SG Americas Securities
SWZ

SG Americas Securities’s Swiss Helvetia Fund SWZ Stock Holding History

SG Americas Securities’s Portfolio SWZ Stock Details SWZ Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q1 		– Sell
-28,844
Closed -$305K – 3234
2015
Q4 		$305K Buy
+28,844
New +$314K ﹤0.01% 1888
2015
Q1 		– Sell
-31,156
Closed -$347K – 3032
2014
Q4 		$347K Buy
+31,156
New +$404K ﹤0.01% 1932
2014
Q1 		– Sell
-29,909
Closed -$417K – 2770
2013
Q4 		$417K Buy
+29,909
New +$426K ﹤0.01% 1662

Other funds holding SWZ

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
Lazard Asset Management
Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return
KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return
GFM
Gramercy Funds Management Greenwich, Connecticut $6.07M AUM 35.69% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
CCM
Cutler Capital Management Worcester, Massachusetts $370M AUM 15.34% 1-Year Est. Return
JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return

SG Americas Securities's SWZ Position: Q1 2016 in Review

SG Americas Securities sold out of Swiss Helvetia Fund (SWZ) in Q1 2016, closing a stake of 28,844 shares — an estimated $305K sold.

SG Americas Securities first reported a position in SWZ in Q4 2013 and held it in 3 quarters. The position peaked at $417K in Q4 2013. 59 funds tracked by Wall St. Rank hold SWZ as of Q1 2016.

  • SG Americas Securities reported no remaining Swiss Helvetia Fund position as of Q1 2016 after selling out during the quarter.
  • SG Americas Securities sold 28,844 Swiss Helvetia Fund shares in Q1 2016, an estimated $305K.
  • SG Americas Securities first reported a position in Swiss Helvetia Fund in Q4 2013 and held it in 3 quarters.
  • SG Americas Securities's Swiss Helvetia Fund position peaked at $417K in Q4 2013.
  • 59 funds tracked by Wall St. Rank held Swiss Helvetia Fund as of Q1 2016.

Based on SG Americas Securities's 13F filing for Q1 2016, filed 12 May 2016.