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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Allspring Global Investments
1
Allspring Global Investments
North Carolina
$11.6M +$11.1M +1,167,304 New
Lazard Asset Management
2
Lazard Asset Management
New York
$7.98M -$5.04K -528 -0.1%
COLIM
3
City of London Investment Management
United Kingdom
$7.17M +$319K +33,384 +5%
CL
4
CSS LLC
Illinois
$3.51M -$10 -1 -0%
1CP
5
1607 Capital Partners
Virginia
$3.29M -$42.2K -4,421 -1%
BI
6
Bulldog Investors
New Jersey
$2.36M +$1.06M +111,195 +88%
GRQ
7
Gardner Russo & Quinn
Pennsylvania
$2.33M +$37.1K +3,891 +2%
SFS
8
Shaker Financial Services
Virginia
$1.71M +$275K +28,805 +20%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$1.55M -$1.53K -160 -0.1%
BBPWM
10
Blue Bell Private Wealth Management
Pennsylvania
$1.09M +$32.7K +3,430 +3%
Wells Fargo
11
Wells Fargo
California
$1.07M -$10.8M -1,132,408 -91%
WAM
12
Wolverine Asset Management
Illinois
$965K +$103K +10,781 +12%
CA
13
Cornerstone Advisors
North Carolina
$954K +$69K +7,227 +8%
UCI
14
Uncommon Cents Investing
Wisconsin
$896K
Bank of America
15
Bank of America
North Carolina
$736K +$8.12K +851 +1%
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$499K +$18.1K +1,900 +4%
SKK
17
Shepherd Kaplan Krochuk
Massachusetts
$332K
UBS Group
18
UBS Group
Switzerland
$280K
RJA
19
Raymond James & Associates
Florida
$274K
Morgan Stanley
20
Morgan Stanley
New York
$219K +$8.41K +882 +4%
GI
21
GAMCO Investors
Connecticut
$160K
RJFSA
22
Raymond James Financial Services Advisors
Florida
$150K +$391 +41 +0.3%
CICI
23
Capital Investment Counsel Inc
North Carolina
$149K
KAS
24
Kestra Advisory Services
Texas
$128K
DAS
25
Dynamic Advisor Solutions
Arizona
$126K +$12.6K +1,318 +12%