SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

37 hedge funds and large institutions have $45.1M invested in Swiss Helvetia Fund in 2020 Q4 according to their latest regulatory filings, with 0 funds opening new positions, 7 increasing their positions, 10 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
37
Holders Change
-1
Holders Change %
-2.63%
% of All Funds
0.66%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
–
Increased
7
Reduced
10
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
COLIM
City of London Investment Management
United Kingdom
$6.15M
2
Wells Fargo
Wells Fargo
California
$10.5M
3
CA
Cornerstone Advisors
North Carolina
$694K
4
SFS
Shaker Financial Services
Virginia
$497K
5
Lazard Asset Management
Lazard Asset Management
New York
$7.52M

Top Sellers

1
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
$1.55M
2
BBPWM
Blue Bell Private Wealth Management
Pennsylvania
$1.08M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$0
4
Morgan Stanley
Morgan Stanley
New York
$186K
5
1CP
1607 Capital Partners
Virginia
$3.47M
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$10.5M +$578K +64,624 +6%
Lazard Asset Management
2
Lazard Asset Management
New York
$7.52M +$88.2K +9,861 +1%
COLIM
3
City of London Investment Management
United Kingdom
$6.15M +$1.84M +206,113 +43%
CL
4
CSS LLC
Illinois
$4.36M – – –
1CP
5
1607 Capital Partners
Virginia
$3.47M -$30.4K -3,400 -0.9%
MC
6
Matisse Capital
Oregon
$2.83M – – –
GRQ
7
Gardner Russo & Quinn
Pennsylvania
$1.98M +$30.1K +3,367 +2%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.55M -$98.1K -10,973 -6%
BBPWM
9
Blue Bell Private Wealth Management
Pennsylvania
$1.08M -$91.7K -10,275 -8%
KIM
10
Karpus Investment Management
New York
$877K -$8.56K -957 -1%
UCI
11
Uncommon Cents Investing
Wisconsin
$806K – – –
CA
12
Cornerstone Advisors
North Carolina
$694K +$239K +26,729 +53%
BI
13
Bulldog Investors
New Jersey
$554K -$2.69K -301 -0.5%
SFS
14
Shaker Financial Services
Virginia
$497K +$130K +14,542 +35%
UBS Group
15
UBS Group
Switzerland
$262K -$21.7K -2,424 -8%
RJA
16
Raymond James & Associates
Florida
$250K +$56.2K +6,292 +29%
AA
17
AQR Arbitrage
Connecticut
$230K -$1.48K -165 -0.6%
CCP
18
Cardan Capital Partners
Colorado
$218K – – –
Morgan Stanley
19
Morgan Stanley
New York
$186K -$37K -4,146 -17%
AP
20
Advisor Partners
California
$185K – – –
GI
21
GAMCO Investors
Connecticut
$143K – – –
KAS
22
Kestra Advisory Services
Texas
$138K – – –
CICI
23
Capital Investment Counsel Inc
North Carolina
$134K – – –
RJFSA
24
Raymond James Financial Services Advisors
Florida
$113K – – –
Walleye Trading
25
Walleye Trading
New York
$98K -$26.8K -3,004 -21%
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