SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

38 hedge funds and large institutions have $39.3M invested in Swiss Helvetia Fund in 2020 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
38
Holders Change
+1
Holders Change %
+2.7%
% of All Funds
0.77%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
10
Reduced
10
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GRQ
Gardner Russo & Quinn
Pennsylvania
$1.8M
2
COLIM
City of London Investment Management
United Kingdom
$3.97M
3
Lazard Asset Management
Lazard Asset Management
New York
$6.88M
4
Wells Fargo
Wells Fargo
California
$9.19M
5
SFS
Shaker Financial Services
Virginia
$339K

Top Sellers

1
CA
Cornerstone Advisors
North Carolina
$421K
2
WAM
Wolverine Asset Management
Illinois
$0
3
CRC
Curi RMB Capital
Illinois
$0
4
MC
Matisse Capital
Oregon
$2.62M
5
SSWM
Smith Salley Wealth Management
North Carolina
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$9.19M +$920K +111,175 +11%
Lazard Asset Management
2
Lazard Asset Management
New York
$6.88M +$1.09M +131,460 +19%
CL
3
CSS LLC
Illinois
$4.04M – – –
COLIM
4
City of London Investment Management
United Kingdom
$3.97M +$1.36M +164,974 +52%
1CP
5
1607 Capital Partners
Virginia
$3.24M -$10.8K -1,300 -0.3%
MC
6
Matisse Capital
Oregon
$2.62M -$197K -23,800 -7%
GRQ
7
Gardner Russo & Quinn
Pennsylvania
$1.8M +$1.8M +217,561 New
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.53M -$100K -12,076 -6%
BBPWM
9
Blue Bell Private Wealth Management
Pennsylvania
$1.09M -$26.1K -3,152 -2%
KIM
10
Karpus Investment Management
New York
$820K -$15.4K -1,864 -2%
UCI
11
Uncommon Cents Investing
Wisconsin
$746K +$1.75K +212 +0.2%
BI
12
Bulldog Investors
New Jersey
$515K – – –
CA
13
Cornerstone Advisors
North Carolina
$421K -$491K -59,342 -54%
SFS
14
Shaker Financial Services
Virginia
$339K +$86.9K +10,506 +34%
UBS Group
15
UBS Group
Switzerland
$262K -$39.1K -4,734 -13%
AA
16
AQR Arbitrage
Connecticut
$214K +$49.4K +5,965 +30%
Morgan Stanley
17
Morgan Stanley
New York
$207K -$55.8K -6,738 -21%
CCP
18
Cardan Capital Partners
Colorado
$202K -$114K -13,817 -36%
RJA
19
Raymond James & Associates
Florida
$180K +$74.6K +9,004 +71%
AP
20
Advisor Partners
California
$146K – – –
GI
21
GAMCO Investors
Connecticut
$133K – – –
KAS
22
Kestra Advisory Services
Texas
$126K +$126K +15,252 New
CICI
23
Capital Investment Counsel Inc
North Carolina
$124K – – –
Walleye Trading
24
Walleye Trading
New York
$116K -$47.8K -5,760 -29%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$105K +$18.7K +2,246 +22%
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