JGUA
SWZ

John G. Ullman & Associates’s Swiss Helvetia Fund SWZ Stock Holding History

John G. Ullman & Associates’s Portfolio SWZ Stock Details SWZ Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q4 		– Sell
-294,636
Closed -$2.51M – 134
2018
Q3 		$2.51M Sell
294,636
-5,750
-2% -$70.1K 0.46% 57
2018
Q2 		$3.71M Buy
300,386
+16,346
+6% +$201K 0.7% 47
2018
Q1 		$3.48M Buy
284,040
+31,695
+13% +$406K 0.67% 51
2017
Q4 		$3.22M Buy
252,345
+8,185
+3% +$103K 0.64% 51
2017
Q3 		$3.12M Sell
244,160
-3,593
-1% -$45.6K 0.61% 50
2017
Q2 		$3.15M Sell
247,753
-3,940
-2% -$48K 0.62% 54
2017
Q1 		$2.92M Buy
251,693
+47,700
+23% +$522K 0.6% 54
2016
Q4 		$2.08M Sell
203,993
-13,375
-6% -$137K 0.44% 69
2016
Q3 		$2.32M Buy
217,368
+93,178
+75% +$971K 0.48% 63
2016
Q2 		$1.28M Buy
124,190
+5,500
+5% +$56.7K 0.26% 83
2016
Q1 		$1.21M Buy
118,690
+61,665
+108% +$611K 0.28% 77
2015
Q4 		$602K Buy
57,025
+34,400
+152% +$374K 0.13% 93
2015
Q3 		$246K Sell
22,625
-2,850
-11% -$32.5K 0.06% 105
2015
Q2 		$298K Sell
25,475
-2,775
-10% -$33.8K 0.06% 123
2015
Q1 		$326K Sell
28,250
-1,000
-3% -$11.4K 0.06% 117
2014
Q4 		$326K Sell
29,250
-2,400
-8% -$31.1K 0.06% 124
2014
Q3 		$428K Sell
31,650
-15,550
-33% -$219K 0.08% 125
2014
Q2 		$688K Sell
47,200
-6,800
-13% -$97.7K 0.13% 117
2014
Q1 		$777K Sell
54,000
-1,550
-3% -$22K 0.14% 110
2013
Q4 		$775K Sell
55,550
-3,700
-6% -$52.6K 0.15% 113
2013
Q3 		$843K Sell
59,250
-2,200
-4% -$29.3K 0.17% 110
2013
Q2 		$757K Buy
+61,450
New +$768K 0.16% 109

Other funds holding SWZ

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Lazard Asset Management
Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
CL
CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
AGM
Alpine Global Management New York $668M AUM 20.22% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return
UCI
Uncommon Cents Investing Janesville, Wisconsin $461M AUM 32.58% 1-Year Est. Return

John G. Ullman & Associates's SWZ Position: Q4 2018 in Review

John G. Ullman & Associates sold out of Swiss Helvetia Fund (SWZ) in Q4 2018, closing a stake of 294,636 shares — an estimated $2.51M sold.

John G. Ullman & Associates first reported a position in SWZ in Q2 2013 and held it in 22 quarters. The position peaked at $3.71M in Q2 2018. 34 funds tracked by Wall St. Rank hold SWZ as of Q4 2018.

  • John G. Ullman & Associates reported no remaining Swiss Helvetia Fund position as of Q4 2018 after selling out during the quarter.
  • John G. Ullman & Associates sold 294,636 Swiss Helvetia Fund shares in Q4 2018, an estimated $2.51M.
  • John G. Ullman & Associates first reported a position in Swiss Helvetia Fund in Q2 2013 and held it in 22 quarters.
  • John G. Ullman & Associates's Swiss Helvetia Fund position peaked at $3.71M in Q2 2018.
  • 34 funds tracked by Wall St. Rank held Swiss Helvetia Fund as of Q4 2018.

Based on John G. Ullman & Associates's 13F filing for Q4 2018, filed 29 Jan 2019.