SSWM
SWZ

Smith Salley Wealth Management’s Swiss Helvetia Fund SWZ Stock Holding History

Smith Salley Wealth Management’s Portfolio SWZ Stock Details SWZ Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q3 		– Sell
-19,901
Closed -$156K – 196
2020
Q2 		$156K Hold
19,901
– – 0.02% 186
2020
Q1 		$138K Sell
19,901
-327
-2% -$2.63K 0.02% 175
2019
Q4 		$170K Sell
20,228
-1,011
-5% -$8.23K 0.02% 195
2019
Q3 		$171K Hold
21,239
– – 0.02% 187
2019
Q2 		$168K Buy
21,239
+774
+4% +$5.92K 0.03% 187
2019
Q1 		$156K Buy
+20,465
New +$152K 0.03% 170
2018
Q4 		– Sell
-13,875
Closed -$118K – 185
2018
Q3 		$118K Hold
13,875
– – 0.02% 187
2018
Q2 		$171K Hold
13,875
– – 0.03% 178
2018
Q1 		$170K Sell
13,875
-93
-0.7% -$1.19K 0.03% 174
2017
Q4 		$178K Buy
13,968
+140
+1% +$1.77K 0.03% 178
2017
Q3 		$177K Hold
13,828
– – 0.03% 168
2017
Q2 		$176K Sell
13,828
-2,716
-16% -$33.1K 0.04% 167
2017
Q1 		$192K Buy
16,544
+2,404
+17% +$26.3K 0.04% 168
2016
Q4 		$144K Sell
14,140
-945
-6% -$9.7K 0.03% 154
2016
Q3 		$161K Sell
15,085
-1,002
-6% -$10.4K 0.04% 152
2016
Q2 		$167K Buy
16,087
+284
+2% +$2.93K 0.04% 154
2016
Q1 		$161K Hold
15,803
– – 0.04% 155
2015
Q4 		$167K Buy
15,803
+406
+3% +$4.42K 0.04% 156
2015
Q3 		$167K Buy
15,397
+757
+5% +$8.63K 0.05% 150
2015
Q2 		$171K Hold
14,640
– – 0.04% 157
2015
Q1 		$169K Buy
14,640
+167
+1% +$1.9K 0.04% 161
2014
Q4 		$161K Buy
14,473
+471
+3% +$6.1K 0.04% 167
2014
Q3 		$189K Buy
14,002
+323
+2% +$4.55K 0.05% 171
2014
Q2 		$199K Hold
13,679
– – 0.05% 182
2014
Q1 		$197K Buy
13,679
+1,216
+10% +$17.2K 0.12% 109
2013
Q4 		$174K Hold
12,463
– – 0.11% 102
2013
Q3 		$177K Buy
12,463
+1,380
+12% +$18.4K 0.14% 84
2013
Q2 		$137K Buy
+11,083
New +$139K 0.11% 92

Other funds holding SWZ

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Lazard Asset Management
Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return
CL
CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return
COLIM
City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
MC
Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return
GRQ
Gardner Russo & Quinn Lancaster, Pennsylvania $8.5B AUM 9.79% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
BBPWM
Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return
KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Smith Salley Wealth Management's SWZ Position: Q3 2020 in Review

Smith Salley Wealth Management sold out of Swiss Helvetia Fund (SWZ) in Q3 2020, closing a stake of 19,901 shares — an estimated $156K sold.

Smith Salley Wealth Management first reported a position in SWZ in Q2 2013 and held it in 28 quarters. The position peaked at $199K in Q2 2014. 38 funds tracked by Wall St. Rank hold SWZ as of Q3 2020.

  • Smith Salley Wealth Management reported no remaining Swiss Helvetia Fund position as of Q3 2020 after selling out during the quarter.
  • Smith Salley Wealth Management sold 19,901 Swiss Helvetia Fund shares in Q3 2020, an estimated $156K.
  • Smith Salley Wealth Management first reported a position in Swiss Helvetia Fund in Q2 2013 and held it in 28 quarters.
  • Smith Salley Wealth Management's Swiss Helvetia Fund position peaked at $199K in Q2 2014.
  • 38 funds tracked by Wall St. Rank held Swiss Helvetia Fund as of Q3 2020.

Based on Smith Salley Wealth Management's 13F filing for Q3 2020, filed 5 Nov 2020.