SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

49 hedge funds and large institutions have $191M invested in Swiss Helvetia Fund in 2013 Q2 according to their latest regulatory filings, with 49 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

Holders
49
Holders Change
+49
Holders Change %
–
% of All Funds
1.6%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
%
% of All Funds
0.07%
New
49
Increased
–
Reduced
–
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

No buyers this quarter

Top Sellers

No sellers this quarter
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$65.4M 5,306,908 +5,306,908 New
1CP
2
1607 Capital Partners
Virginia
$56.2M 4,564,002 +4,564,002 New
Wells Fargo
3
Wells Fargo
California
$17.5M 1,420,531 +1,420,531 New
BI
4
Bulldog Investors
New Jersey
$13.7M 1,111,606 +1,111,606 New
KIM
5
Karpus Investment Management
New York
$13.5M 1,099,519 +1,099,519 New
DT
6
Diversified Trust
Tennessee
$3.42M 277,290 +277,290 New
BlackRock
7
BlackRock
New York
$2.64M 214,600 +214,600 New
SFS
8
Shaker Financial Services
Virginia
$1.95M 158,442 +158,442 New
CA
9
Cornerstone Advisors
North Carolina
$1.68M 136,212 +136,212 New
CCB
10
Cutter & Co Brokerage
Missouri
$1.42M 115,035 +115,035 New
Bank of America
11
Bank of America
North Carolina
$1.37M 111,087 +111,087 New
WAM
12
Wolverine Asset Management
Illinois
$1.3M 105,367 +105,367 New
JPMorgan Chase & Co
13
JPMorgan Chase & Co
New York
$1.03M 83,754 +83,754 New
TC
14
TFS Capital
Pennsylvania
$797K 64,694 +64,694 New
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$764K 62,023 +62,023 New
JGUA
16
John G. Ullman & Associates
New York
$757K 61,450 +61,450 New
CCM
17
Cutler Capital Management
Massachusetts
$675K 54,826 +54,826 New
GRQ
18
Gardner Russo & Quinn
Pennsylvania
$629K 51,025 +51,025 New
DA
19
Doliver Advisors
Texas
$607K 49,271 +49,271 New
AWM
20
Altavista Wealth Management
North Carolina
$582K 47,201 +47,201 New
SRC
21
Shufro Rose & Co
New York
$579K 47,000 +47,000 New
Morgan Stanley
22
Morgan Stanley
New York
$574K 46,583 +46,583 New
U
23
UBS
Switzerland
$307K 24,947 +24,947 New
GC
24
Guggenheim Capital
Illinois
$294K 23,863 +23,863 New
AA
25
Ancora Advisors
Ohio
$282K 22,870 +22,870 New
1
2