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SWZ

Swiss Helvetia Fund

34 hedge funds and large institutions have $25.4M invested in Swiss Helvetia Fund in 2019 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 8 increasing their positions, 8 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

23% more capital invested

Capital invested by funds: $20.7M → $25.4M (+$4.77M)

2.6% more ownership

Funds ownership: 22.58%25.18% (+2.6%)

0% more funds holding

Funds holding: 3434 (0)

0% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 7

0% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 8

Holders
34
Holders Change
Holders Change %
0%
% of All Funds
0.74%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
8
Reduced
8
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$4.62M +$38.6K +5,189 +0.9%
Lazard Asset Management
2
Lazard Asset Management
New York
$3.54M +$823K +110,572 +31%
1CP
3
1607 Capital Partners
Virginia
$2.8M +$295K +39,618 +12%
CL
4
CSS LLC
Illinois
$2.47M
AGM
5
Alpine Global Management
New York
$2.01M +$95.2K +12,798 +5%
Geode Capital Management
6
Geode Capital Management
Massachusetts
$2M
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.59M -$1.6K -215 -0.1%
WAM
8
Wolverine Asset Management
Illinois
$1.57M +$661K +88,831 +76%
BI
9
Bulldog Investors
New Jersey
$1.18M -$87.2K -11,724 -7%
UCI
10
Uncommon Cents Investing
Wisconsin
$708K
LCM
11
Landscape Capital Management
New Jersey
$538K +$318K +42,752 +154%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$505K +$250K +33,617 +102%
CA
13
Cornerstone Advisors
North Carolina
$473K +$463K +62,285 New
Morgan Stanley
14
Morgan Stanley
New York
$266K
SSWM
15
Smith Salley Wealth Management
North Carolina
$156K +$152K +20,465 New
Walleye Trading
16
Walleye Trading
New York
$151K -$2.23K -300 -1%
CRC
17
Curi RMB Capital
Illinois
$150K +$146K +19,622 New
COLIM
18
City of London Investment Management
United Kingdom
$149K +$146K +19,605 New
AP
19
Advisor Partners
California
$135K
CICI
20
Capital Investment Counsel Inc
North Carolina
$114K +$111K +14,961 New
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$72K -$27.3K -3,666 -28%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$69K +$2.75K +370 +4%
UBS Group
23
UBS Group
Switzerland
$47K -$9.17K -1,232 -17%
BBHC
24
Brown Brothers Harriman & Co
New York
$34K
Bank of America
25
Bank of America
North Carolina
$28K -$7 -1 -0%

SWZ Hedge Fund Activity: Q1 2019 in Review

34 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q1 2019, worth a combined $25.4M — up 23% from $20.7M a quarter earlier.

Fund positioning in SWZ was balanced in Q1 2019: 7 funds opened new positions, 7 closed out, 8 added to existing stakes and 8 trimmed.

The largest buyer was Lazard Asset Management, adding an estimated $823K. The largest seller was Karpus Investment Management, exiting entirely with an estimated $350K sold.

  • 34 institutional investors held Swiss Helvetia Fund (SWZ) as of Q1 2019, unchanged from Q4 2018.
  • Funds reported $25.4M of Swiss Helvetia Fund stock for Q1 2019, up 23% quarter-over-quarter.
  • 7 funds opened new Swiss Helvetia Fund positions in Q1 2019 and 7 closed out, a net change of 0 holders.
  • The largest Swiss Helvetia Fund buyer in Q1 2019 was Lazard Asset Management, an estimated $823K added.
  • The largest Swiss Helvetia Fund seller in Q1 2019 was Karpus Investment Management, an estimated $350K sold.

Based on aggregated 13F filings for Q1 2019.