SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

34 hedge funds and large institutions have $20.7M invested in Swiss Helvetia Fund in 2018 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 15 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
34
Holders Change
-13
Holders Change %
-27.66%
% of All Funds
0.76%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
4
Increased
15
Reduced
15
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AGM
Alpine Global Management
New York
+$1.74M
2
Geode Capital Management
Geode Capital Management
Massachusetts
+$1.47M
3
WAM
Wolverine Asset Management
Illinois
+$746K
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$474K
5
UCI
Uncommon Cents Investing
Wisconsin
+$203K

Top Sellers

1
Wells Fargo
Wells Fargo
California
-$34.4M
2
1CP
1607 Capital Partners
Virginia
-$17.1M
3
BI
Bulldog Investors
New Jersey
-$13M
4
Lazard Asset Management
Lazard Asset Management
New York
-$10.9M
5
KIM
Karpus Investment Management
New York
-$5.84M
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$4.14M -$34.4M -4,979,576 -89%
Lazard Asset Management
2
Lazard Asset Management
New York
$2.45M -$10.9M -1,574,737 -82%
1CP
3
1607 Capital Partners
Virginia
$2.26M -$17.1M -2,472,896 -88%
CL
4
CSS LLC
Illinois
$2.23M -$108K -15,608 -5%
Geode Capital Management
5
Geode Capital Management
Massachusetts
$1.82M +$1.47M +213,180 +420%
AGM
6
Alpine Global Management
New York
$1.74M +$1.74M +251,823 New
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.44M +$474K +68,705 +49%
BI
8
Bulldog Investors
New Jersey
$1.15M -$13M -1,890,149 -92%
WAM
9
Wolverine Asset Management
Illinois
$805K +$746K +108,200 +1,275%
UCI
10
Uncommon Cents Investing
Wisconsin
$641K +$203K +29,467 +46%
KIM
11
Karpus Investment Management
New York
$350K -$5.84M -846,899 -94%
WAM
12
Weiss Asset Management
Massachusetts
$288K -$423K -61,424 -60%
Morgan Stanley
13
Morgan Stanley
New York
$241K +$58.7K +8,501 +32%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$226K +$92.1K +13,375 +69%
LCM
15
Landscape Capital Management
New Jersey
$192K +$192K +27,836 New
Walleye Trading
16
Walleye Trading
New York
$138K +$138K +20,056 New
AP
17
Advisor Partners
California
$122K +$38.7K +5,599 +46%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$90K -$428K -61,996 -83%
SCM
19
SOL Capital Management
Maryland
$72K +$72K +10,494 New
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$59K -$122K -17,913 -67%
UBS Group
21
UBS Group
Switzerland
$51K -$39.1K -5,658 -43%
Citigroup
22
Citigroup
New York
$34K -$344K -50,441 -91%
BBHC
23
Brown Brothers Harriman & Co
New York
$31K -$7 -1 -0%
Bank of America
24
Bank of America
North Carolina
$25K -$25.6K -3,779 -51%
JPMorgan Chase & Co
25
JPMorgan Chase & Co
New York
$18K +$5.71K +818 +46%
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