CCB
SWZ

Cutter & Co Brokerage’s Swiss Helvetia Fund SWZ Stock Holding History

Cutter & Co Brokerage’s Portfolio SWZ Stock Details SWZ Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q4 		– Sell
-116,967
Closed -$1.58M – 267
2014
Q3 		$1.58M Sell
116,967
-1,414
-1% -$19.9K 0.61% 55
2014
Q2 		$1.73M Buy
118,381
+2,900
+3% +$41.7K 0.63% 54
2014
Q1 		$1.66M Buy
115,481
+753
+0.7% +$10.7K 0.65% 57
2013
Q4 		$1.6M Sell
114,728
-559
-0.5% -$7.95K 0.74% 50
2013
Q3 		$1.64M Buy
115,287
+252
+0.2% +$3.35K 0.73% 52
2013
Q2 		$1.42M Buy
+115,035
New +$1.44M 0.68% 53

Other funds holding SWZ

Lazard Asset Management
Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
WAM
Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return
Grantham, Mayo, Van Otterloo & Co (GMO)
Grantham, Mayo, Van Otterloo & Co (GMO) Boston, Massachusetts $39.1B AUM 28.69% 1-Year Est. Return
TC
TFS Capital West Chester, Pennsylvania $255M AUM 32.31% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
DA
Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return

Cutter & Co Brokerage's SWZ Position: Q4 2014 in Review

Cutter & Co Brokerage sold out of Swiss Helvetia Fund (SWZ) in Q4 2014, closing a stake of 116,967 shares — an estimated $1.58M sold.

Cutter & Co Brokerage first reported a position in SWZ in Q2 2013 and held it in 6 quarters. The position peaked at $1.73M in Q2 2014. 51 funds tracked by Wall St. Rank hold SWZ as of Q4 2014.

  • Cutter & Co Brokerage reported no remaining Swiss Helvetia Fund position as of Q4 2014 after selling out during the quarter.
  • Cutter & Co Brokerage sold 116,967 Swiss Helvetia Fund shares in Q4 2014, an estimated $1.58M.
  • Cutter & Co Brokerage first reported a position in Swiss Helvetia Fund in Q2 2013 and held it in 6 quarters.
  • Cutter & Co Brokerage's Swiss Helvetia Fund position peaked at $1.73M in Q2 2014.
  • 51 funds tracked by Wall St. Rank held Swiss Helvetia Fund as of Q4 2014.

Based on Cutter & Co Brokerage's 13F filing for Q4 2014, filed 5 Feb 2015.