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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Allspring Global Investments
1
Allspring Global Investments
North Carolina
$12.2M
RCM
2
Rivernorth Capital Management
Florida
$4.25M +$4.22M +625,113 +1,394%
Lazard Asset Management
3
Lazard Asset Management
New York
$4.22M -$5.82M -862,216 -56%
CL
4
CSS LLC
Illinois
$3.33M +$995K +147,270 +39%
GRQ
5
Gardner Russo & Quinn
Pennsylvania
$2.75M +$951K +140,834 +48%
SCM
6
Saba Capital Management
New York
$1.55M +$19.6K +2,894 +1%
KIM
7
Karpus Investment Management
New York
$1.5M -$68.3K -10,115 -4%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$977K +$198K +29,321 +23%
CC
9
CF Capital
Massachusetts
$948K +$981K +145,258 +3,026%
SFS
10
Shaker Financial Services
Virginia
$890K +$367K +54,272 +63%
YCM
11
Yakira Capital Management
Connecticut
$884K +$738K +109,272 +363%
UCI
12
Uncommon Cents Investing
Wisconsin
$786K +$161K +23,800 +24%
BI
13
Bulldog Investors
New Jersey
$678K -$882K -130,570 -55%
BBPWM
14
Blue Bell Private Wealth Management
Pennsylvania
$666K +$47.3K +7,006 +7%
UPS
15
UHLMANN PRICE SECURITIES
Illinois
$663K -$265K -39,228 -27%
Morgan Stanley
16
Morgan Stanley
New York
$358K -$27.2K -4,025 -7%
PMG
17
Private Management Group
California
$287K +$71.2K +10,545 New
DCM
18
Delta Capital Management
New Jersey
$212K
BHPW
19
Beverly Hills Private Wealth
California
$122K +$130K +19,248 New
Balyasny Asset Management
20
Balyasny Asset Management
Illinois
$121K +$129K +19,116 New
KAS
21
Kestra Advisory Services
Texas
$119K +$40.1K +5,943 +46%
UBS Group
22
UBS Group
Switzerland
$105K -$190K -28,091 -63%
GI
23
GAMCO Investors
Connecticut
$102K
CICI
24
Capital Investment Counsel Inc
North Carolina
$94.9K
Bank of America
25
Bank of America
North Carolina
$94.6K +$8.46K +1,253 +9%