SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

34 hedge funds and large institutions have $25.4M invested in Swiss Helvetia Fund in 2019 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 8 increasing their positions, 8 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
34
Holders Change
–
Holders Change %
0%
% of All Funds
0.74%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
8
Reduced
8
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Lazard Asset Management
Lazard Asset Management
New York
$3.54M
2
WAM
Wolverine Asset Management
Illinois
$1.57M
3
CA
Cornerstone Advisors
North Carolina
$473K
4
LCM
Landscape Capital Management
New Jersey
$538K
5
1CP
1607 Capital Partners
Virginia
$2.8M

Top Sellers

1
KIM
Karpus Investment Management
New York
$0
2
WAM
Weiss Asset Management
Massachusetts
$0
3
BI
Bulldog Investors
New Jersey
$1.18M
4
SCM
SOL Capital Management
Maryland
$0
5
Citigroup
Citigroup
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$4.62M +$39.5K +5,189 +0.9%
Lazard Asset Management
2
Lazard Asset Management
New York
$3.54M +$840K +110,572 +31%
1CP
3
1607 Capital Partners
Virginia
$2.8M +$302K +39,618 +12%
CL
4
CSS LLC
Illinois
$2.47M – – –
AGM
5
Alpine Global Management
New York
$2.01M +$97.3K +12,798 +5%
Geode Capital Management
6
Geode Capital Management
Massachusetts
$2.01M – – –
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.59M -$1.64K -215 -0.1%
WAM
8
Wolverine Asset Management
Illinois
$1.57M +$677K +88,831 +76%
BI
9
Bulldog Investors
New Jersey
$1.18M -$89.3K -11,724 -7%
UCI
10
Uncommon Cents Investing
Wisconsin
$708K – – –
LCM
11
Landscape Capital Management
New Jersey
$538K +$326K +42,752 +154%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$505K +$256K +33,617 +102%
CA
13
Cornerstone Advisors
North Carolina
$473K +$473K +62,285 New
Morgan Stanley
14
Morgan Stanley
New York
$266K – – –
SSWM
15
Smith Salley Wealth Management
North Carolina
$156K +$156K +20,465 New
Walleye Trading
16
Walleye Trading
New York
$151K -$2.29K -300 -1%
CRC
17
Curi RMB Capital
Illinois
$150K +$150K +19,622 New
COLIM
18
City of London Investment Management
United Kingdom
$149K +$149K +19,605 New
AP
19
Advisor Partners
California
$135K – – –
CICI
20
Capital Investment Counsel Inc
North Carolina
$114K +$114K +14,961 New
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$72K -$28.2K -3,666 -28%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$69K +$2.84K +370 +4%
UBS Group
23
UBS Group
Switzerland
$47K -$9.42K -1,232 -17%
BBHC
24
Brown Brothers Harriman & Co
New York
$34K – – –
Bank of America
25
Bank of America
North Carolina
$28K -$8 -1 -0%
1
2