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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Lazard Asset Management
1
Lazard Asset Management
New York
$81.8M +$5.94M +446,150 +8%
1CP
2
1607 Capital Partners
Virginia
$63.5M -$1.32M -99,281 -2%
Wells Fargo
3
Wells Fargo
California
$24.6M +$4.11M +308,649 +22%
BI
4
Bulldog Investors
New Jersey
$23.6M +$7.32M +550,181 +49%
KIM
5
Karpus Investment Management
New York
$17.8M +$1.98M +148,841 +14%
DT
6
Diversified Trust
Tennessee
$4.87M +$869K +65,300 +24%
Bank of America
7
Bank of America
North Carolina
$1.82M +$220K +16,545 +15%
WAM
8
Wolverine Asset Management
Illinois
$1.75M +$237K +17,827 +17%
CCB
9
Cutter & Co Brokerage
Missouri
$1.64M +$3.35K +252 +0.2%
CA
10
Cornerstone Advisors
North Carolina
$1.39M -$516K -38,800 -28%
Grantham, Mayo, Van Otterloo & Co (GMO)
11
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$1.15M +$1.08M +80,915 New
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$873K -$8K -601 -1%
CCM
13
Cutler Capital Management
Massachusetts
$853K +$68.8K +5,174 +9%
JGUA
14
John G. Ullman & Associates
New York
$843K -$29.3K -2,200 -4%
COLIM
15
City of London Investment Management
United Kingdom
$827K +$768K +57,683 New
GRQ
16
Gardner Russo & Quinn
Pennsylvania
$726K
Morgan Stanley
17
Morgan Stanley
New York
$677K +$13.4K +1,008 +2%
SRC
18
Shufro Rose & Co
New York
$433K -$220K -16,515 -35%
GC
19
Guggenheim Capital
Illinois
$339K
AA
20
Ancora Advisors
Ohio
$325K
BC
21
Bartlett & Co
Ohio
$278K
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$265K -$27.3K -2,054 -10%
Truist Financial
23
Truist Financial
North Carolina
$235K
TAM
24
Tocqueville Asset Management
New York
$217K
Bank of New York Mellon
25
Bank of New York Mellon
New York
$214K -$31.2K -2,344 -13%