LPL Financial
SWZ

LPL Financial’s Swiss Helvetia Fund SWZ Stock Holding History

LPL Financial’s Portfolio SWZ Stock Details SWZ Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$146K Buy
+24,599
New +$147K ﹤0.01% 5843
2025
Q1 		– Sell
-17,910
Closed -$134K – 5509
2024
Q4 		$134K Buy
17,910
+224
+1% +$1.82K ﹤0.01% 4923
2024
Q3 		$158K Buy
17,686
+4,160
+31% +$35.8K ﹤0.01% 4793
2024
Q2 		$109K Buy
13,526
+176
+1% +$1.39K ﹤0.01% 4723
2024
Q1 		$106K Buy
13,350
+2,594
+24% +$20.7K ﹤0.01% 4669
2023
Q4 		$88.2K Buy
+10,756
New +$82K ﹤0.01% 4576
2021
Q3 		– Sell
-16,350
Closed -$159K – 4410
2021
Q2 		$159K Buy
+16,350
New +$154K ﹤0.01% 3965
2016
Q4 		– Sell
-13,086
Closed -$140K – 2776
2016
Q3 		$140K Sell
13,086
-2,677
-17% -$27.9K ﹤0.01% 2481
2016
Q2 		$158K Buy
15,763
+961
+6% +$9.91K ﹤0.01% 2427
2016
Q1 		$148K Buy
14,802
+100
+0.7% +$991 ﹤0.01% 2872
2015
Q4 		$155K Buy
+14,702
New +$160K ﹤0.01% 2906
2014
Q4 		– Sell
-15,400
Closed -$206K – 2788
2014
Q3 		$206K Buy
15,400
+702
+5% +$9.89K ﹤0.01% 2439
2014
Q2 		$214K Sell
14,698
-900
-6% -$12.9K ﹤0.01% 2441
2014
Q1 		$224K Buy
+15,598
New +$221K ﹤0.01% 2352
2013
Q3 		– Sell
-10,830
Closed -$133K – 2587
2013
Q2 		$133K Buy
+10,830
New +$135K ﹤0.01% 2293

Other funds holding SWZ

CL
CSS LLC Chicago, Illinois $2.57B AUM 67.1% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
MC
Matisse Capital Portland, Oregon $250M AUM 26.81% 1-Year Est. Return
IA
Icon Advisers Greenwood Village, Colorado $532M AUM 56.47% 1-Year Est. Return
SCM
Saba Capital Management New York $3.9B AUM 12.9% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
LSC
Logan Stone Capital Chicago, Illinois $473M AUM 0.79% 1-Year Est. Return
BBPWM
Blue Bell Private Wealth Management Blue Bell, Pennsylvania $802M AUM 22.13% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.64B AUM
YCM
Yakira Capital Management Westport, Connecticut $351M AUM 21.82% 1-Year Est. Return

LPL Financial's SWZ Position: Q2 2026 in Review

LPL Financial opened a new position in Swiss Helvetia Fund (SWZ) in Q2 2026: 24,599 shares worth $146K. The stake represents ﹤0.01% of the portfolio and ranks #5843 among its holdings. This is a return to the name: LPL Financial previously reported a position in SWZ as recently as Q4 2024.

LPL Financial first reported a position in SWZ in Q2 2013 and has held it in 15 quarters since. The position peaked at $224K in Q1 2014. 41 funds tracked by Wall St. Rank hold SWZ as of Q2 2026.

  • LPL Financial held 24,599 shares of Swiss Helvetia Fund worth $146K as of Q2 2026.
  • Swiss Helvetia Fund was a new LPL Financial position in Q2 2026.
  • Swiss Helvetia Fund made up ﹤0.01% of LPL Financial's portfolio in Q2 2026, its #5843 holding.
  • LPL Financial first reported a position in Swiss Helvetia Fund in Q2 2013 and has held it in 15 quarters since.
  • LPL Financial's Swiss Helvetia Fund position peaked at $224K in Q1 2014.
  • 41 funds tracked by Wall St. Rank held Swiss Helvetia Fund as of Q2 2026.

Based on LPL Financial's 13F filing for Q2 2026, filed 7 Aug 2026.