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SWZ

Swiss Helvetia Fund

55 hedge funds and large institutions have $187M invested in Swiss Helvetia Fund in 2017 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 13 increasing their positions, 10 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 10

14% more capital invested

Capital invested by funds: $163M → $187M (+$23.4M)

0.45% more ownership

Funds ownership: 56.85%57.3% (+0.45%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

5% less funds holding

Funds holding: 5855 (-3)

20% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 10

Holders
55
Holders Change
-3
Holders Change %
-5.17%
% of All Funds
1.37%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
8
Increased
13
Reduced
10
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$44.7M -$566K -51,800 -1%
Wells Fargo
2
Wells Fargo
California
$42.2M -$6.21M -567,932 -14%
Lazard Asset Management
3
Lazard Asset Management
New York
$34.4M +$5.96M +544,776 +23%
BI
4
Bulldog Investors
New Jersey
$24.7M +$3.78M +345,264 +19%
KIM
5
Karpus Investment Management
New York
$16.4M -$321K -29,354 -2%
IA
6
Icon Advisers
Colorado
$4.21M +$980K +89,659 +33%
JGUA
7
John G. Ullman & Associates
New York
$2.92M +$522K +47,700 +23%
Bank of America
8
Bank of America
North Carolina
$2.06M +$129K +11,763 +7%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$1.69M -$3.73K -341 -0.2%
RCM
10
Rivernorth Capital Management
Florida
$1.41M
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$971K -$6.59K -603 -0.7%
PNC Financial Services Group
12
PNC Financial Services Group
Pennsylvania
$909K
CL
13
CSS LLC
Illinois
$868K
SI
14
SII Investments
Wisconsin
$819K +$24K +2,193 +3%
JMPWA
15
JP Morgan Private Wealth Advisors
California
$738K +$348K +31,818 +100%
BC
16
Brinker Capital
Pennsylvania
$703K +$663K +60,626 New
GH
17
GAM Holding
Switzerland
$563K
CCM
18
Cutler Capital Management
Massachusetts
$522K -$738K -67,489 -60%
GC
19
Guggenheim Capital
Illinois
$485K -$74.3K -6,798 -14%
AA
20
Ancora Advisors
Ohio
$460K
LCM
21
Landscape Capital Management
New Jersey
$425K
BFM
22
Boothbay Fund Management
New York
$369K +$348K +31,800 New
MIG
23
Mariner Investment Group
New York
$354K
MIC
24
Meridian Investment Counsel
California
$348K
PAM
25
Peak Asset Management
Colorado
$336K

SWZ Hedge Fund Activity: Q1 2017 in Review

55 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q1 2017, worth a combined $187M — up 14% from $163M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of SWZ and 8 opened new positions — a net loss of 2 holders — while 10 trimmed existing stakes and 13 added.

The largest buyer was Lazard Asset Management, adding an estimated $5.96M. The largest seller was Wells Fargo, cutting an estimated $6.21M.

  • 55 institutional investors held Swiss Helvetia Fund (SWZ) as of Q1 2017, down from 58 in Q4 2016.
  • Funds reported $187M of Swiss Helvetia Fund stock for Q1 2017, up 14% quarter-over-quarter.
  • 8 funds opened new Swiss Helvetia Fund positions in Q1 2017 and 10 closed out, a net change of -2 holders.
  • The largest Swiss Helvetia Fund buyer in Q1 2017 was Lazard Asset Management, an estimated $5.96M added.
  • The largest Swiss Helvetia Fund seller in Q1 2017 was Wells Fargo, an estimated $6.21M sold.

Based on aggregated 13F filings for Q1 2017.