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SWZ

Swiss Helvetia Fund
SWZ

49 hedge funds and large institutions have $191M invested in Swiss Helvetia Fund in 2013 Q2 according to their latest regulatory filings, with 49 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

49.99% more ownership

Funds ownership: 0% → 49.99% (+50%)

Holders
49
Holders Change
+49
Holders Change %
–
% of All Funds
1.6%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.07%
New
49
Increased
–
Reduced
–
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

No buyers this quarter

Top Sellers

No sellers this quarter
Name Holding Trade Value Shares
Change 		Change in
Stake
Lazard Asset Management
1
Lazard Asset Management
New York
$65.4M +$66.4M +5,306,908 New
1CP
2
1607 Capital Partners
Virginia
$56.2M +$57.1M +4,564,002 New
Wells Fargo
3
Wells Fargo
California
$17.5M +$17.8M +1,420,531 New
BI
4
Bulldog Investors
New Jersey
$13.7M +$13.9M +1,111,606 New
KIM
5
Karpus Investment Management
New York
$13.5M +$13.7M +1,099,519 New
DT
6
Diversified Trust
Tennessee
$3.42M +$3.47M +277,290 New
BlackRock
7
BlackRock
New York
$2.64M +$2.68M +214,600 New
SFS
8
Shaker Financial Services
Virginia
$1.95M +$1.98M +158,442 New
CA
9
Cornerstone Advisors
North Carolina
$1.68M +$1.7M +136,212 New
CCB
10
Cutter & Co Brokerage
Missouri
$1.42M +$1.44M +115,035 New
Bank of America
11
Bank of America
North Carolina
$1.37M +$1.39M +111,087 New
WAM
12
Wolverine Asset Management
Illinois
$1.3M +$1.32M +105,367 New
JP Morgan Chase
13
JP Morgan Chase
New York
$1.03M +$1.05M +83,754 New
TC
14
TFS Capital
Pennsylvania
$797K +$809K +64,694 New
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$764K +$776K +62,023 New
JGUA
16
John G. Ullman & Associates
New York
$757K +$768K +61,450 New
CCM
17
Cutler Capital Management
Massachusetts
$675K +$686K +54,826 New
GRQ
18
Gardner Russo & Quinn
Pennsylvania
$629K +$638K +51,025 New
DA
19
Doliver Advisors
Texas
$607K +$616K +49,271 New
AWM
20
Altavista Wealth Management
North Carolina
$582K +$590K +47,201 New
SRC
21
Shufro Rose & Co
New York
$579K +$588K +47,000 New
Morgan Stanley
22
Morgan Stanley
New York
$574K +$583K +46,583 New
U
23
UBS
Switzerland
$307K +$312K +24,947 New
GC
24
Guggenheim Capital
Illinois
$294K +$298K +23,863 New
AA
25
Ancora Advisors
Ohio
$282K +$286K +22,870 New
1
2

SWZ Hedge Fund Activity: Q2 2013 in Review

49 of the 3,065 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q2 2013, worth a combined $191M.

Buyers outnumbered sellers: 49 funds opened new SWZ positions and 0 closed out — a net gain of 49 holders — while 0 added to existing stakes and 0 trimmed.

  • 49 institutional investors held Swiss Helvetia Fund (SWZ) as of Q2 2013, up from 0 in Q1 2013.
  • Funds reported $191M of Swiss Helvetia Fund stock for Q2 2013.
  • 49 funds opened new Swiss Helvetia Fund positions in Q2 2013 and 0 closed out, a net change of +49 holders.

Based on aggregated 13F filings for Q2 2013.