22.3K -1,550 -3%
DA
18
Doliver Advisors
Texas
$717K +$717K +49,850 New
SFS
19
Shaker Financial Services
Virginia
$713K +$713K +49,561 New
WAM
20
Wolverine Asset Management
Illinois
$655K -$328K -22,841 -33%
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$601K -$104K -7,229 -15%
BNP Paribas Financial Markets
22
BNP Paribas Financial Markets
France
$586K +$267K +18,549 +84%
MIC
23
Meridian Investment Counsel
California
$488K +$1.19K +83 +0.2%
SRC
24
Shufro Rose & Co
New York
$424K
YCM
25
Yakira Capital Management
Connecticut
$349K +$162K +11,237 +86%