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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CL
1
CSS LLC
Illinois
$6.18M +$118K +19,643 +2%
Bank of America
2
Bank of America
North Carolina
$5.15M +$5.2M +867,363 New
MC
3
Matisse Capital
Oregon
$3.62M +$1.21M +201,731 +50%
IA
4
Icon Advisers
Colorado
$2.65M -$324K -54,074 -11%
SCM
5
Saba Capital Management
New York
$2.4M
SFS
6
Shaker Financial Services
Virginia
$2.34M +$424K +70,775 +22%
LSC
7
Logan Stone Capital
Illinois
$1.18M +$1.02M +170,346 +613%
BBPWM
8
Blue Bell Private Wealth Management
Pennsylvania
$1M +$481K +80,336 +91%
EPW
9
Evolve Private Wealth
California
$827K -$42.5K -7,098 -5%
YCM
10
Yakira Capital Management
Connecticut
$746K
AC
11
Almitas Capital
California
$687K +$414K +69,127 +149%
LCM
12
Landscape Capital Management
New Jersey
$581K +$371K +61,938 +172%
GRQ
13
Gardner Russo & Quinn
Pennsylvania
$580K
UCI
14
Uncommon Cents Investing
Wisconsin
$505K +$3.98K +664 +0.8%
AGM
15
Alpine Global Management
New York
$350K -$134K -22,415 -28%
PMG
16
Private Management Group
California
$333K
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$333K -$36.4K -6,074 -10%
Morgan Stanley
18
Morgan Stanley
New York
$276K -$30.1K -5,024 -10%
NWMP
19
Noble Wealth Management PBC
Colorado
$255K -$159K -26,497 -38%
BI
20
Bulldog Investors
New Jersey
$240K +$3.28K +547 +1%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$220K +$222K +37,029 New
CCM
22
Cutler Capital Management
Massachusetts
$213K +$215K +35,921 New
HF
23
HRT Financial
New York
$209K +$211K +35,262 New
Osaic Holdings
24
Osaic Holdings
Arizona
$208K +$69.9K +11,668 +50%
GI
25
GAMCO Investors
Connecticut
$191K