SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

38 hedge funds and large institutions have $44.5M invested in Swiss Helvetia Fund in 2024 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 13 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
38
Holders Change
–
Holders Change %
0%
% of All Funds
0.51%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
13
Reduced
7
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
1
Saba Capital Management
New York
$2.44M
2
KIM
2
Karpus Investment Management
New York
$2.06M
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$1.12M
4
1CP
4
1607 Capital Partners
Virginia
$3.44M
5
UPS
5
UHLMANN PRICE SECURITIES
Illinois
$1.06M

Top Sellers

1
Allspring Global Investments
1
Allspring Global Investments
North Carolina
$14.7M
2
SFS
2
Shaker Financial Services
Virginia
$1.89M
3
Lazard Asset Management
3
Lazard Asset Management
New York
$5.39M
4
DAS
4
Dynamic Advisor Solutions
Arizona
$0
5
SAG
5
SageView Advisory Group
California
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Allspring Global Investments
1
Allspring Global Investments
North Carolina
$14.7M -$1.37M -182,501 -8%
Lazard Asset Management
2
Lazard Asset Management
New York
$5.39M -$189K -25,232 -3%
1CP
3
1607 Capital Partners
Virginia
$3.44M +$391K +52,228 +13%
SCM
4
Saba Capital Management
New York
$2.44M +$484K +64,597 +25%
CL
5
CSS LLC
Illinois
$2.17M – – –
GRQ
6
Gardner Russo & Quinn
Pennsylvania
$2.16M +$40.8K +5,451 +2%
KIM
7
Karpus Investment Management
New York
$2.06M +$469K +62,630 +29%
SFS
8
Shaker Financial Services
Virginia
$1.89M -$564K -75,248 -23%
BI
9
Bulldog Investors
New Jersey
$1.78M – – –
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$1.12M +$397K +52,989 +55%
UPS
11
UHLMANN PRICE SECURITIES
Illinois
$1.06M +$309K +41,234 +41%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$936K +$8.24K +1,100 +0.9%
SA
13
Sanctuary Advisors
Indiana
$860K +$60.3K +6,858 +8%
Morgan Stanley
14
Morgan Stanley
New York
$734K -$104K -13,866 -12%
UCI
15
Uncommon Cents Investing
Wisconsin
$690K +$1.5K +200 +0.2%
BBPWM
16
Blue Bell Private Wealth Management
Pennsylvania
$684K – – –
UBS Group
17
UBS Group
Switzerland
$441K -$80.3K -10,716 -15%
AA
18
AQR Arbitrage
Connecticut
$251K -$43.4K -5,794 -15%
DCM
19
Delta Capital Management
New Jersey
$250K – – –
WAM
20
Wolverine Asset Management
Illinois
$250K +$250K +33,340 New
LSC
21
Logan Stone Capital
Illinois
$238K +$238K +31,779 New
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$150K +$150K +20,070 New
LPL Financial
23
LPL Financial
California
$134K +$1.68K +224 +1%
GI
24
GAMCO Investors
Connecticut
$120K – – –
CICI
25
Capital Investment Counsel Inc
North Carolina
$112K – – –
1
2