SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

56 hedge funds and large institutions have $165M invested in Swiss Helvetia Fund in 2016 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 23 increasing their positions, 10 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
56
Holders Change
-3
Holders Change %
-5.08%
% of All Funds
1.5%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
4
Increased
23
Reduced
10
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BI
1
Bulldog Investors
New Jersey
$10.5M
2
Citigroup
2
Citigroup
New York
$1.41M
3
GH
3
GAM Holding
Switzerland
$985K
4
JPMPWA
4
J.P. Morgan Private Wealth Advisors
California
$658K
5
1CP
5
1607 Capital Partners
Virginia
$39.5M

Top Sellers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$33.3M
2
ICM
2
Ionic Capital Management
New York
$0
3
SRC
3
Shufro Rose & Co
New York
$258K
4
TC
4
TFS Capital
Pennsylvania
$0
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$803K
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$40.6M +$208K +20,098 +0.5%
1CP
2
1607 Capital Partners
Virginia
$39.5M +$275K +26,600 +0.7%
Lazard Asset Management
3
Lazard Asset Management
New York
$33.3M -$662K -63,970 -2%
KIM
4
Karpus Investment Management
New York
$18.5M +$28.8K +2,786 +0.2%
BI
5
Bulldog Investors
New Jersey
$10.5M +$1.76M +170,011 +20%
GFM
6
Gramercy Funds Management
Connecticut
$4.22M -$102K -9,901 -2%
Bank of America
7
Bank of America
North Carolina
$1.87M -$43.2K -4,171 -2%
Citigroup
8
Citigroup
New York
$1.41M +$875K +84,540 +163%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$1.4M +$68.4K +6,606 +5%
JGUA
10
John G. Ullman & Associates
New York
$1.29M +$56.9K +5,500 +5%
PNC Financial Services Group
11
PNC Financial Services Group
Pennsylvania
$1.09M – – –
GH
12
GAM Holding
Switzerland
$985K +$493K +47,567 +100%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$803K -$142K -13,742 -15%
CL
14
CSS LLC
Illinois
$760K – – –
SI
15
SII Investments
Wisconsin
$718K +$20.7K +2,000 +3%
AMI
16
Amica Mutual Insurance
Rhode Island
$672K +$199K +19,198 +42%
JPMPWA
17
J.P. Morgan Private Wealth Advisors
California
$658K +$329K +31,818 +100%
LCM
18
Landscape Capital Management
New Jersey
$609K -$59.4K -5,745 -9%
CA
19
Cornerstone Advisors
North Carolina
$590K +$90.6K +8,752 +18%
GC
20
Guggenheim Capital
Illinois
$474K -$4.4K -425 -0.9%
PAM
21
Peak Asset Management
Colorado
$432K +$2.49K +240 +0.6%
Morgan Stanley
22
Morgan Stanley
New York
$370K -$49K -4,747 -12%
AA
23
AQR Arbitrage
Connecticut
$340K +$4.59K +444 +1%
DA
24
Doliver Advisors
Texas
$331K +$57.2K +5,538 +21%
APFBOT
25
Amica Pension Fund Board of Trustees
Rhode Island
$321K – – –
1
2 3