SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

55 hedge funds and large institutions have $172M invested in Swiss Helvetia Fund in 2016 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 18 reducing their positions, and 6 closing their positions.

Holders
55
Holders Change
-1
Holders Change %
-1.79%
% of All Funds
1.47%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
6
Increased
14
Reduced
18
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BI
1
Bulldog Investors
New Jersey
$18.2M
2
JGUA
2
John G. Ullman & Associates
New York
$2.32M
3
Wells Fargo
3
Wells Fargo
California
$42.7M
4
SFS
4
Shaker Financial Services
Virginia
$348K
5
IA
5
Icon Advisers
Colorado
$291K

Top Sellers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$30.6M
2
GFM
2
Gramercy Funds Management
Connecticut
$2.83M
3
Citigroup
3
Citigroup
New York
$406K
4
LCM
4
Landscape Capital Management
New Jersey
$0
5
KIM
5
Karpus Investment Management
New York
$18.5M
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$42.7M +$814K +76,109 +2%
1CP
2
1607 Capital Partners
Virginia
$40.9M +$68.1K +6,372 +0.2%
Lazard Asset Management
3
Lazard Asset Management
New York
$30.6M -$3.84M -359,087 -11%
KIM
4
Karpus Investment Management
New York
$18.5M -$574K -53,658 -3%
BI
5
Bulldog Investors
New Jersey
$18.2M +$7.38M +690,648 +68%
GFM
6
Gramercy Funds Management
Connecticut
$2.83M -$1.53M -143,433 -35%
JGUA
7
John G. Ullman & Associates
New York
$2.32M +$996K +93,178 +75%
Bank of America
8
Bank of America
North Carolina
$1.89M -$32.2K -3,008 -2%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$1.49M +$46K +4,301 +3%
CCM
10
Cutler Capital Management
Massachusetts
$1.32M +$25.7K +2,405 +2%
PNC Financial Services Group
11
PNC Financial Services Group
Pennsylvania
$1.13M – – –
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$808K -$22.8K -2,130 -3%
CL
13
CSS LLC
Illinois
$800K +$15.6K +1,455 +2%
SI
14
SII Investments
Wisconsin
$731K -$12.4K -1,162 -2%
AMI
15
Amica Mutual Insurance
Rhode Island
$694K – – –
CA
16
Cornerstone Advisors
North Carolina
$660K +$50.7K +4,738 +8%
GH
17
GAM Holding
Switzerland
$519K -$499K -46,624 -49%
GC
18
Guggenheim Capital
Illinois
$489K -$685 -64 -0.1%
PAM
19
Peak Asset Management
Colorado
$451K +$5.52K +517 +1%
Citigroup
20
Citigroup
New York
$406K -$1.05M -98,570 -72%
SFS
21
Shaker Financial Services
Virginia
$348K +$348K +32,572 New
JPMPWA
22
J.P. Morgan Private Wealth Advisors
California
$340K -$340K -31,818 -50%
APFBOT
23
Amica Pension Fund Board of Trustees
Rhode Island
$331K – – –
MIC
24
Meridian Investment Counsel
California
$320K +$342 +32 +0.1%
IA
25
Icon Advisers
Colorado
$291K +$291K +27,217 New
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