KIM
SWZ

Karpus Investment Management’s Swiss Helvetia Fund SWZ Stock Holding History

Karpus Investment Management’s Portfolio SWZ Stock Details SWZ Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-206,753
Closed -$1.26M – 229
2025
Q3 		$1.26M Sell
206,753
-30,592
-13% -$188K 0.04% 168
2025
Q2 		$1.5M Sell
237,345
-10,115
-4% -$68.3K 0.05% 165
2025
Q1 		$2.28M Sell
247,460
-27,660
-10% -$241K 0.07% 148
2024
Q4 		$2.06M Buy
275,120
+62,630
+29% +$508K 0.06% 160
2024
Q3 		$1.9M Sell
212,490
-13,585
-6% -$117K 0.05% 174
2024
Q2 		$1.82M Buy
226,075
+2,420
+1% +$19.1K 0.05% 168
2024
Q1 		$1.77M Buy
223,655
+40,825
+22% +$325K 0.05% 173
2023
Q4 		$1.5M Buy
182,830
+154,910
+555% +$1.18M 0.05% 181
2023
Q3 		$213K Buy
27,920
+5,010
+22% +$40.8K 0.01% 262
2023
Q2 		$188K Buy
+22,910
New +$188K 0.01% 303
2021
Q1 		– Sell
-98,109
Closed -$877K – 326
2020
Q4 		$877K Sell
98,109
-957
-1% -$8.06K 0.03% 180
2020
Q3 		$820K Sell
99,066
-1,864
-2% -$15.3K 0.03% 168
2020
Q2 		$791K Sell
100,930
-1,675
-2% -$12.6K 0.03% 164
2020
Q1 		$713K Sell
102,605
-93
-0.1% -$747 0.03% 174
2019
Q4 		$864K Buy
102,698
+50,366
+96% +$410K 0.03% 148
2019
Q3 		$420K Buy
52,332
+32,429
+163% +$258K 0.02% 163
2019
Q2 		$157K Buy
+19,903
New +$152K 0.01% 185
2019
Q1 		– Sell
-50,717
Closed -$350K – 227
2018
Q4 		$350K Sell
50,717
-846,899
-94% -$6.37M 0.01% 182
2018
Q3 		$7.64M Sell
897,616
-19,960
-2% -$243K 0.31% 64
2018
Q2 		$11.4M Sell
917,576
-11,273
-1% -$139K 0.5% 46
2018
Q1 		$11.4M Sell
928,849
-61,813
-6% -$792K 0.51% 52
2017
Q4 		$12.6M Sell
990,662
-37,398
-4% -$472K 0.58% 50
2017
Q3 		$13.1M Sell
1,028,060
-108,766
-10% -$1.38M 0.67% 47
2017
Q2 		$14.4M Sell
1,136,826
-276,356
-20% -$3.37M 0.73% 45
2017
Q1 		$16.4M Sell
1,413,182
-29,354
-2% -$321K 0.85% 41
2016
Q4 		$14.7M Sell
1,442,536
-287,612
-17% -$2.95M 0.85% 45
2016
Q3 		$18.5M Sell
1,730,148
-53,658
-3% -$559K 0.98% 35
2016
Q2 		$18.5M Buy
1,783,806
+2,786
+0.2% +$28.7K 0.95% 39
2016
Q1 		$18.1M Sell
1,781,020
-12,760
-0.7% -$126K 0.82% 41
2015
Q4 		$18.9M Sell
1,793,780
-30,809
-2% -$335K 0.85% 41
2015
Q3 		$19.8M Buy
1,824,589
+95,201
+6% +$1.08M 0.92% 38
2015
Q2 		$20.2M Buy
1,729,388
+168,923
+11% +$2.06M 0.95% 33
2015
Q1 		$18M Buy
1,560,465
+106,903
+7% +$1.21M 0.84% 40
2014
Q4 		$16.2M Buy
1,453,562
+109,938
+8% +$1.42M 0.77% 45
2014
Q3 		$18.2M Buy
1,343,624
+379,460
+39% +$5.34M 0.88% 36
2014
Q2 		$14M Buy
964,164
+79,601
+9% +$1.14M 0.68% 49
2014
Q1 		$12.7M Sell
884,563
-352,351
-28% -$5M 0.66% 45
2013
Q4 		$17.3M Sell
1,236,914
-11,446
-0.9% -$163K 0.96% 29
2013
Q3 		$17.8M Buy
1,248,360
+148,841
+14% +$1.98M 1.13% 23
2013
Q2 		$13.5M Buy
+1,099,519
New +$13.7M 0.95% 29

Other funds holding SWZ

Allspring Global Investments
Allspring Global Investments Charlotte, North Carolina $59.7B AUM 29.08% 1-Year Est. Return
CL
CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return
CC
CF Capital Cohasset, Massachusetts $83M AUM 14.05% 1-Year Est. Return
MC
Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
IA
Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
YCM
Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return
BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

Karpus Investment Management's SWZ Position: Q4 2025 in Review

Karpus Investment Management sold out of Swiss Helvetia Fund (SWZ) in Q4 2025, closing a stake of 206,753 shares — an estimated $1.26M sold.

Karpus Investment Management first reported a position in SWZ in Q2 2013 and held it in 40 quarters. The position peaked at $20.2M in Q2 2015. 41 funds tracked by Wall St. Rank hold SWZ as of Q4 2025.

  • Karpus Investment Management reported no remaining Swiss Helvetia Fund position as of Q4 2025 after selling out during the quarter.
  • Karpus Investment Management sold 206,753 Swiss Helvetia Fund shares in Q4 2025, an estimated $1.26M.
  • Karpus Investment Management first reported a position in Swiss Helvetia Fund in Q2 2013 and held it in 40 quarters.
  • Karpus Investment Management's Swiss Helvetia Fund position peaked at $20.2M in Q2 2015.
  • 41 funds tracked by Wall St. Rank held Swiss Helvetia Fund as of Q4 2025.

Based on Karpus Investment Management's 13F filing for Q4 2025, filed 13 Feb 2026.