SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

37 hedge funds and large institutions have $54.9M invested in Swiss Helvetia Fund in 2025 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 13 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
37
Holders Change
-1
Holders Change %
-2.63%
% of All Funds
0.5%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
9
Reduced
13
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Lazard Asset Management
Lazard Asset Management
New York
+$7.46M
2
CL
CSS LLC
Illinois
+$806K
3
RCM
Rivernorth Capital Management
Florida
+$413K
4
YCM
Yakira Capital Management
Connecticut
+$278K
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$137K

Top Sellers

1
1CP
1607 Capital Partners
Virginia
-$3.87M
2
SFS
Shaker Financial Services
Virginia
-$1.53M
3
SCM
Saba Capital Management
New York
-$771K
4
Morgan Stanley
Morgan Stanley
New York
-$347K
5
Allspring Global Investments
Allspring Global Investments
North Carolina
-$337K
Name Holding Trade Value Shares
Change 		Shares
Change %
Allspring Global Investments
1
Allspring Global Investments
North Carolina
$17.8M -$337K -36,497 -2%
Lazard Asset Management
2
Lazard Asset Management
New York
$14.1M +$7.46M +809,156 +112%
CL
3
CSS LLC
Illinois
$3.48M +$806K +87,383 +30%
GRQ
4
Gardner Russo & Quinn
Pennsylvania
$2.71M +$42.4K +4,602 +2%
KIM
5
Karpus Investment Management
New York
$2.28M -$255K -27,660 -10%
SCM
6
Saba Capital Management
New York
$2.23M -$771K -83,640 -26%
BI
7
Bulldog Investors
New Jersey
$2.19M – – –
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$1.51M +$137K +14,818 +10%
UPS
9
UHLMANN PRICE SECURITIES
Illinois
$1.33M +$26.9K +2,918 +2%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.15M -$1.37K -148 -0.1%
UCI
11
Uncommon Cents Investing
Wisconsin
$923K +$74K +8,030 +9%
BBPWM
12
Blue Bell Private Wealth Management
Pennsylvania
$904K +$61.6K +6,685 +7%
SFS
13
Shaker Financial Services
Virginia
$794K -$1.53M -166,473 -66%
Morgan Stanley
14
Morgan Stanley
New York
$557K -$347K -37,601 -38%
RCM
15
Rivernorth Capital Management
Florida
$413K +$413K +44,833 New
UBS Group
16
UBS Group
Switzerland
$411K -$131K -14,231 -24%
1CP
17
1607 Capital Partners
Virginia
$369K -$3.87M -419,613 -91%
DCM
18
Delta Capital Management
New Jersey
$308K – – –
YCM
19
Yakira Capital Management
Connecticut
$278K +$278K +30,105 New
WAM
20
Wolverine Asset Management
Illinois
$238K -$69K -7,484 -22%
GI
21
GAMCO Investors
Connecticut
$148K – – –
CICI
22
Capital Investment Counsel Inc
North Carolina
$138K – – –
Bank of America
23
Bank of America
North Carolina
$126K – – –
KAS
24
Kestra Advisory Services
Texas
$119K – – –
AA
25
AQR Arbitrage
Connecticut
$100K -$209K -22,704 -68%
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