SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

38 hedge funds and large institutions have $38.3M invested in Swiss Helvetia Fund in 2025 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 8 reducing their positions, and 5 closing their positions.

Holders
38
Holders Change
+1
Holders Change %
+2.7%
% of All Funds
0.51%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
13
Reduced
8
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$4.25M
2
CL
2
CSS LLC
Illinois
$3.33M
3
CC
3
CF Capital
Massachusetts
$948K
4
GRQ
4
Gardner Russo & Quinn
Pennsylvania
$2.75M
5
YCM
5
Yakira Capital Management
Connecticut
$884K

Top Sellers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$4.22M
2
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$0
3
BI
3
Bulldog Investors
New Jersey
$678K
4
1CP
4
1607 Capital Partners
Virginia
$0
5
UPS
5
UHLMANN PRICE SECURITIES
Illinois
$663K
Name Market Value Shares Shares
Change 		Shares
Change %
Allspring Global Investments
1
Allspring Global Investments
North Carolina
$12.2M 1,930,805 – –
RCM
2
Rivernorth Capital Management
Florida
$4.25M 669,946 +625,113 +1,394%
Lazard Asset Management
3
Lazard Asset Management
New York
$4.22M 666,252 -862,216 -56%
CL
4
CSS LLC
Illinois
$3.33M 524,928 +147,270 +39%
GRQ
5
Gardner Russo & Quinn
Pennsylvania
$2.75M 434,237 +140,834 +48%
SCM
6
Saba Capital Management
New York
$1.55M 245,033 +2,894 +1%
KIM
7
Karpus Investment Management
New York
$1.5M 237,345 -10,115 -4%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$977K 154,149 +29,321 +23%
CC
9
CF Capital
Massachusetts
$948K 150,058 +145,258 +3,026%
SFS
10
Shaker Financial Services
Virginia
$890K 140,360 +54,272 +63%
YCM
11
Yakira Capital Management
Connecticut
$884K 139,377 +109,272 +363%
UCI
12
Uncommon Cents Investing
Wisconsin
$786K 123,930 +23,800 +24%
BI
13
Bulldog Investors
New Jersey
$678K 106,902 -130,570 -55%
BBPWM
14
Blue Bell Private Wealth Management
Pennsylvania
$666K 105,008 +7,006 +7%
UPS
15
UHLMANN PRICE SECURITIES
Illinois
$663K 104,609 -39,228 -27%
Morgan Stanley
16
Morgan Stanley
New York
$358K 56,435 -4,025 -7%
PMG
17
Private Management Group
California
$287K 10,545 +10,545 New
DCM
18
Delta Capital Management
New Jersey
$212K 33,363 – –
BHPW
19
Beverly Hills Private Wealth
California
$122K 19,248 +19,248 New
Balyasny Asset Management
20
Balyasny Asset Management
Illinois
$121K 19,116 +19,116 New
KAS
21
Kestra Advisory Services
Texas
$119K 18,819 +5,943 +46%
UBS Group
22
UBS Group
Switzerland
$105K 16,496 -28,091 -63%
GI
23
GAMCO Investors
Connecticut
$102K 16,048 – –
CICI
24
Capital Investment Counsel Inc
North Carolina
$94.9K 14,961 – –
Bank of America
25
Bank of America
North Carolina
$94.6K 14,925 +1,253 +9%
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