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SWZ

Swiss Helvetia Fund

56 hedge funds and large institutions have $165M invested in Swiss Helvetia Fund in 2016 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 23 increasing their positions, 10 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

130% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 10

3% more capital invested

Capital invested by funds: $160M → $165M (+$4.42M)

0.32% more ownership

Funds ownership: 56.51%56.83% (+0.32%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

5% less funds holding

Funds holding: 5956 (-3)

43% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 7

Holders
56
Holders Change
-3
Holders Change %
-5.08%
% of All Funds
1.49%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
4
Increased
23
Reduced
10
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$40.6M +$207K +20,098 +0.5%
1CP
2
1607 Capital Partners
Virginia
$39.5M +$274K +26,600 +0.7%
Lazard Asset Management
3
Lazard Asset Management
New York
$33.3M -$660K -63,970 -2%
KIM
4
Karpus Investment Management
New York
$18.5M +$28.7K +2,786 +0.2%
BI
5
Bulldog Investors
New Jersey
$10.5M +$1.75M +170,011 +20%
GFM
6
Gramercy Funds Management
Connecticut
$4.22M -$102K -9,901 -2%
Bank of America
7
Bank of America
North Carolina
$1.86M -$43K -4,171 -2%
Citigroup
8
Citigroup
New York
$1.41M +$872K +84,540 +163%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$1.4M +$68.1K +6,606 +5%
JGUA
10
John G. Ullman & Associates
New York
$1.28M +$56.7K +5,500 +5%
PNC Financial Services Group
11
PNC Financial Services Group
Pennsylvania
$1.09M
GH
12
GAM Holding
Switzerland
$985K +$491K +47,567 +100%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$803K -$142K -13,742 -15%
CL
14
CSS LLC
Illinois
$760K
SI
15
SII Investments
Wisconsin
$718K +$20.6K +2,000 +3%
AMI
16
Amica Mutual Insurance
Rhode Island
$672K +$198K +19,198 +42%
JMPWA
17
JP Morgan Private Wealth Advisors
California
$658K +$328K +31,818 +100%
LCM
18
Landscape Capital Management
New Jersey
$609K -$59.2K -5,745 -9%
CA
19
Cornerstone Advisors
North Carolina
$590K +$90.3K +8,752 +18%
GC
20
Guggenheim Capital
Illinois
$474K -$4.38K -425 -0.9%
PAM
21
Peak Asset Management
Colorado
$432K +$2.48K +240 +0.6%
Morgan Stanley
22
Morgan Stanley
New York
$370K -$49K -4,747 -12%
AA
23
AQR Arbitrage
Connecticut
$340K +$4.58K +444 +1%
DA
24
Doliver Advisors
Texas
$331K +$57.1K +5,538 +21%
APFBOT
25
Amica Pension Fund Board of Trustees
Rhode Island
$321K

SWZ Hedge Fund Activity: Q2 2016 in Review

56 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q2 2016, worth a combined $165M — up 2.8% from $160M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of SWZ and 4 opened new positions — a net loss of 3 holders — while 10 trimmed existing stakes and 23 added.

The largest buyer was Bulldog Investors, adding an estimated $1.75M. The largest seller was Lazard Asset Management, cutting an estimated $660K.

  • 56 institutional investors held Swiss Helvetia Fund (SWZ) as of Q2 2016, down from 59 in Q1 2016.
  • Funds reported $165M of Swiss Helvetia Fund stock for Q2 2016, up 2.8% quarter-over-quarter.
  • 4 funds opened new Swiss Helvetia Fund positions in Q2 2016 and 7 closed out, a net change of -3 holders.
  • The largest Swiss Helvetia Fund buyer in Q2 2016 was Bulldog Investors, an estimated $1.75M added.
  • The largest Swiss Helvetia Fund seller in Q2 2016 was Lazard Asset Management, an estimated $660K sold.

Based on aggregated 13F filings for Q2 2016.