SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

59 hedge funds and large institutions have $160M invested in Swiss Helvetia Fund in 2016 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 20 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
59
Holders Change
+6
Holders Change %
+11.32%
% of All Funds
1.57%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
12
Increased
20
Reduced
12
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
$39.7M
2
1CP
1607 Capital Partners
Virginia
$38.6M
3
Bank of America
Bank of America
North Carolina
$1.88M
4
JGUA
John G. Ullman & Associates
New York
$1.21M
5
Citigroup
Citigroup
New York
$530K

Top Sellers

1
COLIM
City of London Investment Management
United Kingdom
$0
2
CA
Cornerstone Advisors
North Carolina
$491K
3
SG Americas Securities
SG Americas Securities
New York
$0
4
Morgan Stanley
Morgan Stanley
New York
$413K
5
BI
Bulldog Investors
New Jersey
$8.53M
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$39.7M +$972K +95,449 +3%
1CP
2
1607 Capital Partners
Virginia
$38.6M +$733K +71,999 +2%
Lazard Asset Management
3
Lazard Asset Management
New York
$33.4M -$271K -26,612 -0.8%
KIM
4
Karpus Investment Management
New York
$18.1M -$130K -12,760 -0.7%
BI
5
Bulldog Investors
New Jersey
$8.53M -$297K -29,265 -3%
GFM
6
Gramercy Funds Management
Connecticut
$4.25M – – –
Bank of America
7
Bank of America
North Carolina
$1.88M +$638K +62,628 +51%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.31M +$111K +10,916 +9%
CCM
9
Cutler Capital Management
Massachusetts
$1.22M +$37.2K +3,654 +3%
JGUA
10
John G. Ullman & Associates
New York
$1.21M +$628K +61,665 +108%
PNC Financial Services Group
11
PNC Financial Services Group
Pennsylvania
$1.07M – – –
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$930K +$52.1K +5,116 +6%
CL
13
CSS LLC
Illinois
$747K – – –
SI
14
SII Investments
Wisconsin
$689K +$20.8K +2,034 +3%
LCM
15
Landscape Capital Management
New Jersey
$658K +$370K +36,312 +128%
Citigroup
16
Citigroup
New York
$530K +$478K +46,858 +911%
CA
17
Cornerstone Advisors
North Carolina
$491K -$760K -74,635 -61%
GH
18
GAM Holding
Switzerland
$484K +$19.1K +1,874 +4%
GC
19
Guggenheim Capital
Illinois
$470K -$8.2K -806 -2%
AMI
20
Amica Mutual Insurance
Rhode Island
$465K – – –
PAM
21
Peak Asset Management
Colorado
$422K +$46.6K +4,574 +12%
Morgan Stanley
22
Morgan Stanley
New York
$413K -$300K -29,474 -42%
ICM
23
Ionic Capital Management
New York
$346K -$5.74K -564 -2%
AA
24
AQR Arbitrage
Connecticut
$330K -$77.7K -7,640 -19%
JPMPWA
25
J.P. Morgan Private Wealth Advisors
California
$324K +$14.1K +1,387 +5%
1
2 3