SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

50 hedge funds and large institutions have $164M invested in Swiss Helvetia Fund in 2015 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 27 increasing their positions, 9 reducing their positions, and 5 closing their positions.

Holders
50
Holders Change
–
Holders Change %
0%
% of All Funds
1.4%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
5
Increased
27
Reduced
9
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BI
1
Bulldog Investors
New Jersey
$10.4M
2
Wells Fargo
2
Wells Fargo
California
$36.2M
3
KIM
3
Karpus Investment Management
New York
$19.8M
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$1.24M
5
1CP
5
1607 Capital Partners
Virginia
$39.9M

Top Sellers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$36.1M
2
WAM
2
Weiss Asset Management
Massachusetts
$0
3
CA
3
Cornerstone Advisors
North Carolina
$2.06M
4
SFS
4
Shaker Financial Services
Virginia
$152K
5
DA
5
Doliver Advisors
Texas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
1CP
1
1607 Capital Partners
Virginia
$39.9M +$551K +50,706 +1%
Wells Fargo
2
Wells Fargo
California
$36.2M +$4.23M +389,759 +13%
Lazard Asset Management
3
Lazard Asset Management
New York
$36.1M -$2.22M -204,830 -6%
KIM
4
Karpus Investment Management
New York
$19.8M +$1.03M +95,201 +6%
BI
5
Bulldog Investors
New Jersey
$10.4M +$10.4M +957,239 New
GFM
6
Gramercy Funds Management
Connecticut
$4.54M +$238K +21,903 +6%
CA
7
Cornerstone Advisors
North Carolina
$2.06M -$818K -75,329 -28%
Bank of America
8
Bank of America
North Carolina
$1.33M +$92.3K +8,503 +7%
CCM
9
Cutler Capital Management
Massachusetts
$1.24M +$66.3K +6,106 +6%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.24M +$715K +65,877 +138%
PNC Financial Services Group
11
PNC Financial Services Group
Pennsylvania
$1.15M +$85.5K +7,880 +8%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.02M +$63.1K +5,811 +7%
Morgan Stanley
13
Morgan Stanley
New York
$803K -$118K -10,871 -13%
CL
14
CSS LLC
Illinois
$797K +$17.7K +1,634 +2%
SI
15
SII Investments
Wisconsin
$708K +$56K +5,182 +9%
COLIM
16
City of London Investment Management
United Kingdom
$560K +$84.7K +7,800 +18%
AMI
17
Amica Mutual Insurance
Rhode Island
$496K +$496K +45,688 New
AA
18
AQR Arbitrage
Connecticut
$418K +$44.8K +4,129 +12%
PAM
19
Peak Asset Management
Colorado
$389K +$3.1K +285 +0.8%
MIC
20
Meridian Investment Counsel
California
$369K +$369 +34 +0.1%
RJA
21
Raymond James & Associates
Florida
$349K -$162K -14,920 -32%
APFBOT
22
Amica Pension Fund Board of Trustees
Rhode Island
$337K +$337K +30,990 New
ICM
23
Ionic Capital Management
New York
$335K +$43.9K +4,049 +15%
GC
24
Guggenheim Capital
Illinois
$322K +$57K +5,262 +22%
SRC
25
Shufro Rose & Co
New York
$297K +$4.49K +414 +2%
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