SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

51 hedge funds and large institutions have $147M invested in Swiss Helvetia Fund in 2014 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 12 increasing their positions, 10 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
51
Holders Change
-1
Holders Change %
-1.92%
% of All Funds
1.36%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
10
Increased
12
Reduced
10
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
Weiss Asset Management
Massachusetts
$8.39M
2
Wells Fargo
Wells Fargo
California
$24.8M
3
TC
TFS Capital
Pennsylvania
$1.43M
4
KIM
Karpus Investment Management
New York
$16.2M
5
SG Americas Securities
SG Americas Securities
New York
$347K

Top Sellers

1
WAM
Wolverine Asset Management
Illinois
$616K
2
CCB
Cutter & Co Brokerage
Missouri
$0
3
SFS
Shaker Financial Services
Virginia
$0
4
Truist Financial
Truist Financial
North Carolina
$0
5
CCM
Cutler Capital Management
Massachusetts
$531K
Name Holding Trade Value Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$38.8M +$326K +29,246 +0.8%
1CP
2
1607 Capital Partners
Virginia
$37.1M -$33.5K -3,004 -0.1%
Wells Fargo
3
Wells Fargo
California
$24.8M +$5.07M +455,050 +26%
KIM
4
Karpus Investment Management
New York
$16.2M +$1.22M +109,938 +8%
WAM
5
Weiss Asset Management
Massachusetts
$8.39M +$8.39M +753,289 New
Grantham, Mayo, Van Otterloo & Co (GMO)
6
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$4.33M – – –
TC
7
TFS Capital
Pennsylvania
$1.43M +$1.43M +128,262 New
Morgan Stanley
8
Morgan Stanley
New York
$1.1M +$72.2K +6,481 +7%
Bank of America
9
Bank of America
North Carolina
$1.06M -$205K -18,388 -16%
DA
10
Doliver Advisors
Texas
$997K +$324K +29,108 +48%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$924K -$55.1K -4,942 -6%
COLIM
12
City of London Investment Management
United Kingdom
$916K -$144K -12,910 -14%
GFM
13
Gramercy Funds Management
Connecticut
$894K – – –
GRQ
14
Gardner Russo & Quinn
Pennsylvania
$792K – – –
CA
15
Cornerstone Advisors
North Carolina
$784K +$158K +14,204 +25%
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$694K +$63.9K +5,725 +10%
CL
17
CSS LLC
Illinois
$671K – – –
BNP Paribas Financial Markets
18
BNP Paribas Financial Markets
France
$660K +$15.6K +1,401 +2%
RJA
19
Raymond James & Associates
Florida
$652K -$56K -5,028 -8%
WAM
20
Wolverine Asset Management
Illinois
$616K -$1.84M -164,892 -75%
ALA
21
Atherton Lane Advisers
California
$588K +$8.48K +761 +1%
CCM
22
Cutler Capital Management
Massachusetts
$531K -$212K -18,976 -28%
MIC
23
Meridian Investment Counsel
California
$375K – – –
SG Americas Securities
24
SG Americas Securities
New York
$347K +$347K +31,156 New
GC
25
Guggenheim Capital
Illinois
$327K – – –
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