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SWZ

Swiss Helvetia Fund

59 hedge funds and large institutions have $160M invested in Swiss Helvetia Fund in 2016 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 20 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

140% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 5

67% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 12

11% more funds holding

Funds holding: 5359 (+6)

0.55% more ownership

Funds ownership: 55.96%56.51% (+0.55%)

3% less capital invested

Capital invested by funds: $165M → $160M (-$4.14M)

Holders
59
Holders Change
+6
Holders Change %
+11.32%
% of All Funds
1.57%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
12
Increased
20
Reduced
12
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$39.7M +$946K +95,449 +3%
1CP
2
1607 Capital Partners
Virginia
$38.6M +$713K +71,999 +2%
Lazard Asset Management
3
Lazard Asset Management
New York
$33.4M -$264K -26,612 -0.8%
KIM
4
Karpus Investment Management
New York
$18.1M -$126K -12,760 -0.7%
BI
5
Bulldog Investors
New Jersey
$8.53M -$290K -29,265 -3%
GFM
6
Gramercy Funds Management
Connecticut
$4.25M
Bank of America
7
Bank of America
North Carolina
$1.88M +$620K +62,628 +51%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.31M +$108K +10,916 +9%
CCM
9
Cutler Capital Management
Massachusetts
$1.22M +$36.2K +3,654 +3%
JGUA
10
John G. Ullman & Associates
New York
$1.21M +$611K +61,665 +108%
PNC Financial Services Group
11
PNC Financial Services Group
Pennsylvania
$1.07M
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$930K +$50.7K +5,116 +6%
CL
13
CSS LLC
Illinois
$747K
SI
14
SII Investments
Wisconsin
$689K +$20.1K +2,034 +3%
LCM
15
Landscape Capital Management
New Jersey
$658K +$360K +36,312 +128%
Citigroup
16
Citigroup
New York
$530K +$464K +46,858 +911%
CA
17
Cornerstone Advisors
North Carolina
$491K -$739K -74,635 -61%
GH
18
GAM Holding
Switzerland
$484K +$18.6K +1,874 +4%
GC
19
Guggenheim Capital
Illinois
$470K -$7.98K -806 -2%
AMI
20
Amica Mutual Insurance
Rhode Island
$465K
PAM
21
Peak Asset Management
Colorado
$422K +$45.3K +4,574 +12%
Morgan Stanley
22
Morgan Stanley
New York
$413K -$292K -29,474 -42%
ICM
23
Ionic Capital Management
New York
$346K -$5.59K -564 -2%
AA
24
AQR Arbitrage
Connecticut
$330K -$75.7K -7,640 -19%
JMPWA
25
JP Morgan Private Wealth Advisors
California
$324K +$13.7K +1,387 +5%

SWZ Hedge Fund Activity: Q1 2016 in Review

59 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q1 2016, worth a combined $160M — down 2.5% from $165M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new SWZ positions and 5 closed out — a net gain of 7 holders — while 20 added to existing stakes and 12 trimmed.

The largest buyer was Wells Fargo, adding an estimated $946K. The largest seller was City of London Investment Management, exiting entirely with an estimated $1.12M sold.

  • 59 institutional investors held Swiss Helvetia Fund (SWZ) as of Q1 2016, up from 53 in Q4 2015.
  • Funds reported $160M of Swiss Helvetia Fund stock for Q1 2016, down 2.5% quarter-over-quarter.
  • 12 funds opened new Swiss Helvetia Fund positions in Q1 2016 and 5 closed out, a net change of +7 holders.
  • The largest Swiss Helvetia Fund buyer in Q1 2016 was Wells Fargo, an estimated $946K added.
  • The largest Swiss Helvetia Fund seller in Q1 2016 was City of London Investment Management, an estimated $1.12M sold.

Based on aggregated 13F filings for Q1 2016.