LPL Financial
SWZ

LPL Financial’s Swiss Helvetia Fund SWZ Stock Holding History

LPL Financial’s Portfolio SWZ Stock Details SWZ Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q1 		– Sell
-17,910
Closed -$134K – 5509
2024
Q4 		$134K Buy
17,910
+224
+1% +$1.82K ﹤0.01% 4923
2024
Q3 		$158K Buy
17,686
+4,160
+31% +$35.8K ﹤0.01% 4793
2024
Q2 		$109K Buy
13,526
+176
+1% +$1.39K ﹤0.01% 4723
2024
Q1 		$106K Buy
13,350
+2,594
+24% +$20.7K ﹤0.01% 4669
2023
Q4 		$88.2K Buy
+10,756
New +$82K ﹤0.01% 4576
2021
Q3 		– Sell
-16,350
Closed -$159K – 4410
2021
Q2 		$159K Buy
+16,350
New +$154K ﹤0.01% 3965
2016
Q4 		– Sell
-13,086
Closed -$140K – 2776
2016
Q3 		$140K Sell
13,086
-2,677
-17% -$27.9K ﹤0.01% 2481
2016
Q2 		$158K Buy
15,763
+961
+6% +$9.91K ﹤0.01% 2427
2016
Q1 		$148K Buy
14,802
+100
+0.7% +$991 ﹤0.01% 2872
2015
Q4 		$155K Buy
+14,702
New +$160K ﹤0.01% 2906
2014
Q4 		– Sell
-15,400
Closed -$206K – 2788
2014
Q3 		$206K Buy
15,400
+702
+5% +$9.89K ﹤0.01% 2439
2014
Q2 		$214K Sell
14,698
-900
-6% -$12.9K ﹤0.01% 2441
2014
Q1 		$224K Buy
+15,598
New +$221K ﹤0.01% 2352
2013
Q3 		– Sell
-10,830
Closed -$133K – 2587
2013
Q2 		$133K Buy
+10,830
New +$135K ﹤0.01% 2293

Other funds holding SWZ

Allspring Global Investments
Allspring Global Investments Charlotte, North Carolina $59.7B AUM 29.08% 1-Year Est. Return
Lazard Asset Management
Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return
CL
CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return
GRQ
Gardner Russo & Quinn Lancaster, Pennsylvania $8.5B AUM 9.79% 1-Year Est. Return
KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
UPS
UHLMANN PRICE SECURITIES Skokie, Illinois $2.68B AUM 149.5% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

LPL Financial's SWZ Position: Q1 2025 in Review

LPL Financial sold out of Swiss Helvetia Fund (SWZ) in Q1 2025, closing a stake of 17,910 shares — an estimated $134K sold.

LPL Financial first reported a position in SWZ in Q2 2013 and held it in 14 quarters. The position peaked at $224K in Q1 2014. 37 funds tracked by Wall St. Rank hold SWZ as of Q1 2025.

  • LPL Financial reported no remaining Swiss Helvetia Fund position as of Q1 2025 after selling out during the quarter.
  • LPL Financial sold 17,910 Swiss Helvetia Fund shares in Q1 2025, an estimated $134K.
  • LPL Financial first reported a position in Swiss Helvetia Fund in Q2 2013 and held it in 14 quarters.
  • LPL Financial's Swiss Helvetia Fund position peaked at $224K in Q1 2014.
  • 37 funds tracked by Wall St. Rank held Swiss Helvetia Fund as of Q1 2025.

Based on LPL Financial's 13F filing for Q1 2025, filed 7 May 2025.