SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

37 hedge funds and large institutions have $34M invested in Swiss Helvetia Fund in 2020 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 11 increasing their positions, 10 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
37
Holders Change
-4
Holders Change %
-9.76%
% of All Funds
0.76%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
11
Reduced
10
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
$7.83M
2
COLIM
City of London Investment Management
United Kingdom
$2.48M
3
Lazard Asset Management
Lazard Asset Management
New York
$5.49M
4
CA
Cornerstone Advisors
North Carolina
$864K
5
UBS Group
UBS Group
Switzerland
$286K

Top Sellers

1
RCM
Rivernorth Capital Management
Florida
$0
2
WAM
Wolverine Asset Management
Illinois
$469K
3
Geode Capital Management
Geode Capital Management
Massachusetts
$0
4
CCP
Cardan Capital Partners
Colorado
$300K
5
SFS
Shaker Financial Services
Virginia
$239K
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$7.83M +$1.98M +252,916 +34%
Lazard Asset Management
2
Lazard Asset Management
New York
$5.49M +$1.08M +137,303 +24%
CL
3
CSS LLC
Illinois
$3.82M -$48.2K -6,151 -1%
1CP
4
1607 Capital Partners
Virginia
$3.08M -$1.57K -200 -0.1%
MC
5
Matisse Capital
Oregon
$2.67M +$22K +2,803 +0.8%
COLIM
6
City of London Investment Management
United Kingdom
$2.48M +$1.91M +244,351 +337%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.54M -$17.9K -2,287 -1%
BBPWM
8
Blue Bell Private Wealth Management
Pennsylvania
$1.05M +$7.57K +969 +0.7%
CA
9
Cornerstone Advisors
North Carolina
$864K +$242K +30,850 +39%
KIM
10
Karpus Investment Management
New York
$791K -$13.1K -1,675 -2%
UCI
11
Uncommon Cents Investing
Wisconsin
$705K – – –
BI
12
Bulldog Investors
New Jersey
$488K – – –
WAM
13
Wolverine Asset Management
Illinois
$469K -$250K -31,940 -35%
CRC
14
Curi RMB Capital
Illinois
$465K +$38.4K +4,897 +9%
CCP
15
Cardan Capital Partners
Colorado
$300K -$140K -17,854 -32%
UBS Group
16
UBS Group
Switzerland
$286K +$81.3K +10,359 +40%
Morgan Stanley
17
Morgan Stanley
New York
$249K -$5.52K -704 -2%
SFS
18
Shaker Financial Services
Virginia
$239K -$99.6K -12,700 -29%
SSWM
19
Smith Salley Wealth Management
North Carolina
$156K – – –
AA
20
AQR Arbitrage
Connecticut
$156K +$7.84K +999 +5%
Walleye Trading
21
Walleye Trading
New York
$155K -$149 -19 -0.1%
AP
22
Advisor Partners
California
$138K – – –
GI
23
GAMCO Investors
Connecticut
$126K – – –
CICI
24
Capital Investment Counsel Inc
North Carolina
$117K – – –
RJA
25
Raymond James & Associates
Florida
$100K +$14.1K +1,789 +16%
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